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Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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Cybersecurity
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Healthcare Compliance
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Trade & Procurement
Recent changes
United States v. Castro Alavez - Conviction Affirmed in Part, Vacated in Part
The Ninth Circuit affirmed in part and vacated in part the conviction and sentence of Luis Miguel Castro Alavez. The court agreed that the jury instruction regarding knowledge of drug type and quantity was erroneous and not harmless for the attempted possession charge, vacating the sentence for that count.
BLM Wild Horse Management Plans Revision Ordered by D.C. Circuit
The D.C. Circuit Court of Appeals ruled that the Bureau of Land Management (BLM) must revise its ten-year wild horse management plans. The court found that the plans impermissibly allowed for indefinite removals without proper determination of excess horses or consultation, requiring BLM to clarify future gather processes.
US v. McBreairty - Criminal Contempt Appeal
The First Circuit Court of Appeals affirmed a district court's criminal contempt order against Danielle McBreairty. McBreairty refused to testify in a federal trial, even after being granted statutory immunity under 18 U.S.C. §§ 6002-6003, invoking her Fifth Amendment privilege against self-incrimination.
US v. Yoon - Health Care Fraud Conviction Appeal
The First Circuit Court of Appeals affirmed the health care fraud conviction of Chang Goo Yoon, who submitted over a million dollars in false claims. The court upheld evidentiary rulings and sentencing enhancements, affirming his conviction for defrauding private insurers and his own car insurer.
SEC Charges C-Hear, Inc. and Former CEO with Fraud
The SEC charged C-Hear, Inc. and its former CEO, Adena Harmon, with securities fraud in connection with a $4.2 million stock offering. The complaint alleges misleading statements about the company's technology and concealment of Harmon's criminal convictions, as well as misappropriation of investor funds.
Winchell v. Social Security Commissioner - Social Security Review
The U.S. District Court for the Northern District of California filed a new civil case, Winchell v. Social Security Commissioner, on February 20, 2026. The case involves a complaint for judicial review of a decision by the Commissioner of Social Security regarding disability benefits.
Tsering v. ByteDance, Inc. et al - Civil Suit
Lisa Tsering has filed a civil suit against ByteDance, Inc., TikTok USDS Joint Venture LLC, and TikTok, Inc. in the U.S. District Court for the Northern District of California. The case, bearing number 4:26-cv-01536, was filed on February 20, 2026, with a filing fee of $405.
Babbini v. Reddit, Inc. - Civil Complaint
Paul Babbini has filed a civil complaint against Reddit, Inc. in the U.S. District Court for the Northern District of California. The case, bearing number 3:26-cv-01532, was filed on February 20, 2026, with a filing fee of $405.
A. v. Salesforce, Inc. - Civil Complaint Filed
A civil complaint was filed against Salesforce, Inc. on February 20, 2026, in the U.S. District Court for the Northern District of California. The case, identified by docket number 3:26-cv-01531, alleges unspecified damages. The filing includes a complaint, proposed summons, and a motion to proceed by pseudonym.
Global Ampersand LLC v. Bank of America - Civil Case
Global Ampersand LLC has filed a civil lawsuit against Bank of America, N.A., in the U.S. District Court for the Northern District of California. The case, identified by docket number 3:26-cv-01534, was filed on February 20, 2026, and involves a notice of removal from a state court case. TD Bank, N.A. also filed a notice of removal and a certificate of interested entities.
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