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Wisconsin Securities Enforcement

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Thursday, April 16, 2026

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New Summary Order Against ElonMuskQuantumAI and Christopher Robert; Vanguard Consent Order Removed

Wisconsin DFI Securities Division added a new Summary Order against ElonMuskQuantumAI and Christopher Robert, Case S-251864 (EX), issued April 14, 2026. The enforcement action has been placed at the top of the published enforcement orders list. Simultaneously, the Consent Order for Vanguard Marketing Corporation and The Vanguard Group (Case S-245138) has been removed from the page.

Priority review Enforcement Securities

Tuesday, March 17, 2026

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Cease and Desist Order Against Watsans Exchange and Sabrina Marlow

The Wisconsin Department of Financial Institutions has issued a cease and desist order against Watsans Exchange and Sabrina Marlow for alleged violations of the Wisconsin Uniform Securities Law. The order revokes exemptions and proposes restitution and civil penalties for operating an unregistered crypto asset trading platform.

Urgent Enforcement Securities
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Consent Order: McGonigle and RetireCo Cease and Desist

The Wisconsin Department of Financial Institutions issued a consent order against Matthew McGonigle and RetireCo Solutions, LLC for violating securities laws. The order requires them to cease and desist from further violations and includes restitution and barring from future registration.

Urgent Enforcement Securities

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