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Treasury OIG Semiannual Reports to Congress

The Treasury Office of Inspector General (OIG) provides semiannual reports to Congress detailing its activities, major issues, and recommendations for corrective action. These reports are issued for the periods ending March 31 and September 30 each year, as mandated by the Inspector General Act of 1978.

Treasury OIG Audit and Evaluation Reports

The Treasury Office of Inspector General (OIG) has published updated audit and evaluation reports, with the latest dated March 13, 2026. These reports cover various agencies and programs, including audits related to CARES Act pandemic relief efforts for air carriers.

Treasury OIG Testimonies and Other Official Documents

The Treasury Office of Inspector General (OIG) has published a list of recent testimonies and other official documents. These include findings and determinations related to the Emergency Rental Assistance Program, Coronavirus Relief Fund proceeds, and summaries of work on terrorist financing and anti-money laundering.

Peer Review Reports from the Office of Inspector General

The Treasury Office of Inspector General (OIG) has updated its index of peer review reports. The page includes links to letters from other government agencies regarding peer reviews of the Treasury OIG's audit systems, with the most recent dated November 27, 2024. This update appears to be informational, adding new reports to an existing index.

Home Construction Permit Fee Scams Target Homeowners

The New Hampshire Security Team issued a scam alert regarding fraudulent emails targeting homeowners undertaking construction projects. The emails falsely demand immediate payment for permit fees via wire transfer, payment apps, or cryptocurrency, aiming to defraud recipients.

Colombia Decree on MIPYMES Capital Markets Access via Securitization

Colombia's Financial Regulation Unit (URF) has published a draft decree allowing micro, small, and medium-sized enterprises (MIPYMES) to access capital markets through securitization. The proposal aims to address the significant financing gap faced by these businesses by establishing specific rules for asset-backed securitization processes.

FinCEN Issues Implementation Guidance for All-Cash Real Estate Reporting Rule

FinCEN has issued implementation guidance for its rule requiring reporting on certain all-cash residential real estate transactions involving legal entities or trusts. The reporting requirements begin March 1, 2026, and will affect attorneys, title companies, and settlement agents, introducing new information collection and filing obligations.

Subscription Lines as Liquidity Tools for BDCs and Interval Funds

Cadwalader, Wickersham & Taft LLP discusses how subscription credit facilities can help Business Development Companies (BDCs) and interval funds manage redemption pressures. The article highlights the benefits of these facilities in the current liquidity environment and differentiates between BDC and interval fund structures.

Consumer Financial Services Updates: AI, Crypto, Student Loans, FinCEN

This newsletter from Troutman Pepper Locke summarizes federal and state activities impacting the consumer financial services industry. Key updates include President Trump's AI legislative framework, and CFTC FAQs on crypto assets and blockchain technologies for financial institutions.

SAPWG Proposes Statutory Accounting Changes and Derivatives Guidance

The NAIC's Statutory Accounting Principles Working Group exposed proposed changes to statutory accounting, including guidance on derivatives, residential mortgage loans, and disclosures. Public comments are being accepted on these items until May 1.

Bank of Ghana Publishes Bi-Monthly Media Questions and Responses

The Bank of Ghana has published a bi-monthly update featuring questions received from the media and its responses. This initiative aims to enhance transparency regarding the Bank's operations and policies.

Proposed Rule on Regulatory Capital and Risk-Weighted Assets

The OCC, Federal Reserve, and FDIC have proposed modifications to the regulatory capital rule. The proposal aims to enhance risk sensitivity in capital calculations for certain exposures and revise the definition of regulatory capital. It also proposes changes to how accumulated other comprehensive income is recognized for certain banking organizations.

NYSE Arca Proposes New Options Regulatory Fee Assessment Methodology

The SEC is soliciting comments on a proposed rule change by NYSE Arca to amend its Options Regulatory Fee (ORF) assessment methodology. The proposed change aligns with other exchanges, limiting the ORF to options transactions occurring on NYSE Arca and cleared in the Customer range at OCC, with an intended effective date of July 1, 2026.

IEX Proposed Rule Change for Nasdaq Texas Name Change

The Securities and Exchange Commission is soliciting comments on a proposed rule change by Investors Exchange LLC (IEX). The proposed change would amend IEX rules to reflect the name change of Nasdaq BX, Inc. to Nasdaq Texas, LLC, and update obsolete references to 'NASDAQ'.

Proposed Rule Change for 24X National Exchange LLC

The SEC is soliciting comments on a proposed rule change filed by 24X National Exchange LLC. The proposal aims to update references to Regulation NMS and clarify the handling of specific order types to ensure compliance with Rule 610(e) of Regulation NMS.

SEC Approves Nasdaq ISE Rule Change for Crypto Asset Options Listing

The SEC has approved a rule change proposed by Nasdaq ISE, LLC, allowing the listing and trading of options on Commodity-Based Trusts that hold multiple crypto assets. This change expands the criteria beyond trusts holding a single crypto asset, provided each underlying crypto asset meets specific market value and derivatives trading requirements.

NYSE American LLC Proposes New Options Regulatory Fee Assessment Methodology

The SEC is soliciting comments on a proposed rule change by NYSE American LLC to amend its Options Regulatory Fee (ORF) assessment methodology. The proposed change aligns with other exchanges by assessing ORF only for options transactions cleared in the Customer range at OCC and occurring on the Exchange, with an intended effective date of July 1, 2026.

ISDA Guidance on SOFR Publication on Good Friday 2026

ISDA has issued guidance for parties to over-the-counter derivative transactions regarding the expected non-publication of SOFR on Good Friday in 2026. This guidance addresses potential impacts on derivative transactions due to the holiday.

RBI Sets US$100 Million NOP-INR Limit for Authorised Dealers

The Reserve Bank of India has issued a circular setting a limit of US$100 million for the Net Open Position in Rupees (NOP-INR) for Authorised Dealers. This new limit is intended for exchange rate management and must be maintained at the end of each business day.

Master Direction on Unique Identifiers in Financial Markets

The Reserve Bank of India has issued a Master Direction consolidating requirements for Legal Entity Identifiers (LEI) and Unique Transaction Identifiers (UTI) in financial markets. Section A on LEI is effective immediately, while Section B on UTI becomes effective January 1, 2027.

UAPA 1967: UNSC Sanctions List Update - 2 Entries

The Reserve Bank of India has updated its guidance regarding the implementation of Section 51A of the UAPA, 1967. This notification incorporates two new entries into the UNSC's ISIL (Da'esh) & Al-Qaida Sanctions List, requiring financial institutions to freeze assets and comply with travel bans and arms embargoes for the listed individuals.

FCA fines Dinosaur Merchant Bank £338,000 for surveillance failures

The FCA has fined Dinosaur Merchant Bank Limited (DMBL) £338,000 for failing to implement effective systems and controls to detect and report suspicious trading in its contracts for difference (CFD) business. The firm's failures between June and October 2024, and subsequent delays in addressing them, potentially undermined market integrity.

FCA reviews UK Listing Rules for investment trusts

The FCA is reviewing the UK Listing Rules for investment trusts, focusing on board independence and related party provisions. This review aims to clarify governance responsibilities and ensure rules remain fit for evolving circumstances, addressing recent debates about shareholder voting rights.

Banks and Financial Institutions: Financing and Funding Statistics

The Banca d'Italia has published updated statistics on financing and funding for banks and financial institutions for the fourth quarter of 2025. The data is broken down by sector and territory, providing a snapshot of financial activity.

Credit Conditions and Risk by Sector and Territory

The Bank of Italy has published its latest report on credit conditions and risk for banks and financial institutions, covering sectors and territories for Q4 2025. This statistical update provides insights into the credit landscape within Italy.

Financial Institutions Territorial Structure Statistics

The Banca d'Italia has published its 'Financial Institutions Territorial Structure Statistics' for March 2026. This release provides statistical data on the territorial organization of banks and financial institutions within Italy.

ESMA Postpones Commodity Derivatives Reporting Rollout to April 2026

The European Securities and Markets Authority (ESMA) has postponed the rollout of its new solution for Commodity Derivatives Weekly Position Reporting, originally scheduled for April 1, 2026. The decision was made due to issues identified during final testing, requiring further corrective actions. A revised go-live date will be communicated later.

ESAs Spring Risk Update Highlights Geopolitical and Private Finance Risks

The European Supervisory Authorities (ESAs) have published their Spring 2026 update on risks and vulnerabilities in the EU financial system. The report highlights significant risks from ongoing geopolitical tensions and emerging challenges in private finance, while noting the overall resilience of the EU financial sector.

NM Speech Pathology Board Meeting Notice

The New Mexico Speech Language Pathology, Audiology, and Hearing Aid Dispensing Practice Board has announced a regular board meeting to be held on April 10, 2026, in Santa Fe. The meeting will be conducted in person and via Microsoft Teams.

State Board of Psychologists Examiners Meeting

The New Mexico State Board of Psychologist Examiners will hold a regular board meeting on April 10, 2026, at 9:00 a.m. The meeting will take place in Santa Fe and will also be accessible via Microsoft Teams. This notice serves to inform interested parties of the scheduled meeting.

Countercyclical Capital Buffer Rate Unchanged at Zero Per Cent

The Banca d'Italia announced that the Countercyclical Capital Buffer (CCyB) rate for the second quarter of 2026 will remain unchanged at zero per cent. This decision reflects the current macrofinancial context, with a negative credit-to-GDP gap and historically low NPL and unemployment rates.

State Government Securities Auction Results

The Reserve Bank of India has published the results of the State Government Securities auction held on March 27, 2026. The notice details the amounts issued and the weighted average yields for the securities.

RBI Penalizes Union Bank of India ₹95.40 Lakh

The Reserve Bank of India has imposed a monetary penalty of ₹95.40 lakh on Union Bank of India for non-compliance with directions on unauthorized electronic transactions and automation of income recognition. The penalty stems from deficiencies found during a supervisory inspection as of March 31, 2025.

RBI fines Pine Labs ₹3.10 lakh for non-compliance with Prepaid Payment Instruments directions

The Reserve Bank of India has imposed a monetary penalty of ₹3.10 lakh on Pine Labs Limited for non-compliance with directions on Prepaid Payment Instruments. The penalty stems from deficiencies in completing Know Your Customer (KYC) procedures for Full-KYC Prepaid Payment Instruments.

RBI Bulletin Weekly Statistical Supplement Extract

The Reserve Bank of India has issued an extract from its Weekly Statistical Supplement to the RBI Bulletin. This document provides updated statistical data relevant to the Indian financial sector.

RBI fines Bank of India ₹58.50 lakh for non-compliance

The Reserve Bank of India has imposed a monetary penalty of ₹58.50 lakh on the Bank of India for non-compliance with directions on Priority Sector Lending and Interest Rate on Deposits. The penalty stems from findings during a supervisory inspection concerning ad-hoc charges on priority sector loans and unpaid interest on term deposits.

RBI Sets WMA Limit for Government of India at ₹2,50,000 Crore

The Reserve Bank of India, in consultation with the Government of India, has set the Ways and Means Advances (WMA) limit for the first half of FY 2026-27 (April-September 2026) at ₹2,50,000 crore. The RBI may trigger market loan issuances if 75% of the WMA limit is utilized.

Money Market Operations Data March 26 2026

The Reserve Bank of India has published data on money market operations as of March 26, 2026. This notice provides statistical information regarding the country's money market activities for the specified date.

State Government Securities Auction Results

The Reserve Bank of India has published the results of the State Government Securities Auction held on March 27, 2026. The notice details the amounts raised, accepted, and the cut-off prices or yields for various state governments.

Treasury Bills Auction Calendar for April-June 2026

The Reserve Bank of India has released the auction calendar for Government of India Treasury Bills for the quarter ending June 2026. The calendar outlines the notified amounts and auction dates for 91-day, 182-day, and 364-day Treasury Bills, with a total issuance of ₹2,88,000 crore planned.

Issuance Calendar for Marketable Dated Securities (April-September 2026)

The Reserve Bank of India has released the indicative calendar for the issuance of Government dated securities, including Sovereign Green Bonds (SGrBs), for the first half of fiscal year 2026-27 (April 01, 2026 to September 30, 2026). This calendar aims to provide transparency and stability to the Government Securities Market for investors.

RBI Releases Payments Vision 2028

The Reserve Bank of India has released 'Payments Vision 2028', a strategic document outlining 15 initiatives for the development of payment and settlement systems in India through December 2028. The vision focuses on user empowerment, fraud prevention, cross-border payment efficiency, and ease of doing business.

Master Direction on Unique Identifiers in Financial Markets

The Reserve Bank of India has issued a Master Direction consolidating previous instructions on Unique Identifiers in Financial Markets, specifically the Legal Entity Identifier (LEI) and Unique Transaction Identifier (UTI). This aims to improve accessibility of regulatory instructions and ease of doing business for entities involved in reporting OTC derivative transactions.

RBI Fines Central Bank of India for KYC/BSBDA Non-Compliance

The Reserve Bank of India has imposed a monetary penalty of ₹63.60 lakh on Central Bank of India for non-compliance with KYC and Basic Savings Bank Deposit Account (BSBDA) directions. The violations included failure to upload KYC records on time and opening additional BSBD accounts for customers already holding one.

Money Market Operations Data for March 25, 2026

The Reserve Bank of India has published data regarding money market operations as of March 25, 2026. This notice provides specific financial figures and rates related to the Indian money market for the specified date.

RBI 6-day VRR auction results

The Reserve Bank of India has announced the results of its 6-day Variable Rate Repo (VRR) auction held on March 27, 2026. The auction had a notified amount of ₹75,000 crore, with ₹65,322 crore in bids received and allotted. The cut-off rate was 5.26% and the weighted average rate was 5.29%.

Digital Euro: Opportunity for Banks and European Strategic Autonomy

The ECB published a blog post outlining the strategic benefits of a digital euro for European banks, emphasizing its role in enhancing autonomy, resilience, and innovation in retail payments. The post highlights the ECB's commitment to collaborating with the banking industry to ensure a successful and stable implementation.

LPL Financial Charged Unreasonable Commissions on Equity Transactions

The Washington State Securities Division has charged LPL Financial LLC for charging unreasonable commissions on equity transactions. LPL allegedly charged over 5% of the principal amount on approximately 127,045 transactions nationwide between April 30, 2020, and April 30, 2025, totaling over $2.4 million. This includes 1,724 Washington State residents who were charged over $61,000 in excess commissions.

Final Decision & Order Affirming Initial Order on Summary Judgment

The Washington State Department of Financial Institutions has issued a Final Decision & Order affirming an Initial Order on Summary Judgment against Aqua-Tots Swim School Holding LLC. The order confirms violations of the Franchise Investment Protection Act and requires the company to cease and desist from further violations.

Commodore Asset Management, LLC and Darnell Lee Commodore - Consent Order

The Washington State Securities Division has entered into a Consent Order with Commodore Asset Management, LLC and Darnell Lee Commodore, settling allegations of violations of the Securities Act of Washington. The order follows the suspension of their registrations due to failure to file required annual financial statements and Form ADV amendments.