FATF Lists Iran, DPRK, Burma as High-Risk; Kuwait, PNG Under Monitoring

FinCEN is informing U.S. financial institutions of the Financial Action Task Force's (FATF) updated lists of jurisdictions with strategic AML/CFT/CPF deficiencies. Kuwait and Papua New Guinea were added to the 'Jurisdictions Under Increased Monitoring' list, while Iran, DPRK, and Burma remain on the 'High-Risk Jurisdictions Subject to a Call for Action' list.

Canaccord Genuity LLC - Enforcement Action

FinCEN announced an enforcement action against Canaccord Genuity LLC, citing violations of the Bank Secrecy Act. The action resulted in a consent order and a financial penalty. This action serves as a reminder of the importance of robust AML compliance programs for financial institutions.

FinCEN Fines Canaccord Genuity $80 Million for BSA Violations

FinCEN has assessed an $80 million civil money penalty against Canaccord Genuity LLC for willful violations of the Bank Secrecy Act (BSA). This is the largest penalty ever imposed against a broker-dealer for BSA violations, stemming from failures in anti-money laundering programs and suspicious activity reporting.

Geographic Targeting Order for Southwest Border MSBs

FinCEN has issued a Geographic Targeting Order (GTO) imposing recordkeeping and reporting requirements on certain Money Services Businesses (MSBs) along the Southwest Border. This order aims to enhance efforts against illicit finance and money laundering activities.

FDIC FAQ on Capital Treatment of Tokenized Securities

The FDIC, OCC, and Federal Reserve have issued an FAQ addressing the capital treatment of tokenized securities for FDIC-insured financial institutions. The guidance clarifies how ownership rights represented by distributed ledger technology are treated under existing capital rules and confirms the technology-neutral nature of these regulations.

Call Report Instructions for Q4 2025

The FDIC issued updated instructions for the Consolidated Reports of Condition and Income (Call Report) for the fourth quarter of 2025. The notice highlights the implementation of multifactor authentication for the Central Data Repository and provides submission deadlines for the December 31, 2025, report date.

FDIC Final Rule on Signs, Advertising, and Misuse of Name/Logo

The FDIC issued a final rule amending regulations on official signs, advertising, and misuse of the FDIC's name or logo for insured depository institutions. The rule provides additional flexibility for digital signage and ATMs while clarifying consumer protections, with a compliance date of April 1, 2027.

FDIC Amends Guidelines for Appeals of Material Supervisory Determinations

The FDIC is amending its Guidelines for Appeals of Material Supervisory Determinations by replacing the Supervision Appeals Review Committee with a new Office of Supervisory Appeals. This office will serve as the final review level for supervisory determinations and will also expand appeal rights to certain enforcement action cases.

FDIC Extends Comment Period for GENIUS Act Stablecoin Rulemaking

The FDIC has extended the public comment period for its proposed rulemaking concerning the GENIUS Act application procedures for stablecoin issuance. The comment period is now extended to May 18, 2026, providing additional time for FDIC-supervised institutions to submit feedback.

CFTC Announces Marc H. Sielski as Executive Director

The Commodity Futures Trading Commission (CFTC) announced Marc H. Sielski has been named the agency's new executive director. Sielski will oversee administrative operations to support the CFTC's mission and ensure effective stewardship of public resources.

CFTC Senior Advisor Brigitte Weyls Departs

The Commodity Futures Trading Commission (CFTC) announced the departure of Senior Advisor Brigitte Weyls after 17 years of service. Weyls played a role in significant litigation, policy, and rulemaking initiatives, including those related to digital assets and emerging markets.

CFTC and SEC Sign MOU for Lawful Innovation

The CFTC and SEC have signed a Memorandum of Understanding (MOU) to enhance coordination and collaboration on lawful innovation, market integrity, and investor protection. The MOU establishes a Joint Harmonization Initiative to clarify definitions, modernize frameworks, and streamline reporting for areas of common regulatory interest, including crypto assets.

CFTC Advisory on Prediction Markets and Event Contracts

The CFTC's Division of Market Oversight issued an advisory reminding designated contract markets (DCMs) of their regulatory obligations under the Commodity Exchange Act and Commission regulations concerning the listing of event contracts. The advisory encourages innovation while emphasizing proactive compliance, particularly for sports-related event contracts.

CFTC Seeks Comment on Prediction Market Regulations

The Commodity Futures Trading Commission (CFTC) has published an Advanced Notice of Proposed Rulemaking (ANPRM) to solicit public comment on potential new regulations for prediction markets. The ANPRM seeks input on how existing rules apply to event contracts and what types of contracts may be prohibited.

Agencies Clarify Capital Treatment of Tokenized Securities

The Federal Deposit Insurance Corporation, Federal Reserve Board, and Office of the Comptroller of the Currency have issued frequently asked questions to clarify the capital treatment of tokenized securities. The guidance confirms that eligible tokenized securities should receive the same capital treatment as their non-tokenized counterparts.

Federal Reserve Approves CBS Banc-Corp. Acquisition

The Federal Reserve Board has approved a notice from CBS Banc-Corp. to acquire TAG Bancshares Inc. and indirectly acquire Citizens Bank & Trust, Inc. This action pertains to a standard regulatory approval for a banking acquisition.

Federal Reserve Terminates Enforcement Actions Against Banks

The Federal Reserve Board announced the termination of several enforcement actions against Industrial and Commercial Bank of China and Standard Chartered Bank. These actions were terminated on various dates in February 2026, following the completion of their respective terms.

Federal Reserve Approves Associated Banc-Corp Acquisition of American National Corporation

The Federal Reserve Board has approved the application by Associated Banc-Corp to acquire American National Corporation. This approval allows Associated Banc-Corp to indirectly acquire American National Bank.

Federal Reserve Board Approves FirstSun Capital Bancorp Merger with First Foundation Inc

The Federal Reserve Board has approved the application by FirstSun Capital Bancorp to merge with First Foundation Inc. This approval allows for the indirect acquisition of First Foundation Bank. The decision was announced on March 11, 2026.

FDIC Issues List of Banks Examined for CRA Compliance

The Federal Deposit Insurance Corporation (FDIC) has issued a list of state nonmember banks recently evaluated for compliance with the Community Reinvestment Act (CRA). The list includes evaluation ratings assigned to institutions in December 2025.

Agencies Clarify Capital Treatment of Tokenized Securities

The FDIC, Federal Reserve Board, and OCC have jointly issued Frequently Asked Questions to clarify the capital treatment of tokenized securities. The guidance confirms that eligible tokenized securities generally receive the same capital treatment as their non-tokenized counterparts and that the capital rule is technology-neutral.

FDIC Issues CRA Examination Schedules for Q2 and Q3 2026

The Federal Deposit Insurance Corporation (FDIC) has issued the Community Reinvestment Act (CRA) examination schedules for the second and third quarters of 2026. These schedules outline institutions slated for CRA examinations, which assess banks' records of meeting community credit needs.

FDIC Publishes January 2026 Bank Enforcement Actions

The Federal Deposit Insurance Corporation (FDIC) has published a list of administrative enforcement actions taken against banks and individuals in January 2026. The publication includes eight orders, comprising consent orders, orders terminating consent orders, orders to pay, and prohibition orders.

FDIC Approves Edward Jones Bank Deposit Insurance Application

The FDIC approved the deposit insurance application for Edward Jones Bank, a Utah-chartered industrial bank. The approval is subject to certain conditions, including maintaining a minimum tier 1 leverage ratio and capital/liquidity support from its parent companies. The approval order expires if the bank is not established within 12 months.

v. Schwartz et al - Civil Case Filing

A new civil case, 3:26-cv-02092, was filed in the U.S. District Court for the Northern District of California on March 11, 2026. The case involves a complaint filed by Marshall Abraham Wexler against 'v. Schwartz et al' and includes a motion to proceed in forma pauperis.

TCEQ Approves $1,195,080 in Environmental Fines

The Texas Commission on Environmental Quality (TCEQ) approved penalties totaling $1,195,080 against 72 entities for violations of state environmental regulations. The fines cover various categories including air quality, hazardous waste, wastewater discharges, and water quality.

Trump administration sues California over illegal EV mandate

Trump administration sues California over illegal EV mandate

Aetna pays $117.7M for Medicare Advantage fraud allegations

Aetna pays $117.7M for Medicare Advantage fraud allegations

Chevron pays $1M penalty for Clean Air Act violations

Chevron pays $1M penalty for Clean Air Act violations

Criminal alien charged with sex crimes involving minors

Criminal alien charged with sex crimes involving minors

Former USPTO employee pays $122,480 for conflict-of-interest violations

Former USPTO employee pays $122,480 for conflict-of-interest violations

Justice Department aids global operation targeting waste and pollution crime

Justice Department aids global operation targeting waste and pollution crime

Agency Information Collection Activities: Federal Student Aid User Experience Research

The Department of Education has published a notice regarding agency information collection activities, specifically for Federal Student Aid user experience design research. This notice is part of the standard process for proposals, submissions, and approvals of information collection requests.

Education Department: Student Assistance Cash Management Proposal

The Department of Education has published a notice regarding proposed changes to agency information collection activities related to Student Assistance General Provisions - Subpart K - Cash Management. This notice is currently unpublished and scheduled for official publication on March 13, 2026.

William D. Ford Federal Direct Loan Program Correction

The Education Department has issued a correction to a previously published rule concerning the William D. Ford Federal Direct Loan Program. This correction is scheduled for publication in the Federal Register on March 13, 2026.

Discretionary Housing Payments Amendment and Revocation Regulations 2026

The UK Secretary of State for Work and Pensions has issued the Discretionary Financial Assistance and Discretionary Housing Payments (Amendment and Revocation) Regulations 2026, effective April 1, 2026. These regulations amend existing provisions and revoke several previous orders and regulations concerning housing payments in England and Wales.

Northern Ireland Public Service Pensions Revaluation Order 2026

The Department of Finance has issued the Public Service Pensions Revaluation Order (Northern Ireland) 2026, effective April 1, 2026. The order specifies revaluation increases for pensionable earnings for the period ending March 31, 2026, with a 3.8% increase for prices and a 4.8% increase for earnings.

Firefighters' Pension Scheme (England) Amendment Order 2026

The Firefighters' Pension Scheme (England) (Amendment) Order 2026 amends the existing scheme, primarily affecting retained firefighter opt-out members. Key changes include updated definitions and provisions related to purchasing service and death grants. The order comes into force on April 1, 2026.

Pensions Increase Order 2026

The UK Treasury has issued the Pensions Increase (Review) Order 2026, increasing official pensions by 3.8%. This order, effective April 6, 2026, applies to pensions that began before April 6, 2026, and may involve adjustments for guaranteed minimum pensions.

Online Safety Act 2023 Commencement Regulations (CSEA Content)

The UK Secretary of State has issued the Online Safety Act 2023 (Commencement No. 7) Regulations 2026, bringing into force provisions related to the reporting of Child Sexual Exploitation and Abuse (CSEA) content. These regulations apply to regulated user-to-user services and establish an offence in relation to CSEA reporting, effective April 7, 2026.

Climate Change Levy Amendment Regulations 2026

The UK Treasury has issued the Climate Change Levy (Fuel Use and Recycling Processes) (Amendment) Regulations 2026, amending the 2005 Regulations. These amendments specify hydrogen production via electrolysis and natural gas use in sodium bicarbonate production as non-fuel uses, thereby exempting them from Climate Change Levy charges.

CCUS and Offshore Hydrogen Production Regulations Amendments

The UK Secretary of State has issued the Carbon Capture Utilisation and Storage and Offshore Hydrogen Production (Miscellaneous Amendments) Regulations 2026, effective April 6, 2026. These regulations amend the Offshore Installations and Pipeline Works (Management and Administration) Regulations 1995 to introduce new definitions and clarify existing ones related to carbon capture, utilisation, and storage (CCUS) and offshore hydrogen production.

Health and Safety Act Application Outside Great Britain Variation Order 2026

The UK government has issued the Health and Safety at Work etc. Act 1974 (Application outside Great Britain) (Variation) Order 2026. This order amends the 2013 Order to include structures used for hydrogen production within the definition of offshore installations subject to health and safety regulations.

Air Navigation (Falkirk, Scotland) Emergency Revocation Regulations 2026

The UK government has issued the Air Navigation (Falkirk, Scotland) Emergency Revocation Regulations 2026, which revoke previous air navigation regulations specific to Falkirk, Scotland. This action is effective from January 1, 2026.

Firefighters' Pension Scheme (England) Amendment Regulations 2026

The Firefighters’ Pension Scheme (England) (Amendment) Regulations 2026 amend the member contribution rules for firefighters in England and Wales. These regulations, effective April 1st, 2026, introduce new contribution rate tables based on pensionable pay and provide for annual indexation of pay thresholds.

Surrey Structural Changes Order 2026

The Surrey (Structural Changes) Order 2026, made on March 9, 2026, establishes two new local government councils in Surrey, England. This order implements a proposal for a single tier of local government for the county, consolidating existing district councils.

UK ADR Regulations Consequential Amendments 2026

The UK Secretary of State has issued the Digital Markets, Competition and Consumers Act 2024 (Alternative Dispute Resolution) (Consequential Amendments) Regulations 2026, effective April 6, 2026. These regulations amend existing legislation to align with the Digital Markets, Competition and Consumers Act 2024 and revoke the 2015 ADR Regulations.

Social Security Contributions Agreement (Northern Ireland and India)

The UK Secretary of State for Work and Pensions has issued the Social Security (Contributions) (Republic of India) Order (Northern Ireland) 2026. This Order modifies UK legislation to give effect to an Agreement on Social Security Contributions signed with India on February 10, 2026.

Elections and Elected Bodies (Wales) Act 2024 Commencement Order 2026

The Welsh Ministers have issued the Elections and Elected Bodies (Wales) Act 2024 (Commencement No. 3) Order 2026, bringing sections 3 and 4 of the Act into force on October 1, 2026. These sections relate to the duty to register local government electors.

Wales Regulations Remove Edited Register Requirements for Local Electors

The Welsh Ministers have issued regulations removing the requirement to prepare and supply edited registers of local government electors in Wales. These regulations, effective October 1, 2026, amend existing legislation to align with new electoral registration processes in Wales.