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3,994 changes Banking & Finance

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US trademark application: Funds4All Schools, Sports & Beyond

The USPTO has received an intent-to-use trademark application for 'Funds4All Schools, Sports & Beyond'. The application, filed on March 27, 2026, covers services related to charitable fundraising, particularly for educational and sports-related causes.

Routine Notice Financial Services
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USPTO Trademark Application for Retail and Healthcare Services

The USPTO has received an intent-to-use trademark application for a range of retail and healthcare services. The application covers services including retail pharmacy, hospital gift stores, charitable fundraising, pediatric healthcare plans, and various medical and surgical services.

Routine Notice Healthcare
RBI Press Releases
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RBI Announces Auction of Government of India Dated Securities

The Reserve Bank of India has announced the auction of two dated securities totaling ₹29,000 crore. The auction will be held on April 2, 2026, with settlement on April 6, 2026. This is a routine announcement regarding government debt issuance.

Routine Notice Financial Services
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Crisis Management Framework Circular Issued

The Cayman Islands Monetary Authority (CIMA) has issued a Supervisory Circular outlining its commitment to implementing a comprehensive Crisis Management Framework across the financial services industry. The circular emphasizes the importance of such frameworks for stability and resilience, with detailed rules and guidance expected in Q1 2025.

Priority review Guidance Financial Services
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Crisis Management Framework and Recovery Planning Guidance Update

The Cayman Islands Monetary Authority (CIMA) has updated its guidance on crisis management and recovery planning. This circular reaffirms CIMA's commitment to implementation, building on previous consultations and technical assistance, and aims to embed a structured crisis management framework within the Cayman Islands.

Priority review Guidance Financial Services
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Virtual Asset Act Amendments Effective April 1, 2025

The Cayman Islands Monetary Authority (CIMA) is implementing Phase Two of the Virtual Asset Service Providers (VASPs) framework effective April 1, 2025. This brings new licensing obligations for entities providing virtual asset custody and trading platform services, along with amendments to the VASP Act including updated definitions and enhanced prudential requirements.

Priority review Guidance Financial Services
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CIMA Circular: AML/CFT Supervision of Virtual Asset Service Providers

The Cayman Islands Monetary Authority (CIMA) issued a circular detailing its approach to Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) supervision for Virtual Asset Service Providers (VASPs). The circular outlines the risk-based approach, including on-site inspections and desk-based reviews, and the use of technology like the Strix SupTech software.

Priority review Guidance Anti-Money Laundering
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AML/CFT Weaknesses Found in 81% of Registered Persons

The Cayman Islands Monetary Authority (CIMA) reported that 81% of Registered Persons inspected between January 2022 and March 2024 showed weaknesses in their Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) controls. While improvements were noted in employee training and oversight, significant deficiencies persist, requiring RPs to strengthen their policies and procedures.

Priority review Guidance Anti-Money Laundering
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Technical FAQ on CSSF Regulation No 20-08 on borrower-based measures

The CSSF has updated its Technical FAQ on Regulation No 20-08 concerning borrower-based measures for residential real estate credit. This update, dated March 25, 2026, provides clarifications relevant to credit institutions and mortgage credit intermediaries.

Routine FAQ Banking
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Circular CSSF 18/703 Updated on Semi-Annual Borrower Real Estate Indicator Reporting

The CSSF has updated Circular CSSF 18/703, which mandates semi-annual reporting of borrower-related residential real estate indicators. This update, incorporating amendments from Circulars CSSF 20/737, 21/772, and 26/908, refines the reporting requirements for credit institutions.

Priority review Guidance Banking
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Federal Reserve Proposes GSIB Capital Surcharge Rule Amendments

The Federal Reserve is proposing amendments to its rule on capital surcharges for U.S. global systemically important bank holding companies (GSIBs). The proposal aims to better align surcharges with risk by modifying calculation coefficients, adjusting for economic growth and inflation, and improving the measurement of systemic indicators. It also proposes amendments to the Systemic Risk Report (FR Y-15).

Priority review Consultation Banking
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Joint Notice and Request for Comment on Regulatory Capital Rules

The Federal Reserve, OCC, and FDIC have issued a joint notice and request for comment on two proposals related to regulatory capital rules for banking organizations. The proposals cover expanded risk-based capital rules and a standardized approach for risk-weighted assets. The agencies are also seeking comment on extending information collection requirements associated with these rules.

Priority review Consultation Banking
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Federal Reserve Notice on Bank Control Change Applications

The Federal Reserve Board has published a notice regarding applications filed under the Change in Bank Control Act. These applications seek approval to acquire shares of a bank or bank holding company. Interested parties can submit written comments by April 13, 2026.

Routine Notice Banking
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Proposed Rule on Regulatory Capital and Risk Weights

The OCC, Federal Reserve, and FDIC have proposed modifications to the regulatory capital rule, focusing on risk-based capital treatment for certain exposures and the definition of regulatory capital. The proposal aims to improve risk sensitivity and calibration for covered banking organizations. Comments are due by June 18, 2026.

Priority review Consultation Banking
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Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies

The Federal Reserve System has published a notice regarding the formation, acquisition, and merger of bank holding companies. This notice, published on March 30, 2026, provides information on these corporate actions within the banking sector.

Routine Notice Banking
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Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940

The Securities and Exchange Commission has issued a notice regarding exemptive relief for multi-class ETF funds under the Investment Company Act of 1940. This notice provides details on applications filed and amended, outlining the scope of relief granted.

Priority review Notice Financial Services
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Lord Abbett Private Credit Fund, et al. Filing

The Securities and Exchange Commission has issued a notice regarding a filing by the Lord Abbett Private Credit Fund, et al. The notice, published on March 30, 2026, pertains to Investment Company Act Release No. 36071 and File No. 812-15816.

Routine Notice Securities
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SEC - Agency Information Collection Activities; OMB Review; Comment Request; OMMS Form

The Securities and Exchange Commission (SEC) has issued a notice requesting public comment on the extension of an existing information collection activity related to the Ombudsman Matter Management System (OMMS) Form. This notice is part of the standard process for reviewing and approving information collection requests by the Office of Management and Budget (OMB).

Routine Notice Securities
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Agency Information Collection Activities; Comment Request; Regulation SHO Rules

The Securities and Exchange Commission has submitted an information collection request for extension to the OMB for Regulation SHO rules, specifically Rule 201 and Rule 200(g). This notice requests public comment on the proposed extension of these existing information collection requirements.

Routine Notice Securities
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MIAX Sapphire LLC Proposed Rule Change on Fee Schedule

The SEC has published a notice of filing and immediate effectiveness for a proposed rule change by MIAX Sapphire LLC. This change amends the exchange's fee schedule, specifically concerning non-transaction fee waivers. The filing is effective immediately upon filing.

Priority review Notice Securities
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NSCC Proposes New Customer Margin Account Option for Securities Financing Transactions

The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by the National Securities Clearing Corporation (NSCC). NSCC proposes to introduce a new customer net margin account option for agent clearing members within its Securities Financing Transaction Clearing Service.

Priority review Notice Financial Services
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Cboe Exchange Inc. Rule Change Approval for Auction Response Functionality

The Securities and Exchange Commission (SEC) has published a notice regarding Cboe Exchange Inc.'s proposed rule change to amend functionality for processing auction responses. This notice includes an order granting accelerated approval of the proposed rule change, as modified by an amendment.

Routine Notice Securities
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Nasdaq Texas LLC Proposes Dual Listing Fees Rule Change

The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by Nasdaq Texas LLC. The rule change, which is effective immediately, establishes new fees for dual listing on the exchange. This action impacts public companies seeking to list on Nasdaq Texas.

Priority review Notice Securities
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Cboe C2 Exchange - Proposed Rule Change for Clock Service

The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by Cboe C2 Exchange, Inc. The exchange intends to introduce a new 'Exchange Clock Service' to enhance the accuracy and reliability of trading time synchronization for its participants. This filing is effective immediately upon filing.

Priority review Notice Securities
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Cboe Exchange, Inc. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service

The SEC has published a notice regarding a proposed rule change by Cboe Exchange, Inc. to introduce an exchange clock service. This notice details the filing and immediate effectiveness of the rule change, which is intended to enhance the accuracy and reliability of exchange timekeeping.

Routine Notice Securities
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FDIC Notice on Information Collection Activities Renewal

The FDIC is seeking public comment on the renewal of an existing information collection related to the Community Reinvestment Act (CRA) Sunshine provisions. This notice follows a previous publication in the Federal Register for which no comments were received. The comment period for this renewal request closes on April 27, 2026.

Priority review Notice Financial Services
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FDIC Notice on Information Collection Activities for Regulatory Capital Rules

The FDIC, OCC, and Federal Reserve are seeking public comment on extending and revising information collection requirements related to proposed regulatory capital rules. This notice specifically addresses the Paperwork Reduction Act compliance for reporting, recordkeeping, and disclosure requirements associated with expanded risk-based capital rules and standardized approaches for risk-weighted assets.

Priority review Consultation Banking
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Proposed Rule on Regulatory Capital and Risk-Weighted Assets

The FDIC, OCC, and Federal Reserve are proposing changes to the regulatory capital rule. The proposal aims to improve risk sensitivity in capital calculations, modify the treatment of mortgage servicing assets, and require certain banking organizations to include accumulated other comprehensive income in regulatory capital. A separate proposal would introduce an expanded risk-based approach for calculating risk-weighted assets.

Priority review Consultation Banking
CBI Press Releases
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Central Bank Appointments: Elizabeth Mahon Secretary, Head of Governance

The Central Bank of Ireland announced the appointment of Elizabeth Mahon as Secretary and Head of Governance, effective March 30, 2026. Neil Whoriskey has been appointed Head of Internal Audit. These appointments are part of the bank's internal governance structure.

Routine Notice Financial Services
CBI Press Releases
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Governor Calls for Genuine Single Market to Mobilise Europe's Savings

Governor Gabriel Makhlouf of the Central Bank of Ireland has called for strengthening Europe's Single Market to mobilize savings. He emphasized the need for economic growth, market integration, and a European safe asset to encourage investment within the EU.

Routine Notice Financial Services
FINRA Rule Filings
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Proposed Rule Change to Amend FINRA Rule 6272 (Character of Quotations)

FINRA has filed a proposed rule change with the SEC to amend FINRA Rule 6272 concerning the Character of Quotations. This amendment aims to modify the operation of the Alternative Display Facility (ADF) to align with new requirements from SEC Regulation NMS regarding the dissemination of odd-lot quotation information.

Priority review Consultation Securities
SWIFT Press Releases
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Global Payments Switch to ISO 20022 Standard Complete

SWIFT announced the successful completion of the global switch to the ISO 20022 standard for cross-border payments on November 22, 2025. This transition marks the end of coexistence with the MT message format and aims to enhance payment speed, efficiency, and innovation.

Priority review Notice Financial Services
SWIFT Press Releases
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SWIFT Framework Transforms Consumer Payments

SWIFT and over 25 banks are rolling out a new framework for cross-border retail payments, aiming to improve speed, price, and delivery certainty. The framework will initially benefit five major remittance markets, with more to be added by year-end, aligning with G20 targets for consumer payments.

Priority review Notice Financial Services
SWIFT Press Releases
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SWIFT to add blockchain-based ledger for digital finance

SWIFT announced it will add a blockchain-based shared ledger to its infrastructure to support real-time, 24/7 cross-border payments. The initiative, developed with over 30 financial institutions and Consensys, aims to facilitate the movement of regulated tokenized value across digital ecosystems.

Priority review Notice Financial Services
SWIFT Press Releases
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Swift Introduces New Rules for Faster, Predictable Retail Cross-Border Payments

SWIFT is introducing new network rules to ensure faster and more predictable cross-border retail payments. Over 30 banks have committed to this framework, which aims for upfront transparency on costs, guaranteed full value transfers, and instant settlement where possible, building on recent improvements that have accelerated 75% of payments to reach beneficiary banks within 10 minutes.

Priority review Guidance Financial Services
SWIFT Press Releases
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Swift AI Innovation Blueprint Enhances Fraud Detection Through Collaboration

Swift, in collaboration with 13 international banks, has developed an AI innovation blueprint that doubles real-time fraud detection capabilities. The initiative utilizes privacy-enhancing technologies to allow secure cross-border data sharing, aiming to significantly reduce industry fraud costs.

Priority review Notice Financial Services
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Eligibility of Cost Accountants to Audit Investment Advisers Clarified

The Securities and Exchange Board of India (SEBI) has issued a clarification regarding the eligibility of members of the Institute of Cost Accountants of India to conduct the annual audit of Investment Advisers. This circular provides guidance on the qualifications required for auditors.

Routine Guidance Financial Services
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Addendum to SEBI Circular on Borrowing by Mutual Funds

The Securities and Exchange Board of India (SEBI) has issued an addendum to its circular regarding borrowing by mutual funds. This addendum provides clarification or supplementary information to the existing guidelines on this matter.

Routine Guidance Financial Services
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SEBI: Stock Broker Reporting Relaxations and Demat Account Reporting Removed

The Securities and Exchange Board of India (SEBI) has issued a circular providing relaxations in certain reporting requirements for specific stock brokers. The circular also removes the requirement for reporting of demat accounts, aiming to ease business operations.

Routine Guidance Financial Services
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SEBI reviews Settlement Guarantee Fund for commodity derivatives

The Securities and Exchange Board of India (SEBI) has issued a circular reviewing the coverage of the Settlement Guarantee Fund (SGF) for the commodity derivatives segment. This review aims to assess the adequacy and effectiveness of the SGF in managing risks within the commodity derivatives market.

Routine Guidance Financial Services
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Eligibility of Cost Accountants for Research Analyst Audits

The Securities and Exchange Board of India (SEBI) issued a clarification on March 25, 2026, confirming that members of the Institute of Cost Accountants of India are eligible to conduct the annual audit of Research Analysts. This guidance clarifies existing eligibility criteria for such audits.

Routine Guidance Financial Services
BOT Thailand News
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Monetary Policy Committee Cuts Policy Rate to 1.00%

The Bank of Thailand's Monetary Policy Committee voted 4-2 to cut the policy interest rate by 0.25 percentage points to 1.00%, effective immediately. The decision aims to support economic recovery, alleviate debt burdens for SMEs and households, and anchor inflation expectations amid downside risks.

Priority review Notice Financial Services
BOT Thailand News
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Thai Banking Sector Resilience and Loan Growth Contraction

The Bank of Thailand reported that the Thai banking system remains resilient, though overall loan growth contracted by 1.1% in Q4 2025, driven by SMEs and consumer loans. Profitability declined in 2025 due to lower net interest income and loan contraction. Close monitoring of financial conditions and debt serviceability is advised.

Routine Notice Banking
BOT Thailand News
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Thailand Prepares for 2026 IMF/World Bank Annual Meetings

Thailand's Ministry of Finance, the Bank of Thailand, and the IMF have reviewed preparations for the 2026 Annual Meetings of the IMF and World Bank Group, to be hosted in Bangkok. Progress in construction, security, and branding is reported as satisfactory, with a focus on themes of human empowerment and resilience.

Routine Notice Financial Services
BOT Thailand News
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Thai Economy Expanded in January Driven by Domestic and External Demand

The Bank of Thailand reported that the Thai economy expanded in January 2026, driven by increased domestic and external demand, including merchandise exports and tourism. Headline inflation became more negative due to lower food and energy prices.

Routine Notice Financial Services
OSFI Guidance Library
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Liquidity Adequacy Requirements (LAR) 2026: Liquidity Coverage Ratio

The Office of the Superintendent of Financial Institutions Canada (OSFI) has issued Chapter 2 of its 2026 Liquidity Adequacy Requirements (LAR) Guideline, focusing on the Liquidity Coverage Ratio (LCR). This guidance, effective May 1, 2026, aligns with the Basel III framework and aims to ensure financial institutions hold sufficient high-quality liquid assets to withstand a 30-day stress scenario.

Priority review Guidance Banking
OSFI Guidance Library
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Liquidity Adequacy Requirements (LAR) 2026: Net Stable Funding Ratio Guideline

OSFI has issued the Liquidity Adequacy Requirements (LAR) 2026 Guideline, Chapter 3, focusing on the Net Stable Funding Ratio (NSFR). This guideline, effective May 1, 2026, establishes a minimum NSFR of 100% for covered institutions to promote a more resilient banking sector.

Priority review Guidance Banking
OSFI Guidance Library
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Liquidity Adequacy Requirements (LAR) 2026: Net Cumulative Cash Flow Metric

The Office of the Superintendent of Financial Institutions (OSFI) has issued Chapter 4 of the Liquidity Adequacy Requirements (LAR) 2026, detailing the Net Cumulative Cash Flow (NCCF) metric. This new metric, effective May 1, 2026, will be used to supervise and monitor liquidity at individual financial institutions, particularly Domestic Systemically Important Banks (DSIBs) and Category I and II institutions.

Priority review Guidance Banking
OSFI Guidance Library
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2026 Earthquake Exposure Data Memorandum

The Office of the Superintendent of Financial Institutions Canada reminds federally regulated property and casualty insurers to file their 2026 Earthquake Data Form by May 31, 2026. No changes were made to the form or instructions for 2026, but insurers are voluntarily requested to submit supplemental 1-in-200 year probable maximum loss data.

Priority review Guidance Financial Services
OSFI Guidance Library
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Capital Requirements Reduced for Domestic Infrastructure Debt

OSFI has reduced capital requirements for federally regulated property and casualty insurers investing in domestic infrastructure debt. These changes, effective immediately, lower credit risk factors for unrated infrastructure debt, with specific reductions detailed for various maturity terms. The revisions aim to encourage investment in domestic infrastructure while maintaining prudential standards.

Priority review Guidance Banking

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