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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
FDA Lists Expiration Dates for At-Home COVID-19 Tests
The FDA has updated its list of authorized at-home COVID-19 diagnostic tests, including information on extended expiration dates. This guidance helps consumers and healthcare providers identify currently valid tests.
FDA Pilot for Medical Device Recall Communication
The FDA's Center for Devices and Radiological Health (CDRH) is launching a pilot program to improve the speed of communication regarding high-risk medical device recalls. This initiative focuses initially on specific device categories and aims to reduce the time between the FDA's awareness of a potential issue and public notification.
FDA Idea Lab for Home Health Medical Devices
The FDA has launched an Idea Lab as part of its Home as a Health Care Hub initiative to foster the development of new home health medical devices. The lab focuses on diabetes management as a test case, aiming to integrate devices for prevention, diagnosis, treatment, rehabilitation, and monitoring into patients' lifestyles.
FDA Guidance: Cancer Trial Eligibility Criteria - Laboratory Values
The FDA has issued new guidance on cancer clinical trial eligibility criteria, specifically focusing on laboratory values. The guidance aims to help sponsors and institutional review boards select appropriate laboratory values to avoid unjustified exclusions of diverse patient populations.
FDA Guidance: Inclusive Cancer Trial Eligibility Criteria
The FDA has issued new guidance recommending that sponsors and institutional review boards expand eligibility criteria for cancer clinical trials to include a wider range of patients, particularly concerning performance status. This aims to improve the diversity of clinical trial populations and ensure broader applicability of cancer treatments.
FDA Final Guidance on Bioresearch Monitoring Inspections
The FDA has issued final guidance detailing processes and practices for Bioresearch Monitoring inspections, as mandated by the Food and Drug Omnibus Reform Act of 2022. This guidance outlines record and information requirements, communication best practices, and inspection conduct for regulated entities.
FDA Guidance: Cancer Trial Eligibility Criteria
The FDA has issued new guidance regarding eligibility criteria for cancer clinical trials, specifically addressing washout periods and concomitant medications. This guidance aims to help sponsors and IRBs develop trials that are inclusive while ensuring participant safety. Comments on the guidance can be submitted at any time.
FDA Identifies Infusion Pump Software Correction as Most Serious Recall
The FDA has identified a software correction for the Fresenius Kabi Ivenix Large Volume Pump as its most serious type of recall, indicating a potential risk of serious injury or death. Affected healthcare providers are urged to update the pump software to version 5.10.2 as soon as possible and implement temporary risk mitigation measures.
Medline Industries Recalls Electrophysiology and Ultrasound Catheters
Medline Industries is expanding a recall of reprocessed electrophysiology and ultrasound catheters due to potential residual particulates. The FDA has classified this as the most serious type of recall, as the devices could cause serious injury or death. Affected customers are instructed to return or destroy the product.
Navafresh Recalls Rheumacare Capsules Due to Elevated Lead Levels
Handelnine Global Limited d/b/a Navafresh is voluntarily recalling Rheumacare Capsules due to elevated lead levels found by the FDA. The recall impacts consumers nationwide and is being conducted with the FDA's knowledge.
Modern Warrior Recalls Dietary Supplement Due to Undeclared Ingredients
Modern Warrior is voluntarily recalling its 'Modern Warrior Ready' dietary supplement due to the presence of undeclared tianeptine, 1,4-DMAA, and aniracetam. The FDA is highlighting the serious health risks associated with these ingredients, including potential life-threatening cardiovascular events and suicidal ideation.
Gold Star Distribution Recalls FDA Products Due to Contamination
Gold Star Distribution, Inc. is recalling all FDA-regulated products held at its facility due to rodent, avian, and insect contamination and insanitary conditions. The FDA determined the facility operated under insanitary conditions, posing a significant risk of product contamination and potential illness from microorganisms like Salmonella.
FDA Recall of Silintan Capsules for Undeclared Meloxicam
Anthony Trinh, 123Herbals LLC is voluntarily recalling all lots of Silintan capsules due to the presence of undeclared meloxicam, an approved NSAID. The FDA analysis found the product to be an unapproved new drug, posing risks of serious health events.
Green Lumber Recalls Dietary Supplements for Undeclared Tadalafil
Green Lumber Holding, LLC is updating a recall for counterfeit dietary supplements falsely marketed as Green Lumber. The counterfeit products contain undeclared Tadalafil, a prescription drug, posing potential health risks. Consumers are advised to check lot numbers and discontinue use of affected products.
Financial Services Platform Test Approved by OSC, AMF, CIRO
Canada's OSC, AMF, and CIRO have approved Project Samara, an experimental research project evaluating a distributed ledger technology platform for bond transactions. The project involves major financial institutions and aims to assess the benefits of tokenized bond issuance and trading.
Canadian Securities Administrators Warn of Phishing Emails
The Canadian Securities Administrators (CSA) has issued a warning to registrants regarding phishing emails impersonating the CSA. These emails are suspected to be malicious attempts to obtain personal or confidential business information. Registrants are urged to be vigilant, verify sender authenticity, and report suspicious emails.
Canadian Securities Regulators Disrupt Over 7,500 Fraudulent Investment Websites
The Canadian Securities Administrators (CSA) announced the disruption of over 7,500 fraudulent investment websites targeting Canadians. This initiative highlights the CSA's use of regulatory and enforcement tools to combat online investment fraud and protect investors.
Canadian Securities Regulators Amend Benchmark Assurance Report Requirements
Canadian securities regulators have adopted amendments to Multilateral Instrument 25-102 concerning designated benchmarks and benchmark administrators. These changes clarify assurance report requirements for independent public accountants, specifying the level of assurance, report type, and submission timing, and introduce a new requirement for certain designated benchmarks. The amendments are set to come into force on May 5, 2026.
CSA Publishes 2025 Systemic Risk Committee Annual Report on Capital Markets
The Canadian Securities Administrators (CSA) has published its 2025 Systemic Risk Committee Annual Report on Capital Markets. The report analyzes financial market trends, emerging risks, and vulnerabilities in Canadian markets, and outlines CSA efforts to mitigate these risks.
Junior mineral exploration company pays $30,000 to BCSC
Junior mineral exploration company pays $30,000 to BCSC
Director Fined $1 Million for Crypto Trading Platform Fraud
The BC Securities Commission (BCSC) announced that Michael Ongun Gokturk, director of three defunct crypto companies, has agreed to pay $1 million for fraud related to their trading platform. Gokturk is also permanently banned from participating in B.C.'s investment market.
Canadian Securities Regulators Disrupt Fraudulent Investment Websites
Canadian securities regulators announced the disruption of over 7,500 fraudulent investment websites and 13,000 URLs between June 2025 and February 2026. This initiative aims to protect Canadians from online investment scams and crypto fraud.
BCSC Panel Finds Breach of Cease Trade Order
The BC Securities Commission (BCSC) panel found that Green Hygienics Holdings Inc. and its former CEO, Ronald Wayne Loudoun, breached a cease trade order by distributing millions of dollars worth of shares and promissory notes. Submissions on sanctions are now required.
CIRO Guidance on Digital Asset Custody for Crypto-Asset Trading Platforms
The Canadian Investment Regulatory Organization (CIRO) has issued new guidance on digital asset custody for Crypto-Asset Trading Platforms (CTPs). The framework establishes clear expectations for Dealer Members operating CTPs, addressing technological, operational, and legal risks associated with digital assets. It enhances existing custody and segregation requirements to protect investors.
CIRO Annual Compliance Report 2026 for Dealers
The Canadian Investment Regulatory Organization (CIRO) has released its 2026 Annual Compliance Report. The report highlights emerging compliance challenges for dealers, including cybersecurity, crypto asset trading platforms, and the use of AI, and provides guidance on addressing these issues to enhance investor protection.
CIRO Seeks New Members for Investor Advisory Panel
The Canadian Investment Regulatory Organization (CIRO) is seeking applications for its Investor Advisory Panel (IAP). The panel advises CIRO on regulatory policy and initiatives. Applications are due by March 31, 2026.
Canada Approves Financial Services Platform Test Using Blockchain
Canadian securities regulators (OSC, AMF, CIRO) have approved an experimental financial services platform test, Project Samara, involving RBC, TD Securities, and the Bank of Canada. The project will evaluate the use of distributed ledger technology for bond issuance, trading, and settlement using digital Canadian dollars.
CIRO Guidance Expands Decision-Making Supports for OEO Dealers
The Canadian Investment Regulatory Organization (CIRO) has published new guidance allowing Order Execution Only (OEO) dealers to expand decision-making supports offered to clients. This aims to empower DIY investors with better educational resources and tools while maintaining investor protection.
Financial Ombudsman Service Sets Case Resolution Targets
The UK Financial Ombudsman Service has published its plans and budget for the 2026/27 financial year, setting a target to resolve 245,000 cases. The service is consulting on these ambitious targets, which include resolving over 80% of cases within six months.
Financial Ombudsman Service Warns Students About Financial Pitfalls
The UK's Financial Ombudsman Service has issued a warning to university students about common financial pitfalls as they return to education. The notice aims to raise awareness of potential financial issues and inform students about the services available to help resolve disputes with financial providers.
Financial Ombudsman Service Sees Lowest Complaint Levels in Two Years
The UK's Financial Ombudsman Service (FOS) reported a significant decrease in new cases, with complaint volumes returning to levels seen in 2023/24. The period between October and December 2025 saw 47,300 complaints, down from 68,400 in the same quarter the previous year. This reduction is attributed to factors including the FCA's complaint handling pause for motor finance cases.
Financial Ombudsman Service Warns of Investment and Employment Scams
The UK Financial Ombudsman Service has issued a warning regarding a rise in online investment and employment scams. In 2025, the service received over 31,300 fraud and scam complaints, with approximately 20,000 involving authorised payments to scammers.
Financial Ombudsman urges young drivers on car insurance
The UK's Financial Ombudsman Service has issued a notice urging young drivers to make informed decisions about car insurance. The service highlights common pitfalls and issues, including policy cancellations, administrative problems, and claim disputes, based on over 1,200 complaints received from drivers under 25 last year.
FSA Analytical Notes on Regional Banks and Talent
The Financial Services Agency (FSA) of Japan has published its "FSA Analytical Notes (2026.2)", focusing on the analysis of human resource support by regional banks and talent shortages in firms. An English version is expected to be released shortly.
FSA: Bank Loans Total 8.0 Trillion Yen as of Sep 2025
The Financial Services Agency (FSA) of Japan has published its provisional translation of the status of loans held by all banks as of the end of September 2025. Total loans amounted to 8.0 trillion yen, a decrease of 0.4 trillion yen from the previous period.
FSA, SEC Hold Spring Financial Regulatory Dialogue
The Financial Services Agency of Japan (FSA) and the U.S. Securities and Exchange Commission (SEC) held their Spring Financial Regulatory Dialogue in Tokyo on February 27, 2026. The meeting focused on cross-border issues, market developments, and regulatory matters including digital assets.
FSA AI Discussion Paper Update for Financial Sector
The Financial Services Agency (FSA) of Japan has published Version 1.1 of its AI Discussion Paper, updating its previous 2025 version. This revision incorporates insights from public-private forums on AI utilization and risk management in the financial sector. The FSA is seeking comments on the paper to inform future policy development.
FSA Publishes English Version of Analytical Notes (2026.3)
The Financial Services Agency (FSA) of Japan has published the English version of its "FSA Analytical Notes (2026.3)". This publication provides analysis on financial markets and related topics, with specific notes on the OTC derivatives market.
HKMA Scam Alert: Fraudulent Bank Websites and Scams
The Hong Kong Monetary Authority (HKMA) issued a scam alert on March 10, 2026, to warn the public about fraudulent websites and scams reported by several banks. The alert provides guidance on identifying and reporting such incidents.
HKMA Scam Alert: Fraudulent Websites and Scams Targeting Bank Customers
The Hong Kong Monetary Authority (HKMA) has issued a scam alert regarding fraudulent websites and scams targeting bank customers. The alert highlights specific instances reported by The Bank of East Asia and Shanghai Commercial Bank Limited, warning the public about phishing attempts and advising on protective measures.
Hong Kong Green Week 2026 Announced
The Hong Kong Monetary Authority has announced the return of Hong Kong Green Week 2026, scheduled for September 7-11. This flagship sustainability event will focus on "Future-proofing Sustainable Growth" and will feature conferences, forums, and satellite events coordinated by the HKMA.
Exchange Fund Bills Tender Results Announced
The Hong Kong Monetary Authority announced the tender results for Exchange Fund Bills on March 10, 2026. The results detail the amounts applied for and allotted, along with accepted yields for various bill issuances.
Updated Sanctions Notice for ISIL (Da'esh) / Al-Kaida
The Swiss State Secretariat for Economic Affairs (SECO) has updated its sanctions database following a UN sanctions committee decision on February 27, 2026. The update concerns individuals, companies, and organizations linked to ISIL (Da'esh) and Al-Qaeda. This change is directly applicable in Switzerland.
Updated Sanctions List for Taliban
The Swiss State Secretariat for Economic Affairs (SECO) has updated its sanctions list concerning individuals and entities linked to the Taliban, effective March 11, 2026. Financial intermediaries are required to implement the prohibitions, freeze assets, and report relevant business relationships to SECO.
FINMA Contacts Bank After US Names it Money Laundering Concern
FINMA is in contact with MBaer Merchant Bank AG and FinCEN after the US designated the bank as a primary money laundering concern. FinCEN is proposing measures under the USA PATRIOT Act, which are currently undergoing public consultation. FINMA has appointed an audit agent at the bank.
Switzerland Updates Iran Sanctions List
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) has updated annexes and the list of sanctioned individuals, companies, and organizations related to Iran. Financial intermediaries are required to implement prohibitions, freeze assets, and report affected business relationships.
FINMA Orders MBaer Merchant Bank AG Liquidation Due to Money Laundering Controls
Switzerland's FINMA has ordered the liquidation of MBaer Merchant Bank AG due to serious, systematic shortcomings in anti-money laundering controls and enabling clients to circumvent asset freezes. This follows FINMA's withdrawal of the bank's license, which is now effective after the bank withdrew its appeal.
Capital Asia Investments Investigated for Money Laundering and Compliance Failures
The Monetary Authority of Singapore (MAS) and the Police are investigating Capital Asia Investments Pte Ltd and its directors for suspected money laundering and compliance failures. Over S$160 million in assets were seized, and two directors were arrested as part of the ongoing investigation.
MAS Issues Environmental Risk Transition Planning Guidelines
The Monetary Authority of Singapore (MAS) has issued new Guidelines on Environmental Risk Management - Transition Planning for banks, insurers, and asset managers. These guidelines set supervisory expectations for managing climate-related transition and physical risks, taking effect from September 2027.
Payments Forward Plan Published
The Payments Vision Delivery Committee, comprising HM Treasury, the Bank of England, the FCA, and the PSR, has published the Payments Forward Plan. This plan outlines upcoming initiatives in retail and wholesale payments, including digital assets, to foster a trusted, world-leading payments ecosystem.
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