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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Delaware Court Denies Green's Post-Trial Motions
The Delaware Superior Court denied Green Industrial Development Group, LLC's post-trial motions for reargument and to alter or amend the judgment in the case Mortgage Connect Document Solutions, LLC v. Green Industrial Development Group, LLC. The court found no basis for reargument or amendment of its prior decision.
Environmental Permit Application Advertisement
The Environment Agency has published an advertisement for an environmental permit application submitted by Helen Pownall and Reginald Williams for Newham Park. This notice informs the public about the application and the process for submitting comments.
Environmental Permit Application Advertisement - Nikita Osini
The Environment Agency has published a notice regarding an environmental permit application submitted by Mr Nikita Osini for Greenside Viver Green in Hincaster, Lancashire. The notice serves as a public advertisement for the application, outlining the details and the process for public consultation.
Environmental Permit Application Advertisement - Huntsmore Lodge
The Environment Agency has published an advertisement for an environmental permit application submitted by Country Court Care Homes Limited for Huntsmore Lodge Care Home in Wiltshire. This notice informs the public about the application and the process for submitting comments.
SEC Proposes Form N-PORT Amendments to Reduce Reporting Burdens
The SEC has proposed amendments to Form N-PORT to reduce reporting burdens for registered investment companies. Key changes include extending the filing deadline, reducing public disclosure frequency from monthly to quarterly, and streamlining certain reporting items. The SEC also extended compliance dates for Names Rule reporting.
ESMA Statement on Listing Act Prospectus Compliance
The European Securities and Markets Authority (ESMA) has issued a statement providing practical guidance on the Listing Act's revised prospectus framework. The guidance clarifies transitional rules for registration documents and universal registration documents, aiming to simplify compliance for issuers while maintaining investor protection.
ESMA Opinion on Revised European Sustainability Reporting Standards
The European Securities and Markets Authority (ESMA) has issued an opinion on draft revised European Sustainability Reporting Standards (ESRS). ESMA supports the simplification goals but suggests targeted adjustments to enhance investor protection and financial stability, with the European Commission expected to adopt revised standards by summer 2026.
SEC Proposes Amendments to Form N-PORT Reporting for Investment Companies
The SEC has proposed amendments to Form N-PORT reporting for investment companies, including open-end funds, closed-end funds, and ETFs. The proposal would extend the filing deadline, restore quarterly publication, and streamline reporting items. Public comments are due 60 days after publication in the Federal Register.
EDPB Report on Right to Erasure Enforcement
The European Data Protection Board (EDPB) has released a report detailing the outcomes of its Coordinated Enforcement Framework (CEF) action on the right to erasure under GDPR. The report identifies seven recurring challenges faced by controllers in implementing this right and offers recommendations for improvement.
PetSmart Settlement for Workers
Colorado Attorney General Phil Weiser is distributing $225,000 to over 60 former PetSmart workers following a settlement over deceptive training program advertising. PetSmart must also comply with Colorado law for future training repayment agreements and stop collection activities against affected workers.
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