Search

JKN Universe LLC Consent Order - Franchise Investment Protection Act

The Washington State Department of Financial Institutions has issued a Consent Order against JKN Universe, LLC, and its manager VVV Global Ent. LLC, for violations of the Franchise Investment Protection Act. The order addresses the failure to disclose material information and unlawful franchise offerings related to the Miss Universe pageants in Washington.

Simulation Framework for Sterling Money Market Funds

The Bank of England has published Staff Working Paper No. 1,177, detailing a simulation framework for sterling money market funds. The paper explores redemption capacity and liquidity requirements, suggesting that removing the 30% weekly liquid asset threshold could improve fund resilience.

OSFI Superintendent Discusses Bank Capital, AI, Fintech, and Housing Risks

OSFI Superintendent Peter Routledge discussed the recalibration of bank capital frameworks, emphasizing a shift from broad tightening to disciplined fine-tuning. He highlighted the resilience of Canadian banks and OSFI's modernization efforts, including removing outdated guidance and focusing supervisory attention on key areas. The discussion also touched upon AI, fintech, and housing risks.

Change in Bank Control Notices; Acquisitions of Shares

The Federal Reserve System has published a notice regarding change in bank control and acquisitions of bank shares. This notice, published in the Federal Register, details the procedures and requirements for such transactions.

Capital Rule for Global Systemically Important Banks (Regulation Q) and FR Y-15

The Federal Reserve System has issued a proposed rule concerning the regulatory capital rule (Regulation Q) and the Systemic Risk Report (FR Y-15) for global systemically important bank holding companies. The proposal aims to establish risk-based capital surcharges and includes a comment period closing on June 18, 2026.

SEC Approves Nasdaq ISE Crypto Options Listing Criteria Rule Change

The Securities and Exchange Commission (SEC) has approved a proposed rule change by Nasdaq ISE, LLC, regarding the adoption of listing criteria for options on commodity-based trusts that hold multiple crypto assets. This approval allows for the listing and trading of new types of crypto-related options products on the exchange.

NYSE Arca - Proposed Rule Change for Options Regulatory Fee Assessment

The SEC has published a notice regarding a proposed rule change by NYSE Arca, Inc. The change concerns a new methodology for assessing and collecting the Options Regulatory Fee (ORF). This notice indicates the immediate effectiveness of the filing.

24X National Exchange LLC Proposed Rule Change to Amend Exchange Rule 11.6

The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by 24X National Exchange LLC. The change aims to amend Exchange Rule 11.6 to clarify the handling of certain orders and update references to Regulation NMS. The rule change is effective immediately upon filing.

NYSE American LLC Proposes New Options Regulatory Fee Assessment Methodology

The Securities and Exchange Commission (SEC) has published a notice regarding NYSE American LLC's proposed rule change to adopt a new methodology for assessing and collecting the Options Regulatory Fee (ORF). This change aims to update how the fee is calculated and collected from market participants.

Investors Exchange LLC Rule Change for Nasdaq BX Name Change

The Securities and Exchange Commission (SEC) has issued a notice regarding a rule change filed by Investors Exchange LLC. The filing, effective immediately, amends IEX rules to reflect the name change of Nasdaq BX to Nasdaq Texas. This action is part of the standard regulatory process for exchanges.

Flagship Credit Acceptance Registered Trademark for Loan Financing

The United States Patent and Trademark Office (USPTO) has registered a trademark for Flagship Credit Acceptance for loan financing services. The trademark covers services including acquisition, servicing, and provision of loans for vehicles.

HSCALE Trademark Application Published for Opposition

The USPTO has published the trademark application for HSCALE for opposition. The application covers a broad range of services including data broadcasting, construction, project financing, and cloud computing. The publication date was March 26, 2026.

Velogica Trademark Application Published for Opposition

The USPTO has published the trademark application for 'Velogica' for opposition. The application covers a wide range of insurance and financial services, including reinsurance, financial consultancy, and software for insurance underwriting and claims evaluation. The publication date is March 26, 2026.

H Hoxtonwealth Trademark Application Published for Opposition

The USPTO has published the trademark application for 'H Hoxtonwealth' for opposition. The application covers services including insurance brokerage, financial planning, real estate investment, and fintech research and development. The publication date was March 26, 2026.

Utopias by Swen Capital Partners Trademark Published for Opposition

The USPTO has published the trademark application for 'Utopias by Swen Capital Partners' for opposition. The application covers services related to financial transactions, investment management, and training.

INDUS EMPOWERING MITTELSTAND Trademark Publication

The USPTO has published the trademark application for 'INDUS EMPOWERING MITTELSTAND' for opposition. The application covers a range of financial, business, and educational services. The publication date is March 26, 2026.

METALS FOCUS trademark application published for opposition

The USPTO has published the trademark application for 'METALS FOCUS' for opposition. This publication indicates the application has passed initial examination and is now open for any party to challenge its registration. The trademark covers a wide range of services related to precious metals information, trading, and analysis.

Hashgraph Trademark Published for Opposition

The USPTO has published the 'HASHGRAPH' trademark application for opposition. The application covers a broad range of goods and services related to distributed ledger technology, including software, financial services, and consulting.

Center Square Investment Management Trademark Registration

The USPTO has registered the trademark 'CENTER SQUARE INVESTMENT MANAGEMENT' for Center Square Investment Management. The registration covers financial and investment advisory services, including asset management and real estate investment services. The trademark was registered on March 26, 2026.

VCLAIMS Trademark Application Published for Opposition

The USPTO has published the VCLAIMS trademark application for opposition. The application covers a wide range of insurance and reinsurance services, including advice, intermediation, actuarial services, and financial consultancy, as well as various software and AI solutions for claims evaluation and risk management.

LOANY trademark published for loan advice

The USPTO has published the trademark application for 'LOANY' for services including loan advice, financial advice, and banking. The application was published for opposition on March 26, 2026, with a filing date of September 3, 2025.

Trademark Application 79422839 Published for Opposition

The USPTO has published trademark application 79422839 for opposition, covering design, development, installation, and financial services related to photovoltaic systems. The application was filed on January 14, 2025, and published for opposition on March 26, 2026.

Registered Trademark for Financial and Investment Services

The USPTO has registered trademark TM85804847 for "OPTIONS-ENHANCED" covering financial and investment services. The registration, effective March 26, 2026, includes services such as management and brokerage in stocks, bonds, options, commodities, and futures, as well as the investment of funds.

MCA Financial Group Trademark Registration

The USPTO has registered trademark TM86369726 for MCA Financial Group, covering financial advice services. The trademark was registered on March 26, 2026, following a filing date of August 18, 2014.

AVSI Trademark Application Published for Opposition

The USPTO has published the AVSI trademark application for opposition. The application covers a wide range of services related to social, cultural, and educational development programs, including charitable fundraising and technical assistance for developing countries. The filing date was July 27, 2024, and the publication date for opposition is March 26, 2026.

LA JUNGLE DE PLEIN Trademark Publication

The USPTO has published the trademark application for 'LA JUNGLE DE PLEIN' for opposition. The application covers a wide range of services related to food and beverage provision, hospitality, and temporary accommodation, primarily within the restaurant and hotel sectors.

LA FARMACIA DI PLEIN Trademark Application

The USPTO has published a trademark application for 'LA FARMACIA DI PLEIN' for restaurant and hospitality services. The application was published for opposition on March 26, 2026, indicating it has passed initial examination and is now open for third-party challenges.

USPTO Trademark Application 79420305 Published for Opposition

The United States Patent and Trademark Office (USPTO) has published trademark application 79420305 for opposition. This application covers a broad range of goods and services related to data management, AI software, and market data, particularly concerning food, commodities, and raw materials.

USPTO Trademark Publication: Hashgraph for Enterprise

The USPTO has published the trademark application 'Hashgraph for Enterprise' for opposition. The application covers a wide range of goods and services related to distributed ledger technology, digital transactions, and financial services.

Trademark Application 79421942 Published for Opposition

The USPTO has published trademark application 79421942 for opposition. The application covers a wide range of financial services, including investment management, asset management, and financial advisory services. The publication opens a period for third parties to oppose the trademark registration.

SAFI Trademark Application Published for Opposition

The USPTO has published the trademark application for "SIMPLE AGREEMENT FOR FUTURE IMPACT (SAFI)" for opposition. The application covers a wide range of financial and monetary services, including loans, investments, and financial consultancy.

MF Metals Focus Trademark Application Published for Opposition

The USPTO has published the trademark application for 'MF Metals Focus' for opposition. This publication opens a period during which third parties can challenge the trademark registration for services including financial trading, market research, and publishing related to precious metals.

NM NEXTMARITIME Trademark Published for Opposition

The USPTO has published the trademark application for NM NEXTMARITIME for opposition. The application covers services including scientific and technological services for ships, customs agency services, and transport, packaging, and storage of goods.

VISION Trademark Published for Digital Tokens and Blockchain Services

The USPTO has published the trademark application for 'VISION' related to digital tokens and blockchain services. The publication indicates the mark is proceeding towards potential registration after a period for opposition.

ZEN.COM Trademark Published for Opposition

The USPTO has published the trademark application for ZEN.COM for opposition. The application covers financial services, electronic commerce payment services, business management services relating to electronic commerce, and e-commerce software. The publication date was March 26, 2026.

SEB Trademark Application TM79440091 Published for Opposition

The USPTO has published trademark application TM79440091 for SEB, covering financial, monetary, banking, and insurance services. The publication opens a period for opposition before the trademark can be officially registered.

CHROMAVERTO Trademark Application Published for Opposition

The USPTO has published the CHROMAVERTO trademark application for opposition. The application covers a wide range of software and services related to cryptocurrency, digital assets, financial transactions, and e-commerce, including platform and software as a service offerings.

USPTO Trademark Application Published for Opposition

The USPTO has published trademark application TM79444509 for opposition. The application covers a broad range of financial services, including banking, credit card services, loans, financial advice, and payment processing, as well as educational services related to finance.

VOLTATRON trademark published for opposition

The USPTO has published the VOLTATRON trademark application for opposition. The application covers a wide range of services and goods related to batteries, energy generation, and software management. The publication marks a step in the trademark registration process, allowing third parties to oppose the mark.

HAIL INSIGHT Trademark Registration

The USPTO has registered the trademark "HAIL INSIGHT" (TM86120209) for software and insurance services. The registration covers on-line software for property valuation and risk assessment, as well as insurance services related to risk assessment and valuation for underwriting and replacement costs.

Flagship Credit Acceptance Trademark Registration

The USPTO has registered the trademark 'Flagship Credit Acceptance' for services related to loan financing, including acquisition, servicing, and provision of vehicle loans. The trademark was registered on March 26, 2026, with a filing date of May 3, 2011.

Proposed Agency Information Collection Activities; Comment Request

The FDIC, OCC, and Federal Reserve System have issued a joint notice requesting public comment on proposed agency information collection activities. The comment period for this request is open for 60 days, closing on May 26, 2026.

Regulatory Capital Rules and Standardized Approach for Risk-Weighted Assets

The FDIC, OCC, and Federal Reserve have issued a proposed rule concerning regulatory capital rules and the standardized approach for risk-weighted assets. This proposal is open for public comment until June 18, 2026.

BaFin warns of alleged loan offers from 'Diantrag Kredit'

BaFin has issued a warning regarding 'Diantrag Kredit' (diantrag.com) for allegedly offering loans without the required authorization. The notice advises consumers to exercise caution with online financial offers and to verify company authorization through BaFin's database.

BaFin prohibits Afrika Emissions 7 UG subordinated loan offering

BaFin has prohibited Afrika Emissions 7 UG from publicly offering subordinated loans designated 'Green Microfinance Loans for Kenya - Part 3'. The prohibition is effective immediately due to violations of the German Securities Prospectus Act, specifically the failure to publish a required information sheet. This action aims to protect investors from unauthorized financial offerings.

APRA Decommissions D2A System Due to Security Vulnerabilities

The Australian Prudential Regulation Authority (APRA) has decommissioned its Direct to APRA (D2A) data submission system due to identified security vulnerabilities. APRA is accelerating its transition to the APRA Connect portal and has provided interim instructions for data submissions.

ECB Fines BofA Securities Europe SA €6.2 Million for Reporting Breaches

The European Central Bank (ECB) has fined BofA Securities Europe SA €6.2 million for intentionally breaching market risk reporting requirements. The bank incorrectly calculated and reported lower risk-weighted assets for market risk between 2022 and 2024, leading to an inaccurate Common Equity Tier 1 (CET1) ratio.

Euro Area Growth and Inflation Projections Revised Down Due to Iran War

The European Central Bank has revised its staff projections downwards for euro area growth and upwards for inflation, citing the impact of the Iran war and geopolitical fragmentation. The projections, presented on March 27, 2026, indicate a shift from globalization to fragmentation, affecting trade policy and export performance.

Philip Lane discusses euro area economy, inflation, and energy shocks

The ECB's Philip Lane discussed the euro area economy, inflation, and energy shocks in a speech on March 25, 2026. The presentation outlined baseline and alternative scenarios for GDP growth and inflation, considering factors like energy prices, geopolitical uncertainty, and fiscal policy reactions.

Governor Miran Discusses Shrinking the Fed's Balance Sheet

Federal Reserve Governor Stephen I. Miran delivered a speech on March 26, 2026, discussing the rationale and potential paths for shrinking the Federal Reserve's balance sheet. The speech outlined the historical operating regimes of the Fed's balance sheet and argued for a reduction to minimize market distortions.