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Kayson Pearson v. Anthony Annucci, et al.

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Plaintiff Kayson Pearson, a former DOCCS inmate, brought constitutional claims against eight defendants including Anthony Annucci regarding over a decade of solitary confinement. The Court granted in part and denied in part defendants' motion for summary judgment, dismissing certain claims while allowing others to proceed based on disputes of material fact concerning Administrative Segregation review procedures under the Fourteenth Amendment and the penological purpose of extended solitary confinement under the Eighth Amendment. The Court denied Pearson's motion to preclude defendants' expert witness Dr. Jacqueline Bashkoff.

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The Court granted defendants' motion for summary judgment in part, dismissing Pearson's Eighth Amendment claims regarding disproportionate sentences to solitary confinement as lacking a viable legal basis under the record presented. However, the Court denied summary judgment on Pearson's Fourteenth Amendment procedural due process claim concerning the adequacy of periodic reviews for Administrative Segregation status, finding genuine disputes of material fact regarding whether the Central Office Committee review process constituted meaningful review. The Court also denied Pearson's motion to preclude Dr. Bashkoff's expert testimony on administrative segregation practices. Affected parties include DOCCS officials who administer segregation reviews and inmates subject to prolonged administrative segregation who may have viable due process claims under the Second Circuit's framework from Proctor v. LeClaire and Walker v. Bellnier.

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March 27, 2026 Get Citation Alerts Download PDF Add Note

Kayson Pearson v. Anthony Annucci, et al.

District Court, N.D. New York

Trial Court Document

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK


KAYSON PEARSON,

Plaintiff,

-v- 9:20-CV-01175 (AJB/CBF)

ANTHONY ANNUCCI, et al.,

Defendants.


Hon. Anthony Brindisi, U.S. District Judge:

DECISION & ORDER

I. INTRODUCTION
Plaintiff Kayson Pearson commenced this action asserting that defendants Anthony
Annucci, John Morley, James O’Gorman, Carl Koenigsmann, Joseph Bellnier, John Colvin,
Stewart Eckert, and Matthew Thoms violated his rights under the Eighth and Fourteenth
Amendments of the United States Constitution. Pearson contends that while in the custody of
the New York Department of Corrections and Community Supervision (“DOCCS”) he was
subjected to over a decade of solitary confinement without appropriate periodic reviews.
Pearson claims that defendants violated the Eighth Amendment by imposing cruel and unusual
punishment and by “imposing grossly disproportionate sentences to solitary confinement that
served no penological purpose,” and violated his Fourteenth Amendment right to procedural due
process by failing to provide meaningful review.
Before the Court is defendants’ motion for summary judgment and Pearson’s motion to
preclude the opinions of defendants’ expert, Dr. Jacqueline Bashkoff. See Dkt. Nos. 94, 95. For
the reasons set forth below, defendants’ motion is GRANTED IN PART and DENIED IN
PART, and Pearson’s motion is DENIED.
II. BACKGROUND
“In the DOCCS system, there are two relevant reasons for prison administrators to send

an inmate to the SHU—Disciplinary Segregation and Administrative Segregation (“Ad Seg”).”
Proctor v. LeClaire, 846 F.3d 597, 601 (2d Cir. 2017). Disciplinary Segregation is “a punitive
designation imposed in response to inmate behavior.” Peoples v. Annucci, 180 F. Supp. 3d 294,
298 n.7 (S.D.N.Y. 2016). Thus, a Disciplinary Segregation term is “imposed from a
retrospective vantage—prison officials look back at misconduct and mete out a suitable
punishment.” Walker v. Bellnier, 146 F.4th 228, 237 (2d Cir. 2025). Such a term “lasts ‘for a
designated period of time as specified by the hearing officer.’” Proctor, 846 F.3d at 601 (quoting
7 N.Y.C.C.R.R. § 301.2(a)). “Once that time elapses, the statute does not empower DOCCS to
punish the inmate doubly for the same infraction by imposing further Disciplinary Segregation.”
Proctor, 846 F.3d at 601.

On the other hand, an order committing a person to Ad Seg is “prospective and
indeterminate[:] It sets no end date, and its premise is not past misconduct but the forward-
looking assessment of prison officials that an individual’s ‘presence in [the] general population
would pose a threat to the safety and security of the facility.’” Walker, 146 F.4th at 237 (quoting
7 N.Y.C.R.R. § 301.4(b)).
Within fourteen days of a person’s initial admission to Ad Seg and placement in a
facility’s Special Housing Unit (“SHU”), “DOCCS would conduct a written disposition ‘set[ting]
forth specific reasons why administrative segregation [was] warranted.’” Walker, 146 F.4th at
239 (quoting 7 N.Y.C.R.R. § 301.4(a)). “If such a disposition was made, the individual would
remain in the SHU, in Ad Seg status; if not, the person would be returned to the general prison
population.” Walker, 146 F.4th at 239. “Assignment to Ad Seg is permitted as long as, but only
as long as, the designated individual ‘remains a security risk.’” Walker, 146 F.4th at 237
(quoting Proctor, 846 F.3d at 611).

“There is, however, a constitutional ceiling on that flexibility[.]” Proctor, 846 F.3d at
601
. To prevent the use of Ad Seg status as pretext to commit an inmate to the SHU indefinitely,
the Constitution “mandates that prison officials periodically review whether an inmate continues
to pose a threat to the facility.” Proctor, 846 F.3d at 601 (citing Hewitt v. Helms, 459 U.S. 460,
477 n.9 (1983)).
This process consisted of three steps:
First, a three-member committee—“commonly referred to as the “Facility Committee,”
consisting of ‘a representative of the facility executive staff, a security supervisor, and a member
of the guidance and counseling staff,’”—would convene to examine the inmate’s institutional
record. See Proctor, 846 F.3d at 601–02 (quoting 7 N.Y.C.R.R. § 301.4)). The Facility

Committee then prepared a report. The report was required to set forth:
(i) reasons why the inmate was initially determined to be appropriate for
administrative segregation;

(ii) information on the inmate’s subsequent behavior and attitude; and

(iii) any other factors that they believe may favor retaining the inmate in or
releasing the inmate from administrative segregation.

7 N.Y.C.R.R § 301.4(d)(1) (2020).
Second, “the Facility Committee provided its report, along with any written statement
received from the inmate, to the Central Office Committee.” Walker, 146 F.4th at 240 (citing 7
N.Y.C.R.R. § 301.4(d)(2) (2020). The three-person, Albany-based Central Office Committee
consisted of “a representative from the office of facility operations, a member of the
department’s inspector general’s staff, and an attorney from the office of counsel.” 7 N.Y.C.R.R.
§ 301.4(d)(3) (2020); see also McCarthy Decl., Dkt. No. 94-15 ¶¶ 8, 21 (committee comprised of
the Director of the Crisis Intervention Unit or his designee, an attorney representative from

DOCCS’ Counsel’s office, and a representative from the Office of Special Investigations);
McCarthy Decl., Dkt. No. 94-15 ¶ 23 (“The only restriction on membership in the [Central
Office Committee] is that the employee who made the initial recommendation for placement in
Ad Seg for a particular inmate shall not serve as a member of that inmate’s periodic review
board.”). The Central Office Committee would then “develop[] its own recommendation
whether the inmate continues to pose a safety threat to the facility[.]” Proctor, 846 F.3d at 602.
Third, “the Central Office Committee transmitted both reports to the Deputy
Commissioner for Correctional Facilities.” Walker, 146 F.4th at 240. The Deputy Commissioner
would review the two committees’ recommendations, as well as the inmate’s written statement
when applicable, and decide whether to have the inmate remain in Ad Seg. See Proctor, [846

F.3d at 602](https://www.courtlistener.com/opinion/4340637/proctor-v-leclaire/) (citing 7 N.Y.C.R.R. § 301.4(d)(3) (2020)).
Once the Deputy Commissioner made a final decision, they were “bound to provide the
designated individual “notice” of the decision and to ‘state[ ] the reason(s) for the
determination.’” Walker, 146 F.4th at 240 (quoting 7 N.Y.C.R.R. § 301.4(d)(4)). By regulation,
“[t]he notice was also required . . . to include a statement [] explain[ing] that the designated
individual had an opportunity to respond to his reviews in writing.” Walker, 146 F.4th at 240.
“DOCCS followed this process to review its Ad Seg determinations every 60 days until
July 2017, when it began to conduct its reviews on a 30-day cycle.” Walker, 146 F.4th at 240.
In August 2004, Pearson was committed to the custody of DOCCS for kidnapping, rape,
murder, and sodomy. Dkt. No. 94-2 ¶¶ 1, 2; Dkt. No. 107 ¶¶ 1, 2. He was first incarcerated as a
member of DOCCS’ general population, consistent with standard DOCCS practice. However, in
January 2006, at a court appearance for the above offenses, Pearson stabbed his lawyer in the

neck with a plastic object in an attempted escape. Dkt. No. 107 ¶ 11. Based on his actions
during the January 2006 sentencing hearing, on April 15, 2006, DOCCS recommended that
Pearson be placed in Ad Seg status. Dkt. No. 94-2 ¶ 13; Dkt. No. 107 ¶ 13 (citing Haner Decl.,
Ex. B Bates # 848).
Pearson spent the next twelve years in Ad Seg. In that time, Pearson accumulated four
misbehavior incidents resulting in discipline.1 Inmate Disciplinary History, Dkt. No. 94-19 at
41. Two of the four incidents happened in the first two or three months of Pearson’s Ad Seg
confinement—the first, on June 30, 2006, for failing to obey a direct order; the second, on
August 23, 2006, for lewd conduct. Dkt. No. 94-19 at 41; see also Dkt. No. 105-15 at 4
(“[O]fficer states [Pearson] refused to clean up the cell after toilet overflowed[;] verbal testimony

by [Pearson] admitting to such and plea of guilt.”); Dkt. No. 105-16 at 2 (disciplinary report for
masturbating in front of female officer).
Pearson’s third disciplinary incident, for an unhygienic act, did not occur until June 16,
2011—nearly five years into his Ad Seg confinement. Inmate Disciplinary History, Dkt. No. 94-

1 Defendants’ motion and statement of material facts assert Pearson accumulated five misbehavior incidents
during his time in Ad. Seg. See Dkt. No. 94-1 at 13 (citing O’Gorman Decl. Ex. A); id. at 26 (citing Ex. B Bates

1263); id. at 27 (citing Review dated 10/07/2014); id. at 29 (citing Bates #992, Mar 15, 2010); Dkt. No. 94-2 ¶ 14

(citing O’Gorman Decl. Ex. A; Haner Decl., Ex. B Bates #1263).

The document kept by DOCCS detailing Pearson’s disciplinary history lists four incidents dated after April
15, 2006. See Dkt. No. 94-19 at 41. Those four each contain notes regarding the conduct that warranted discipline.
See, e.g., id. (“Incident: 06/24/06[;] Direct Order”); id. (“Incident: 06/16/11[;] Unhygienic Act”). The report also
includes one incident dated April 15, 2006, labeled only “Admin Seg.”—the date that DOCCS recommended Pearson
be placed in Ad. Seg. See Dkt. No. 94-19 at 41.
19 at 41; see also Dkt. No. 105-18 (“Pearson had taken feces and had made tic-tac-toe symbols
on the walls and [] ceiling of the cell.”). Then, three years later, in September 3, 2014, Pearson
was disciplined for interference, harassment, threats, and failure to obey a direct order. Inmate
Disciplinary History, Dkt. No. 94-19 at 41 (“When I attempted to answer Pearson’s question he

became aggressive and stated, “I will chop you up you stupid cunt.” I gave Pearson a direct
order to stop but he continued to yell and scream profanities.”).
After another three or so years in Ad Seg, Pearson began participating in DOCCS’ step-
down program in mid-to-late 2018. See Dkt. No. 94-2 ¶¶ 21, 22. On August 14, 2019, Pearson
was placed in general population. Dkt. No. 94-2 ¶ 24; Dkt. No. 107 ¶ 24 (citing Thoms Decl.,
Ex. A). All told, Pearson was housed at Upstate Correctional Facility from December 15, 2006,
to May 23, 2016; at Five Points Correctional Facility from May 23, 2016, to January 11, 2018;
and at Wende Correctional Facility from January 11, 2018, to April 17, 2018. Dkt. No. 94-1 at
13. Pearson was then housed at Mid-State Correctional Facility in the step-down program
between April 17, 2018, and August 14, 2019. Dkt. No. 94-1 at 13. On August 14, 2019,

Pearson was transferred to Wende and placed in general population. Dkt. No. 94-1 at 14.
III. PROCEDURAL HISTORY
On September 25, 2020, Pearson filed this action under 42 U.S.C. § 1983, initially
against defendants Annucci, Morley, O’Gorman, Koenigsmann, Bellnier, Colvin, Thoms, Eckert,
Venettozzi, Prack, and fifteen unnamed members of DOCCS mental health staff. See Compl.,
Dkt. No. 1 at 1. At the time, Pearson alleged that all defendants violated his Eighth Amendment
rights against cruel and unusual punishments (“Count One”) and the imposition of grossly
disproportionate sentences (“Count Two”), as well as his Fourteenth Amendment right to
procedural due process (“Count Three”). Id. at 22–25.
On February 11, 2021, Pearson filed an amended complaint, which is the operative
pleading. Dkt. No. 23 (“Am. Compl.”). While expanding upon certain factual allegations, the
amended complaint asserted the same causes of action against the same defendants. See id. at
30–34.

Early motion practice followed. This included an initial motion to dismiss, which the
amended complaint rendered moot. See Dkt. Nos. 21 & 25. After Pearson filed the amended
complaint, defendants filed a second motion to dismiss on March 24, 2021. Dkt. No. 26. Senior
U.S. District Judge Thomas J. McAvoy denied the motion with leave to renew on March 21,
2022. Dkt. No. 41. Accordingly, defendants renewed on April 18, 2022. Dkt. No. 42.
On March 16, 2023, Judge McAvoy granted in part, and denied in part, defendants’
motion to dismiss, for reconsideration, and to transfer venue. Dkt. No. 50. More specifically,
Judge McAvoy dismissed Pearson’s Fourteenth Amendment claim against Annucci and all
claims against Venettozzi but denied all other parts of the motion. Id. at 42.
Deadlines for discovery and dispositive motions were set for summer and fall 2024, Dkt.

No. 63, and then extended into early 2025, Dkt. No. 69. Additional discovery disputes and
extensions, as well as further motions practice, followed. See, e.g., Dkt. Nos. 8, 89, 91.
Defendants filed the instant motion for summary judgment on April 18, 2025. Dkt. No.
95 (“Defs.’ Mot. Summ. J.”). Pearson filed a response on June 26, 2025, Dkt. No. 109 (“Pl.’s
Resp.”), and defendants submitted a reply on August 1, 2025, Dkt. No. 114 (“Defs.’ Reply”).
Once fully briefed, this matter was reassigned from Judge McAvoy to this Court on
August 5, 2025. Dkt. No. 118. Oral argument on the motion for summary judgment was held on
November 11, 2025.
IV. DISCUSSION
As an initial matter, Pearson has chosen to drop his claims against defendants Annucci,
Koenigsmann, and Morley. See Pl.’s Resp., Dkt. No. 108 at 7 n.1. Therefore, the Court will
enter summary judgment in their favor.

Left outstanding are Pearson’s claims against defendants Bellnier and O’Gorman, the
former Deputy Commissioner of Corrections between November 2011 and September 2017 and
September 2017 and December 2020, respectively, see Dkt. No. 94-1 at 11, and defendants
Colvin, Eckert, and Thoms, former superintendent of the facilities that housed Pearson during his
Ad Seg confinement.
A. Motion for Summary Judgment
Under Rule 56, summary judgment is proper where “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a matter
of law.” Fed. R. Civ. P. 56(a). “A genuine issue of material fact exists if the evidence is such
that a reasonable jury could return a verdict for the nonmoving party.” McCutcheon v. Colgate-

Palmolive Co., 62 F.4th 674, 686 (2d Cir. 2023) (quoting Nick’s Garage, Inc. v. Progressive Cas.
Ins. Co., 875 F.3d 107, 113 (2d Cir. 2017)).
A fact is “material” if it “might affect the outcome of the suit under the governing law.”
Hilton v. Wright, 928 F. Supp. 2d 530, 544 (N.D.N.Y. 2013) (quoting Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 248 (1986)). “In reviewing the motion, the district court must ‘draw all
reasonable inferences against the party whose motion is under consideration.’” Lake v.
HealthAlliance Hosp. Broadway Campus, 738 F. Supp. 3d 208, 215 (N.D.N.Y. 2024) (quoting
Williams v. MTA Bus Co., 44 F.4th 115, 125 (2d Cir. 2022)). However, “[a] question of material
fact does not exist merely because plaintiff disagrees with the deposition testimony and
documentary evidence produced by defendant[s].” Turner v. Delta Airlines, Inc., 658 F. Supp. 3d
123, 131 (E.D.N.Y. 2023) (citing Anderson, 477 U.S. at 247–48).
When a moving party has carried its burden under Rule 56(c), its opponent “must provide
more than conclusory allegations . . . and show more than some metaphysical doubt as to the

material facts.” See Vista Food Exch., Inc. v. Comercial De Alimentos Sanchez S De R L De C.V., 147 F.4th 73, 85 (2d Cir. 2025) (quoting Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 101 (2d Cir. 2010)). Rather, “[t]he non-moving party ‘must come forward with specific evidence
demonstrating the existence of a genuine dispute of material fact.’” Murrell v. Moscicki, 790 F.
Supp. 3d 213, 220 (W.D.N.Y. 2025) (quoting Brown v. Eli Lilly & Co., 654 F.3d 347, 358 (2d Cir.
2011)). “Indeed, ‘the mere existence of some alleged factual dispute between the parties will not
defeat an otherwise properly supported motion for summary judgment; the requirement is that
there be no genuine issue of material fact.’” Campbell v. Belgard, 765 F. Supp. 3d 234, 241
(W.D.N.Y. 2025) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986)).
“In sum, the ultimate test ‘is whether the evidence can reasonably support a verdict in

plaintiff's favor.’” Waltman v. United Servs., Inc., 635 F. Supp. 3d 86, 98–99 (D. Conn. 2022)
(quoting James v. N.Y. Racing Ass’n, 233 F.3d 149, 157 (2d Cir. 2000)). “Where the record taken
as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no
genuine issue for trial.” Waltman, 635 F. Supp. 3d at 99 (quoting Baez v. JetBlue Airways Corp., 793 F.3d 269, 274 (2d Cir. 2015)).
1. Personal Involvement
“To establish liability against an official under § 1983, a plaintiff must show the ‘personal
involvement of defendants in alleged constitutional deprivations.’” Murray v. Noeth, 774 F.
Supp. 3d 621, 629 (W.D.N.Y. 2025) (quoting Farrell v. Burke, 449 F.3d 470, 484 (2d Cir. 2006)).
“The theory of respondeat superior is unavailable in a § 1983 action.” Id. (quoting Patterson v.
Cnty. of Oneida, 375 F.3d 206, 226 (2d Cir. 2004)). Rather, “a plaintiff must . . . prove that each
Government-official defendant, through the official’s own individual actions, has violated the
Constitution.” Id. (quoting Tangreti v. Bachmann, 983 F.3d 609, 618 (2d Cir. 2020)).

Defendants assert that Colvin, Eckert, and Thoms (“Superintendent defendants”) were
not personally involved in any alleged constitutional violation, therefore, all claims against the
three should be dismissed. Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 23.
As with most of their arguments, defendants ask the Court to sift through oversized,
convoluted briefs to find support for this. Yet in that search, the Court primarily encounters a
string of “discussed below,” “based on the above,” “the record is clear,” and so on—phrases that
lead everywhere but to the point. See, e.g., Defs. Mot. Summ. J., Dkt. 94-1 at 20 (“[T]he record
before the Court demonstrates that the DOCCS Superintendent Defendants had no personal
involvement in Plaintiff’s continued confinement in Ad Seg[;] [i]ndeed, Plaintiff’s arguments to
the contrary suggest a misunderstanding of the Ad Seg landscape, i.e., between ‘Central Office

review’ or statewide Ad Seg and facility-level Ad Seg.”) (citing nothing); id. at 23 (“Accordingly,
based on the above, Plaintiff cannot demonstrate the Superintendent Defendants’ personal
involvement in any alleged constitutional violation”); id. at 22 (“[T]he Superintendent
Defendants had no control over Plaintiff’s release, as indicated above.”); Defs.’ Reply, Dkt. No.
114 at 16 (“For reasons stated in Defendants’ opening brief, and those stated below, Plaintiff
cannot establish the personal involvement of defendants Eckert, Thoms, or Colvin”); Dkt. No.
114 at 16 (“For reasons explained in Defendants’ opening brief, Plaintiff’s assertions are belied
by the record”).2

2 Even in a span of just three sentences, the handwaving is clear:
Where defendants do provide support, they cite caselaw to support factual assertions and
the record for legal assertions. See, e.g., Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 21 (“Insofar as
Plaintiff attempts to allege the Superintendent Defendants’ involvement based solely on their
limited review of the Ad Seg review documentation at the facility level, this is not enough to

sufficiently allege their personal involvement. See, e.g., Colvin Decl. ¶¶ 18-20.”); Dkt. No. 94-1
at 22 (“Plaintiff cannot establish that the Superintendent Defendants, by their own individual
actions, violated Plaintiff’s constitutional rights, since the final determination whether to release
an individual from Ad Seg lies with the Deputy Commissioner and the Deputy Commissioner
alone. See McCarthy Decl. ¶30; O’Gorman Decl. ¶19; Bellnier Decl. ¶16.”); Dkt. No. 94-1 at 22
(“There is no indication in the record before the Court that the Superintendent Defendants ‘knew
of, and disregarded, an excessive risk to the plaintiff’s health or safety.’ H’Shaka, 444 F. Supp.
3d at 377.”); Dkt. No. 94-1 at 20–21 (“There is no dispute that DOCCS designated [Pearson]
under a ‘Central Office review’ pursuant to the framework set forth above. This is not the same
procedure as a facility-level Ad Seg review, where the superintendent makes a determination to

retain or release the inmate. Walker v. Bellnier, 2020 WL 9264839, at *2 (N.D.N.Y. Dec. 1,
2020)[.]”) (cleaned up); see also Dkt. No. 94-1 at 21 (“During the Central Office review Ad Seg
procedure, the facility superintendent statutorily has no control over whether an individual is
released from Ad Seg and their contribution, if at all, is limited to ‘refer[ring] the report and

With respect to Plaintiff’s Fourteenth Amendment procedural due process claim, the Second Circuit
has identified three criteria (discussed below) that meaningful periodic reviews of Ad Seg
confinement must satisfy, which center on the evaluation of the individual’s continued confinement.
See Tangreti, 983 F.3d at 618. The record is clear that Eckert, Thoms, and Colvin had no
involvement in evaluating whether Plaintiff remained confined in Ad Seg and were never on the
facility-level or Central Office committee that reviewed Plaintiff’s Ad Seg status. Accordingly,
based on the above, Plaintiff cannot demonstrate the Superintendent Defendants’ personal
involvement in any alleged constitutional violation, and the Eighth and Fourteenth Amendment
claims against them should be dismissed.

Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 22–23.
inmate statement to a three-member Central Office committee.”) (citing Walker, 2020 WL
9264839, at *2) (emphasis added).
Another of defendants’ unavailing tactics: the rhetorical device of conclusorily
proclaiming Pearson is wrong—followed by only a pincite to Pearson’s opposition papers. See,

e.g., Defs.’ Reply, Dkt. No. 114 at 16 (“Plaintiff conflates statements made by the Superintendent
Defendants respecting their role in a facility level Ad Seg review and a Central Office review,
which Plaintiff was subject to here. ECF No. 108, p. 129 [sic].”); Dkt. No. 114 at 16 (“Plaintiff
also mischaracterizes the Superintendent Defendants’ ministerial role in reviewing the package
of paperwork prepared by their facility’s review committee to ensure completeness, conveying
the package to Central Office, and being responsive to questions from the final decisionmakers to
be substantive participation in the decision-making. [ECF No. 108] pp. 29-33.”).
Merely citing to where in Pearson’s opposition papers that they believe an error or
mistake exists is not the same as defendants stating what the error or mistake is, explaining why
it is incorrect or wrong, or, crucially, why the supposed error or mistake even matters.

At bottom, defendants contend that Pearson’s argument is this: “[A] jury could conclude
that the Superintendent Defendants had a substantive, rather than ministerial, role in the Ad Seg
review process.” Defs.’ Reply, Dkt. No. 114 at 16. According to defendants, “[f]or reasons
explained in Defendants’ opening brief, Plaintiff’s assertions are belied by the record[.]” Defs.’
Reply, Dkt. No. 114 at 16. For starters, the Court vehemently disagrees that defendants
explained anything of the sort—stated it, certainly; shown it, not in the least.
Further, defendants’ argument amounts to an assertion that the Superintendent defendants
were not “personally involved” because the “final determination whether to release an individual
from Ad Seg lies with the Deputy Commissioner . . . alone.” Defs.’ Reply, Dkt. No. 114 at 17. If
that is the case, the Court does not know why, and defendants fail to explain. See Dkt. No. 94-1
at 21 (“Defendants Colvin, Eckert, and Thoms, in their role as facility Superintendents, had no
authority over the decision to retain or release Plaintiff . . . from confinement.”) (citing Colvin
Decl., Dkt. No. 94-17 ¶ 21; Thoms Decl., Dkt. No. 94-20 ¶ 21; Eckert Decl., Dkt. No. 94-16 ¶

27); but see Colvin Decl., Dkt. No. 94-17 ¶ 21 (“Ultimately, I did not have any decision-making
authority regarding whether the Plaintiff remained in, or was removed from, Central Office Ad
Seg status while he was housed at Five Points.”) (emphasis added); Thoms Decl., Dkt. No. 94-20
¶ 21 (“Ultimately, I did not have any decision-making authority regarding whether the Plaintiff
remained in, or was removed from, Ad Seg while he was housed at Mid-State or Five Points.”)
(emphasis added); Eckert Decl., Dkt. No. 94-16 ¶ 27 (“Ultimately, I did not have any decision-
making authority regarding whether Plaintiff remained in, or was removed from, Ad Seg while
he was housed at Wende.”) (emphasis added).
Regardless, Pearson has introduced evidence suggesting that Colvin, Eckert, and Thoms
“were involved in revising or disagreeing with reviews, sharing concerns about inmates with the

review committee, overseeing the work of the review committee at the facility-level, and
communicating with Central Office about inmates in Ad Seg,” and that he attempted to raise his
concerns regarding the review process with at least one of them directly via facility grievance
procedures. Pl.’s Resp., Dkt. No. 108 at 29–30. Consequently, the Court finds that genuine
issues of material fact remain as to the personal involvement of the three Superintendent
defendants precluding summary judgment.
i. Thoms’ Personal Involvement
Defendants further argue that the claims against Thoms specifically must be dismissed,
“[s]ince Plaintiff was not housed at Five Points C.F. or Midstate C.F. during the times that Thoms
worked at each facility[;] [and therefore] Thoms could not have been personally involved in the
decision to continue Plaintiff’s Ad Seg confinement.” Defs.’ Reply, Dkt. No. 114 at 16 (citing
“Thoms Decl. ¶¶ 17, 19, 6, 7, 9, 10, Exs. A, B.”).
But Thoms’ deposition testimony conveys much less certainty regarding this timeline.

See Thoms Depo., Dkt. No. 94-9 at 6 (“Q: And what were the dates that you were at Five Points
for? A: 2010 to 2017, I believe[.] Q: Okay. And what was your role at Five Points? A: Deputy
superintendent for administration.”); id. at 7 (“Q: And so after Five Points, where did you move
to? A: I went to Great Meadow Correctional Facility. Q: [W]hat dates were you there? A:
Either 2017, 2018 to — I think I’m getting my dates wrong, but I was there for like 14
months.”); id. at 7 (“Q: And where did you go after Great Meadows? A: Mid-State Correctional
Facility. Q: And what were the dates that you were at Mid-State? A: I think I was there—I got
my dates all messed up. I was there to 2018. So there’s some dates that are—yeah. Q: So just to
clarify, were you at Great Meadows at one point and then you left and then went back to Great
Meadows? A: No. Q: Okay. So when were you at Great Meadows? A: 2016. Q: [A]nd then

when did you go from Great Meadows to Mid-State? A: 2017.”); id. at 8 (“Q: When were—
when exactly were you at Five Points? A: I was there from 2010, I think, to 2016.”); id. at 8
(“Were you at Five Points at another point? A: Yes. Q: And when was that? A: I believe 2018 to
2020. Q: So during the period of 2018 to 2020, what was your role? A: Superintendent.”).
Moreover, Thoms’ NYSTEP employee history summary suggests that he began his time
at Mid-State on December 22, 2016, and remained in that role until August 30, 2018. See Dkt.
No. 94-20 at 8. His employment history summary, in fact, states Thoms’ separation from Great
Meadow occurred on December 22, 2016, as well. See Dkt. No. 94-20 at 8. Curiously, the
document contains no indication that Thoms had any relationship with Mid-State prior to
December 22, 2016. See id. Yet a memorandum sent by Acting Commissioner Annucci on
November 1, 2016, states that “[t]he following Acting Superintendent . . . appointment[] [is]
effective Wednesday, November 2, 2016: Matthew Thoms: Acting Superintendent at Mid-State
Correctional Facility.” Dkt. No. 94-20 at 9. As does Thoms himself, in his declaration: “I served

as the Acting Superintendent of Mid-State in November of 2016[.]” Thoms Decl., Dkt. No. 94-
20 ¶ 6. The following month, December 2016, Thoms shed the “acting” status, and was
appointed Superintendent of Mid-State. See id. ¶ 6. Also in his attached declaration, Thoms
represents that he continued as the Mid-State C.F. Superintendent “until [he] became the
Superintendent of Five Points.” Id. ¶ 6. He additionally represents therein that he “served as the
Superintendent of Five Points from August 2018 until July 2020.” Id. ¶ 7.
To restate the above plainly: Thoms was the Superintendent of Mid-State Correctional
Facility from November 2016 until August 2018.
Furthermore, Thoms, in his declaration, represents that “[p]laintiff was housed at Mid-
State, in the Step-Down Program, from April 17, 2018, until August 13, 2019.” Id. ¶ 10.3

Putting the two together: Pearson came to Mid-State in April 2018 and Thoms left Mid-
State in August 2018. As far as the Court is aware, April 2018 (when Pearson’s term in Mid-
State began) comes before August 2018 (when Thoms’ tenure as Mid-State Superintendent
ended). Yet this deduction contradicts Thoms’ statement later in the same declaration: “Plaintiff
was not housed at Mid-State during my time as Superintendent of Mid-State.” Id. ¶ 19.
Thoms also represents to the Court that,“[a]s Superintendent of Mid-State[,] I oversaw
the Stepdown Program.” Id. ¶ 25. This too clashes with Thoms’ declaration: “I was not involved

3 That Pearson was housed at Mid-State between April 17, 2018, and August 13, 2019, appears to reconcile
with the Chronological History Display exhibit defendants attach to Thoms’ declaration. See Dkt. No. 94-20 at 11;
see also Dkt. No. 94-1 at 13 (“Plaintiff was housed at Mid-State Correctional Facility . . . beginning on April 17,
2018.”) (citing “Thoms Decl., Ex. A”).
in Plaintiff’s placement in the Stepdown Program at Mid-State, as I was no longer
Superintendent at Mid-State when Plaintiff was transferred to the Stepdown Program there.” Id.
¶¶ 19, 20.
Defendants’ motion for summary judgment states:

Thoms was the Acting Superintendent of Midstate C.F. from November 2015 until
January 2017, during which time Plaintiff was not housed at Midstate C.F. Thoms
Decl. ¶ 6, Exs. A, B. Thoms was the Superintendent of Five Points C.F. from
September 2018 until July 2020, during which time Plaintiff was not housed at Five
Points C.F. Id. ¶ 7. Thoms was not a member of the Ad Seg review committee at
the facility (or Central Office) level. Id. ¶¶ 15, 16, 20, 21; McCarthy Decl. ¶¶ 36,
37.

Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 14.
Paragraph 6 of Thoms’ declaration, in fact, states that he began as Acting Director of
Mid-State in November 2016, not a year earlier, as written in the motion. Had it occurred alone,
this mistake may be forgivable as typographical error and not merit remark. However, as seen in
the excerpt of defendants’ motion above, defendants skip mention of nearly two years of Thoms’
role or whereabouts. At minimum, disputed facts remain about when and where Thoms worked.
Thus, any argument that the claims against Thoms must be dismissed because he and Pearson
were never in the same place at the same time fails. A reasonable jury could find Thoms was
personally involved in plaintiff’s claims.
2. Fourteenth Amendment
Pearson claims that he was denied procedural due process. See Am. Compl., Dkt. No. 23
at 33–34. “To prevail, he must be able to demonstrate (1) that Defendants deprived him of a
cognizable interest in life, liberty, or property, (2) without affording him constitutionally
sufficient process.” Proctor, 846 F.3d at 608 (internal citations and alterations omitted).
Defendants do not dispute that Pearson was deprived of a cognizable liberty interest in
his Ad Seg confinement. Cf. Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 31 (“These periodic reviews
‘ensure that the state’s institutional interest justifying the deprivation of the confined inmate’s
liberty has not grown stale and that prison officials are not using Ad Seg as a pretext for

indefinite confinement of an inmate.’”) (quoting Proctor, 846 F.3d at 609). Therefore, the only
issue for consideration is whether a reasonable jury could find that Pearson was not afforded
constitutionally sufficient process.
Here, defendants’ grounds for dismissal rest largely on arguments that mischaracterize the
claim and avoid its central merits.
For instance, defendants contend:
[T]o the extent that Plaintiff challenges the timeliness of [his] Ad Seg reviews or
failure to allow for adequate notice, ‘such failures to adhere strictly to state or
institutional policy are not sufficient to establish a constitutional violation.’
H’Shaka, 444 F. Supp. 3d at 373. Accordingly, that Plaintiff’s reviews may not
have been conducted every sixty days does not amount to a Fourteenth Amendment
violation.

Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 32.
In response, Pearson emphasizes that the court in H’Shaka stated such a failure standing
alone might not give rise to liability under § 1983. See Pl.’s Resp., Dkt. No. 108 at 20; H’Shaka
v. O’Gorman, 444 F. Supp. 3d 355, 373 (N.D.N.Y. 2020) (citing Sanders v. Gifford, 2014 WL
5662775, at *4 (N.D.N.Y. Nov. 4, 2014) (report-recommendation of Treece, M.J., adopted by
Kahn, J.)). And no intellectually honest reading of Pearson’s filings supports the claim that his
argument is simply that defendants failed to follow a strict sixty-day schedule:
Mr. Pearson’s reviews were consistently done out of order, with the facility-level
review beginning before the Central Office or Deputy Commissioner for
Correctional Facilities had reviewed the prior (or sometimes several prior)
reviews—sometimes months would pass before the higher-level reviews would
even begin; other times, higher-level reviews occurred in extremely close
succession, i.e., mere days or weeks apart. The timing of these reviews—which
reflect that later reviews were submitted before earlier reviews could even be
referenced—calls into question the meaningfulness of the review process. A review
from June cannot meaningfully report on Mr. Pearson’s progress in recent months
if it has no prior report to reference. Likewise, reviews completed within days or
weeks of each other do not provide a meaningful measure of progress.

Pl.’s Resp., Dkt. No. 108 at 18–19.
Defendants ignore these points and instead continue misrepresenting or misunderstanding
the matter. See Defs.’ Reply, Dkt. No. 114 at 9–10 (Section II.A, titled “Purportedly Untimely
Reviews Do Not Amount to a Constitutional Violation”) (concluding “that Plaintiff’s review may
not have been conducted every sixty days does not amount to a Fourteenth Amendment
violation”).
Pearson “does not dispute that Defendants provided him with a significant amount of
process by conducting [numerous] multi-tiered reviews during his relevant period of solitary
confinement.” Walker, 146 F.4th at 252. However, “the Due Process Clause requires more than
going through the motions—the process must be provided ‘at a meaningful time and in a
meaningful manner.’” Walker, 146 F.4th at 252 (quoting Proctor, 846 F.3d at 609).
“‘Meaningful’ review is not sham review; reviewing officials must ‘actually evaluate’
whether the relevant individual ‘remains a security risk,’ and in doing so, they must ‘look to [the
person’s] present and future behavior and consider new events to some degree.’” Walker, 146
F.4th at 252 (quoting Proctor, 846 F.3d at 610–11). “Meaningful Ad Seg review is grounded in
current, safety-related considerations and does not validate Ad Seg imposed simply as a
‘punishment for past transgressions.’” Walker, 146 F.4th at 252 (quoting Proctor, 846 F.3d at
611
).
Defendants assert that their “sort of review”—that is, “considering Plaintiff’s past
conduct in conjunction with his current behavior and attempt[ing] to predict future behavior”—
“is exactly the type of comprehensive review the Proctor decision seeks.” Dkt. No. 94-1 at 36.
As for Bellnier and O’Gorman (“Deputy Commissioner defendants”), defendants profess

that any argument that the two merely rubber-stamped Pearson’s reviews “fails to consider the
gravity of the work [] Bellnier and O’Gorman undertook when assessing these reviews, which
extend[ed] far beyond simply signing a document.” Dkt. No. 94-1 at 33. Ostensibly, defendants
claim, “both individuals looked at more than just the incident that put Plaintiff in Ad Seg—
although the severity of that offense was certainly part of the consideration.” Dkt. No. 94-1 at 33
(citing “O’Gorman Decl. ¶¶ 29–30, 38, 40; Bellnier Decl. ¶¶ 18, 19, 26, 27”). But defendants
cherry-pick excerpts from O’Gorman’s declaration and deposition to support their claim that he
showed meticulousness when conducting Pearson’s reviews. For instance,
O’Gorman testified: “We are looking at the overall, his ability to get along with
others, his interaction with staff, his interaction with other inmates, the condition
of his cell, what he was doing, what he engaged in, his behavior, looking at his,
whether he got misbehavior reports or not. There’s a multitude of factors that go
into it including talking to other staff members that have direct contact with that set
individual. So there’s not a specific litmus test to say yes he meets these criteria so
we’re going to keep him in or let him go. It’s an overall general review of
everything that’s happened since the previous review.”

See Defs. Mot. Summ. J., Dkt. No. 94-1 at 33 (citing O’Gorman Depo., Dkt. No. 94-6 at 6). Yet
this argument is undercut by O’Gorman’s own testimony:
[U]nfortunately I don’t remember Mr. Pearson, a specific Ad Seg review[,] or his
reviews during that period. So, I mean I can give you general descriptions of what
I looked at for everybody. I can’t give a specific on Mr. Pearson though[.]

O’Gorman Depo., Dkt. No. 94-6 at 6.
On the other hand, the Deputy Commissioners’ decisions—as stated on Pearson’s Ad Seg
reviews—suggest a dearth of consideration on their part, such that a reasonable jury could find
that Bellnier and O’Gorman served as mere rubber-stamps. See, e.g., Decision of the Deputy
Commissioner for Correctional Facilities, Dkt. No. 97-1 at 1 (“Based on all of the above,
including your history of extreme violence and attempted escape, mandates your retention in
Administrative Segregation at this time.”); Dkt. No. 97-5 at 3 (“Upon review of all the above

facts, your release from Administrative Segregation is an unacceptable risk to the safety and
security of the facility.”); Dkt. No. 97-16 at 1 (“All available information, including the above
noted review, dictates a continuation of Administrative Segregation status at this time.”); Dkt.
No. 97-17 at 1 (“As noted above in sections A and B with regard to specific facts, your
continuation in Administration [sic] Segregation is necessary at this time.”); Dkt. No. 97-19 at 1
(“Upon reviewing all the facts provided, your retention in Administrative Segregation is
warranted at this time.”).4
Moreover, large portions of Pearson’s reviews “were ‘virtually identical,’ reflecting
‘repetitive and rote’ explanations from which a reasonable jury could conclude that his reviewers
‘treated the process as satisfied by boilerplate explanations instead of a forthright review.’”

Walker, 146 F.4th at 252 (quoting Proctor, 846 F.3d at 613). Some reviews repeated the same
typographical errors or mistakes as earlier ones, suggesting they were copied and pasted with
little thought. See, e.g., Dkt. Nos. 97-26, 97-34, 97-36, 97-44, 97-52, 97-57 (writing Pearson’s
affect was “matter-of fact [sic]”); Dkt. Nos. 97-28, 97-38, 97-61, 97-64 (stating Pearson was
present for “his mothers’ [sic] murder”); see also Dkt. No. 97-29 (February 2011 note from
Pearson clarifying that “my mother died due to illness”) and Dkt. No. 97-29 (March 2011 note
from central committee chastising facility “to only provide information that is necessary and

4 And at least one review in the record suggests that the Deputy Commissioner denied Pearson’s release from
Ad Seg before even receiving the Central Office committee’s summary report and recommendation. See Dkt. No. 97-
6 at 1 (Decision of the Deputy Commissioner dated “5/9/07”; Central Office committee recommendation dated “May
14, 2007”).
pertinent”); see also Dkt. No. 97-61 at 6 (“He completed a Pre-Aggression Workbook Program
in September, 2015.”); but see id. at 4 (“On 9/9/12 he completed a Pre-Aggression Workbook
Program at Upstate”) and Dkt. Nos. 97-66, 97-69, 97-73, (“On 9/9/12 he completed a Pre-
Agression [sic] workbook program”).

As the Second Circuit has commented in Walker and Proctor, “repeated careless errors in
documentation and rote application of Ad Seg’s purported justifications [can be] evidence of
meaningless reviews.” Walker, 146 F.4th at 254 (quoting Proctor, 846 F.3d at 613).
Further, “a reasonable jury could also find that the Facility Committee’s use of virtually
the same two-sentence justification” for Pearson’s continued Ad Seg, in nearly every review in
the record conducted over the course of twelve years, provides support for his argument that he
was not afforded meaningful process. See Walker, 146 F.4th at 254; see also Dkt. Nos. 97-4 –
97-9, 97-17 – 97-75 (“The callousness and severity of his criminal history coupled with his total
disregard for authority places all that come into contact with him at great risk. It is strongly
recommended that inmate Pearson remains in Administrative Segregation”).

“[A] reasonable juror confronted with evidence that an official is discounting good
behavior by attributing it to the conditions of Ad Seg might conclude that the official was
conducting a meaningless review with a predetermined outcome.” Walker, 146 F.4th at 258 n.53
(collecting cases); see, e.g., Dkt. No. 97-8 (“On the surface, inmate Pearson appears to be
relatively docile towards correctional staff.”); Dkt. No. 97-9 (“On the surface, security reports
that Pearson is quiet, but however [sic] his recent misbehavior reports denote possible ongoing
security concerns.”); Dkt. No. 97-15 (Review from September 2008) (“Security states that
inmate Pearson keeps to himself and is not a problem. Although there are no infractions on
inmate Pearson since 8/06 this can be due to his limited access to other individuals because he is
single celled.”); Dkt. No. 97-34 (Review from December 2011) (“Pearson was transferred to
Upstate SHU on 4/14/06[.] Since his transfer to Upstate, Inmate Pearson has not received any
misbehavior reports however, Inmate Pearson is single celled and appears to be an
opportunist.”); Dkt. No. 97-62 (Review from January 2016) (same).

The above is not the only evidence in the record that could lead a reasonable juror to
conclude that defendants’ review was not meaningful. See Walker, 146 F.4th at 251–65. But it is
enough to demonstrate that genuine issues of material fact preclude summary judgment on
Pearson’s due process claim.
3. Eighth Amendment
Defendants seek summary judgment on Pearson’s claim that they violated his Eight
Amendment rights by subjecting him to more than a decade of solitary confinement without
legitimate penological justification.
“The Supreme Court has held that ‘[c]onfinement in a prison or in an isolation cell,’ such
as Ad. Seg., ‘is a form of punishment subject to scrutiny under Eighth Amendment standards.’”

Booker v. Griffin, 2024 WL 756166, at *12 (S.D.N.Y. Feb. 23, 2024) (quoting Hutto v. Finney, 437 U.S. 678, 685 (1978)). However, “[g]enerally speaking, confining an inmate in SHU,
without more, and notwithstanding the restrictions that such confinement imposes on inmate life,
does not constitute cruel and unusual punishment.” Madison v. Crowley, 2020 WL 2542636, at
*13 (W.D.N.Y. May 19, 2020) (citing Bowens v. Smith, 2013 WL 103575, at *10 (N.D.N.Y. Jan.
8, 2013)). “[W]hether incarceration in the SHU violates the Eighth Amendment . . . depends on
the duration and conditions of the confinement.” Gonzalez v. Hasty, 802 F.3d 212, 224 (2d Cir.
2015).
Thus, “[a] plaintiff asserting an Eighth Amendment claim related to the conditions of his
confinement must satisfy both objective and subjective tests: (1) to satisfy the objective test, ‘a
plaintiff must demonstrate that the conditions of his confinement result in unquestioned and
serious deprivations of basic human needs’ such that the conditions ‘pose an unreasonable risk of

serious damage to his health’; and (2) to satisfy the subjective test, ‘a plaintiff must demonstrate
that the defendants imposed the conditions with deliberate indifference,’ meaning that the
defendants knew of, and disregarded, ‘an excessive risk to the plaintiff’s health or safety.’”
H’Shaka, 444 F. Supp. 3d at 377 (quoting Rasheen v. Adner, 356 F. Supp. 3d 222, 240 (N.D.N.Y.
2019).
“Regarding the Objective Test, to defeat summary judgment, the undisputed facts on the
record must show ‘objectively, sufficiently, serious . . . denial of the minimal civilized measure
of life’s necessities.’” Booker, 2024 WL 756166, at *13 (quoting Willey v. Kirkpatrick, 801 F.3d
51, 66
(2d Cir. 2015)). “The Objective Test can be satisfied based on the length of the
confinement, such that the effects are ‘grossly disproportionate’ to the reasons for the isolation.”

Booker, 2024 WL 756166, at *13; Peoples v. Fischer, 898 F. Supp. 2d 618, 625–26 (S.D.N.Y.
2012) (“Numerous courts have found that long stretches of segregation can constitute cruel and
unusual punishment.”) (collecting cases).
“As for the Subjective Test, keeping an inmate in solitary confinement without sufficient
‘penological justification’ can alone demonstrate deliberate indifference.” Booker, 2024 WL
756166, at *13 (citing H’Shaka, 444 F. Supp. 3d at 380). “This is in part because of ‘the fact that
the risk of harm is obvious’ when an inmate is kept in solitary confinement for extended periods
of time.” Booker, 2024 WL 756166, at *13 (quoting Hope v. Pelzer, 536 U.S. 730, 738 (2002));
see Walker, 146 F.4th at 238 (“The negative effects of solitary confinement on a person’s mental,
physical, and emotional state are well-documented and can be devastating. [A]s of 2014,
individuals in solitary confinement in the New York prison system were approximately seven
times more likely to harm themselves than prisoners in the general population. The effects are so
severe that the United Nations Special Rapporteur on Torture concluded that the use of solitary

confinement itself can amount to torture as defined in article 1 of the Convention against
Torture[.])” (internal citations and alterations omitted).
“[E]ven if Plaintiff’s past violent behavior provides a possible penological justification,
there is a point at which circumstances (i.e., the amount of time in Ad. Seg. and the inmate’s
behavior during that time) reasonably suggest that such justification is no longer legitimate.”
H’Shaka, 444 F. Supp. at 380. “Accordingly, if Plaintiff’s continued confinement in Ad. Seg.
was based on past violent conduct alone and Defendants failed to take into account the lack of
more-recent serious disciplinary infractions, Plaintiff could succeed on his Eighth Amendment
claim.” Booker, 2024 WL 756166, at *13.
“Regarding the Subjective Test, as discussed earlier in this opinion, there is a genuine

dispute of material fact regarding whether the Defendants were relying solely on Plaintiff’s past
conduct when deciding to hold him in Ad. Seg.” Id. “As a result, there is also a genuine dispute
of material fact as to whether the Defendants had a legitimate penological justification for
holding Plaintiff in Ad. Seg. for the purposes of the Eighth Amendment.” Id. “Plaintiff’s Eighth
Amendment claim is thus ‘intertwined with his procedural due process claims’—in other words,
if Defendants failed to provide meaningful review of Plaintiff’s status . . . and instead retained
him in solitary ‘for solely punitive reasons, his right to due process and his right to be free from
cruel and unusual punishment are both implicated.’” Id. (quoting Smith v. Annucci, 2019 WL
539935, at *7 (W.D.N.Y. Feb. 11, 2019)); see also Defs.’ Mot. Summ. J., Dkt. No. 94-1 at 22 n.4
(“Importantly, Plaintiff’s conditions of confinement claim is wholly intertwined with his
placement in Ad Seg, i.e., had Plaintiff not been in Ad Seg, he would not have suffered under
these conditions.”).
Pearson’s Eighth Amendment claims therefore turn on unresolved questions of fact—

“namely, whether the Defendants have put forth a sufficient penological justification for
Plaintiff’s years-long confinement.” Booker, 2024 WL 756166, at *13. As a result, defendants’
motion for summary judgment as to this claim is denied.
4. Qualified Immunity
“[Q]ualified immunity protects government officials from suit if ‘their conduct does not
violate clearly established statutory or constitutional rights of which a reasonable person would
have known.’” Gonzalez v. City of Schenectady, 728 F.3d 149, 154 (2d Cir. 2013) (quoting
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)).
“There are therefore two steps to the qualified immunity analysis: first, whether the
plaintiff established that his constitutional rights were violated, and second, whether the right at

issue was ‘clearly established’ at the time of the alleged violation.” Bacon v. Phelps, 961 F.3d
533, 542
(2d Cir. 2020) (quoting Pearson v. Callahan, 555 U.S. 223, 232 (2009)). Defendants
bear the burden of showing that they are entitled to qualified immunity. See Guan v. City of New
York, 37 F.4th 797, 806 (2d Cir. 2022).
“Summary judgment is unavailable when the parties dispute facts material to the question
of qualified immunity.” Owens v. Figueroa, 2026 WL 161320, at *6 (D. Conn. Jan. 21, 2026)
(quoting Walker, 146 F.4th at 264).
“Since Hewitt, it has been clearly established that ‘administrative segregation may not be
used as a pretext for indefinite confinement[.]’” Walker, 146 F.4th at 264 (quoting Hewitt v.
Helms, 459 U.S. 460, 477 n.9 (1983)). If, as plaintiff alleges, defendants knowingly confined
him in administrative segregation for over a decade “strictly for punitive reasons and without
penological justification, the Court cannot conclude, at this stage of the proceedings, that
qualified immunity would shield those actions.” Smith, 2019 WL 539935, at *7 (internal

citations omitted).
5. Timeliness of Claims
“In Section 1983 actions, the applicable statute of limitations is the State’s ‘general or
residual statute for personal injury actions.’” Woods v. Martuscello, 2024 WL 3567149, at *8
(N.D.N.Y. July 29, 2024) (quoting Pearl v. City of Long Beach, 296 F.3d 76, 79 (2d Cir. 2002)).
“In New York, a three-year statute of limitations applies for personal injury actions and thus to
Section 1983 actions.” Woods, 2024 WL 3567149, at *8; see also N.Y. C.P.L.R. § 214 (5).
This action commenced on September 25, 2020, and the complaint is dated September
23, 2020. See Compl., Dkt. No. 1 at 27. However, “New York Executive Order 202.8, which
was issued on March 20, 2020, tolled the time limits for filing legal actions from March 20, 2020

through November 3, 2020.” Woods, 2024 WL 3567149, at *9 (citing White v. Gutwein, 2023
WL 5803708, at *3–4 (S.D.N.Y. Sept. 6, 2023)). “Thus, any claims that accrued prior to March
20, 2017 are time-barred, while claims accruing after March 20, 2017 are not.” Woods, 2024 WL
3567149, at *9.
Evidence submitted by defendants, at the Court’s request, indicates that Bellnier retired
on September 5, 2017. See Dkt. No. 128. Defendants also state that Bellnier’s “final
authorization of Plaintiff’s Ad Seg confinement occurred in August 2017.” Defs.’ Mot. Summ.
J., Dkt. No. 94-1 at 39 (citing Bellnier Decl., Dkt. No. 94-18 at 1; Dkt. No. 97-69); see also Dkt.
No. 97-69 (bearing Bellnier’s signature, dated August 17, 2017); Defs.’ Reply, Dkt. No. 114 at 15
(“From November 2011 until his retirement in September 2017, Defendant Bellnier was
responsible for the review of Plaintiff’s Ad Seg status.”).
Accordingly, Pearson’s procedural due process claim against Bellnier remains viable and
will proceed.

B. Motion to Exclude Expert Testimony
On April 18, 2025, the same date that defendants moved for summary judgment, Pearson
moved under Federal Rule of Evidence 702 to preclude defendants’ expert, Dr. Jacqueline
Bashkoff. See Dkt. No. 95.
In turn, defendants requested the dismissal of Pearson’s motion to preclude Dr.
Bashkoff’s testimony as untimely, or, in the alternative, asked that the deadline for defendants’
response to the Daubert motion be held in abeyance pending resolution of defendants’ summary
judgment motion. See Dkt. No. 99 at 1. Judge McAvoy, acknowledging that Pearson’s motion
would be moot if defendants’ motion was granted, declined to dismiss Pearsons’ motion; in lieu,
Judge McAvoy stayed additional briefing on expert testimony preclusion “until the Court

resolves the summary judgment motion.” Dkt. No. 102.
“Where, as here, summary judgment relief is not warranted ‘irrespective of the
admissibility of the [party’s] expert[], . . . it is not necessary to reach the . . . Daubert motion[] at
this juncture.” EEOC v. Hunter-Tannersville Cent. Sch. Dist., 2026 WL 493945, at *20
(N.D.N.Y. Feb. 23, 2026) (quoting Henessey Food Consulting LLC v. Prinova Sols., LLC, 2024
WL 4291312, at *16 (N.D.N.Y. Sept. 24, 2024) (collecting cases)).
Accordingly, the motion to preclude expert testimony is denied without prejudice to be
renewed in limine, if warranted.
V. CONCLUSION
Having considered the briefing from the parties and the remainder of the record, the
Court hereby finds and ORDERS:
(1) Defendants’ Motion for Summary Judgment (Dkt. No. 94) is GRANTED IN PART
and DENIED IN PART. The claims against Annucci, Koenigsmann, and Morley are
DISMISSED WITH PREJUDICE, and those defendants are DISMISSED from
this action. Pearson’s claims against defendants Bellnier, O’Gorman, Colvin, Eckert,
and Thoms will proceed to trial.
(2) Pearson’s motion to preclude Dr. Jacqueline Bashkoff (Dkt. No. 95) is DENIED
WITHOUT PREJUDICE.
SO ORDERED.

Dated: March 27, 2026 °
Utica, New York Anthony J. =
U.S. District Judg

28

Named provisions

Eighth Amendment Fourteenth Amendment Due Process

Mentioned entities

Citations

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Last updated

Classification

Agency
NDNY
Filed
March 27th, 2026
Instrument
Enforcement
Branch
Judicial
Legal weight
Non-binding
Stage
Draft
Change scope
Substantive
Document ID
9:20-cv-01175 (AJB/CBF)
Docket
9:20-cv-01175

Who this affects

Applies to
Criminal defendants Government agencies
Industry sector
9211 Government & Public Administration
Activity scope
Prisoner rights litigation Administrative segregation Summary judgment motions
Geographic scope
New York US-NY

Taxonomy

Primary area
Civil Rights
Operational domain
Legal
Topics
Criminal Justice Judicial Administration

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