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New Summary Order Against ElonMuskQuantumAI and Christopher Robert; Vanguard Consent Order Removed

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Summary

Wisconsin DFI Securities Division added a new Summary Order against ElonMuskQuantumAI and Christopher Robert, Case S-251864 (EX), issued April 14, 2026. The enforcement action has been placed at the top of the published enforcement orders list. Simultaneously, the Consent Order for Vanguard Marketing Corporation and The Vanguard Group (Case S-245138) has been removed from the page.

Published by WI DFI Securities on dfi.wi.gov . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

Wisconsin DFI Securities added a new Summary Order against ElonMuskQuantumAI and Christopher Robert, Case S-251864 (EX), dated April 14, 2026, positioning it as the first entry on the enforcement orders page. At the same time, the Consent Order for Vanguard Marketing Corporation and The Vanguard Group (Case S-245138) was removed from the published list.

Affected parties — broker-dealers, investment advisers, and registered entities operating in Wisconsin — should monitor the Wisconsin DFI Securities enforcement page for updates on the removed Vanguard consent order and review the new summary order for any compliance implications stemming from the state-level securities enforcement action.

Archived snapshot

Apr 16, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Page: Wisconsin Enforcement Administrative Orders
Change summary: Wisconsin DFI added a new enforcement action against ElonMuskQuantumAI and Christopher Robert, Case S-251864 (EX), a Summary Order issued April 14, 2026. This entry now appears at the top of the enforcement orders list. The Consent Order for Vanguard Marketing Corporation and The Vanguard Group (Case S-245138) has been removed from the page.
[INSERTS] New Summary Order issued April 14, 2026 against ElonMuskQuantumAI and Christopher Robert, Case S-251864 (EX)


Page context:
| Issuance Date | Respondent(s) | Case Number | Administrative Action | More Information |
| --- | --- | --- | --- | --- |
| 2026-04-14 | ElonMuskQuantumAIChristopher Robert | S-251864 (EX) | Summary Order | More Info |
| 2026-03-04 | Edward D. Jones & Co., L.P. | S-251169 (LX) | Settlement Agreement | More Info |
| 2026-02-26 | Watsans ExchangeSabrina Marlow | S-251911 (EX) | Summary Order | More Info |
| 2026-02-18 | LPL Financial LLC | S-251173 (LX) | Settlement Agreement | More Info |
| 2026-02-02 | TD Ameritrade, Inc. | S-251170 (LX) | Settlement Agreement | More Info |
| 2026-01-22 | Matthew McGonigleRetireCo Solutions, LLC | S-251362 (EX) | Consent Order | More Info |
| 2025-12-22 | Stifel, Nicolaus & Company, Inc. | S-251171 (LX) | Settlement Agreement | More Info |
| 2025-12-18 | SCA CommunityTitanXExchangeEvander EllisKatherine Monroe | S-251636 (EX) | Summary Order | More Info |
| 2025-12-18 | Global-Assets, Inc.Natasha Berkowitz | S-251708 (EX) | Summary Order | More Info |
| 2025-12-18 | OrionCapital.liveAIPCapitalMarkets.comPaul ThomasJeremiah Miracle OgboMitchell MaddisonTener Genek | S-251344 (EX) | Summary Order | More Info |
| 2025-12-17 | John Saviour aka Stephen J. Galvin aka Mr. Mario aka Raymond Cook | S-251220 (EX) | Final Order | More Info |
| 2025-12-05 | Camil T. MarounM-Pulse, LLC | S-249715 (EX) | [Summary Order](https://dfi.wi.gov/Documents/Securities/RegistrationOfProfessionals/EnforcementAdministrativeOrders/2025/20251205Maro...

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Last updated

Classification

Agency
WI DFI Securities
Filed
April 14th, 2026
Instrument
Enforcement
Legal weight
Binding
Stage
Final
Change scope
Substantive
Docket
S-251864 (EX)
Supersedes
Case S-245138 (Vanguard Marketing Corporation and The Vanguard Group Consent Order)

Who this affects

Applies to
Broker-dealers Investors Financial advisers
Industry sector
5231 Securities & Investments
Activity scope
Securities enforcement Investment fraud Broker-dealer regulation
Geographic scope
US-WI US-WI

Taxonomy

Primary area
Securities
Operational domain
Compliance
Compliance frameworks
Dodd-Frank
Topics
Consumer Protection Criminal Justice

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