SEC: ALJ Procedural Orders
SEC Postpones Horizon Thread Hearing to December 15
The SEC has postponed the administrative hearing for Horizon Thread (PTY) Ltd from November 25, 2025, to December 15, 2025. This postponement is due to the Division of Enforcement's inability to serve the order instituting proceedings on the respondent.
SEC Redesignates Judge for Epic Capital Wealth Advisors Proceeding
The SEC has redesignated the presiding judge for the administrative proceeding against Epic Capital Wealth Advisors, LLC. The new judge has ordered parties to file opening briefs by December 15, 2025, addressing specific requirements for investment adviser registration.
SEC Administrative Proceeding Order - Horizon Thread (PTY) Ltd
The SEC issued an administrative order regarding Horizon Thread (PTY) Ltd, setting deadlines for filing an answer and a joint report. The order follows the respondent's stipulation to service and waiver of certain requirements in an ongoing administrative proceeding concerning its registration statement.
SEC Postpones Hearing for Horizon Thread Registration Statement
The SEC has postponed a hearing for Horizon Thread (PTY) Ltd's registration statement by 60 days. This postponement allows the company to amend its statement to cure deficiencies. A joint status update is required by February 9, 2026.
SEC Postpones Horizon Thread Registration Statement Deadline
The SEC has granted a 60-day postponement of deadlines in the administrative proceeding against Horizon Thread (PTY) Ltd. This allows the company additional time to cure deficiencies in its amended registration statement. The next status update is due April 13, 2026.
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