Com. v. Clayborne, L. - Ruling Affirmed Sentence Despite Procedural Errors
Summary
The Superior Court of Pennsylvania affirmed a sentence despite procedural errors, ruling on the interpretation of Act 44 of 2023 concerning probation revocation. The court addressed whether 'assaultive behavior' under the new act includes conduct without actual or threatened physical violence.
What changed
The Superior Court of Pennsylvania, in the case of Com. v. Clayborne, L., issued an opinion affirming a sentence imposed after probation revocation. The appeal centered on the interpretation of Act 44 of 2023, which significantly amended Pennsylvania's Sentencing Code regarding probation revocations. Specifically, the court had to determine if the term "assaultive behavior" as used in the Act encompasses conduct that does not involve direct physical violence or threats, impacting how technical violations are treated.
This ruling has practical implications for how probation revocation sentences are handled in Pennsylvania, particularly concerning the scope of "assaultive behavior" under the new statutory framework. Compliance officers and legal professionals involved in criminal justice and sentencing in Pennsylvania should review the court's interpretation of Act 44 to understand its impact on probation revocation procedures and potential sentencing outcomes for technical violations.
What to do next
- Review the Superior Court's interpretation of Act 44 of 2023 regarding "assaultive behavior" in probation revocation cases.
- Assess current probation revocation procedures for compliance with the clarified scope of "assaultive behavior" under Act 44.
- Consult legal counsel on potential impacts to ongoing or future probation revocation sentencing.
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March 27, 2026 Get Citation Alerts Download PDF Add Note
Com. v. Clayborne, L.
Superior Court of Pennsylvania
- Citations: 2026 Pa. Super. 61
- Docket Number: 2169 EDA 2024
Judges: Beck
Lead Opinion
by Beck
J-A18018-25 2026 PA Super 61
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
LAMAR JAMES CLAYBORNE :
:
Appellant : No. 2169 EDA 2024
Appeal from the Judgment of Sentence Entered August 9, 2024
In the Court of Common Pleas of Delaware County Criminal Division at
No(s): CP-23-CR-0001033-2020
BEFORE: OLSON, J., DUBOW, J., and BECK, J.
OPINION BY BECK, J.: FILED MARCH 27, 2026
Lamar James Clayborne (“Clayborne”) appeals from the judgment of
sentence of total confinement imposed by the Delaware County Court of
Common Pleas (“trial court”) pursuant to 42 Pa.C.S. § 9771(c)(1)(iii)(B)
following the revocation of his probation for a technical violation of the
conditions of his probation.1 On appeal, Clayborne raises several issues of
first impression concerning provisions of Act 44 of 20232 (“Act 44”), which,
1 Although 42 Pa.C.S. § 9771(c) does not define the term “technical
violation,” the General Assembly defined the term for purposes of section
9774.1(k), which relates to probation review conferences, as “[a] violation of
the specific terms and conditions of a defendant’s probation, other than by the
commission of a new crime of which the defendant is convicted or found guilty
by a judge or jury or to which the defendant pleads guilty or nolo contendere
in a court of record.” 42 Pa.C.S. § 9774.1(k). As there is no debate whether
Clayborne committed a technical violation of probation, for purposes of this
Opinion it is sufficient to note that this definition of technical violation aligns
with the sentencing scheme of section 9771(c), discussed below.
2 See Act of Dec. 14, 2023, P.L. 381, No. 44.
J-A18018-25
inter alia, substantially amended the Sentencing Code provisions governing
resentences imposed following revocation of probation. Specifically, he
contends that the trial court misinterpreted Act 44 and failed to account for
its impact upon existing probation revocation procedure. To decide the issues
he presents, we must determine whether the General Assembly intended the
term “assaultive behavior” to include conduct that does not involve actual or
threatened physical violence such that the trial court legally exercised its
authority to resentence Clayborne to total confinement as a technical
probation violator. See 42 Pa.C.S. § 9771(c). We must also decide whether
the maximum sentence prescribed by the General Assembly in Act 44 for a
first technical probation violation impacts a probationer’s prerevocation rights
to due process, a speedy hearing, and credit for time spent detained awaiting
the revocation hearing and resentencing.
After careful review, we conclude that the trial court neither erred in
imposing a sentence of total confinement nor in denying Clayborne’s motion
to dismiss the technical violation based upon the timing of his revocation
hearing. It did, however, err in declining to award him credit for time served
prior to revocation pursuant to 42 Pa.C.S. § 9760(1). Because Clayborne has
already served the total confinement portion of his August 9, 2024 resentence,
however, this issue appears to be moot. While we review this technically moot
issue because it is capable of repetition and likely to evade review, we are
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J-A18018-25
unable to afford him relief in this matter and are constrained to affirm his
judgment of sentence in its entirety.
Facts and Procedural History
Clayborne’s original probationary sentence stems from his possession
with intent to deliver (“PWID”) cocaine on October 8, 2019, an offense to
which he pled guilty as an ungraded felony at docket number CP-23-CR-
0001033-2020 (“the 2020 case”).3 On September 21, 2020, in accordance
with the terms of the plea agreement, he received a sentence of nine to
twenty-three months of probation with restrictive conditions, followed by a
two-year term of probation supervised by Delaware County Adult Probation
and Parole Services (“Probation Services”).
Several months before his probationary term expired, Clayborne
submitted a drug screen to Probation Services that was positive for cocaine.
N.T., 8/5/2024, at 15-18; N.T. 8/9/2024, at 42. As this was not his first
positive screen, his supervising probation officer Trevor Woodruff sought and
obtained a bench warrant on May 2, 2024, to detain him pending a Gagnon
I hearing.4 N.T., 8/5/2024, at 15-18; N.T. 8/9/2024, at 42; Bench Warrant
Probation Violation, 5/2/2024, at 1. The day before the Gagnon I hearing,
3 See 35 P.S. § 780-113(A)(30). The crime to which Clayborne pled guilty
was subject to a maximum sentence of ten years of incarceration. See id.
§ 780-113(f)(1.1).
4 See Gagnon v. Scarpelli, 411 U.S. 778 (1973), discussed further infra.
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Clayborne submitted to an evaluation, which recommended that he receive
treatment for his substance abuse and mental health disorders through
“clinically managed, high-intensity residential services for co-occurring
disorders.” N.T., 8/9/2024, at 24-26.
At the hearing the following day, the trial court found that the
Commonwealth established probable cause to believe that Clayborne had
violated the terms and conditions of his probation in the 2020 case by using
drugs and failing to complete court ordered treatment or other special
conditions of his sentence. Gagnon I Hearing Results, 5/14/2024, at 1. The
trial court rescinded the bench warrant upon the opening of a bed at an
inpatient treatment facility and deferred the Gagnon II hearing for three
months to permit Clayborne to complete inpatient treatment. Id.; Order,
5/14/2024, at 1; N.T., 8/9/2024, at 41-42.
Clayborne entered Conewago Snyder, a drug treatment and
rehabilitation facility in Beavertown, Pennsylvania. The facility is equipped to
manage the care of patients, like Clayborne, who have co-occurring disorders.
See N.T., 8/9/2024, at 15, 26-34, 36. According to Conewago Snyder’s
director, Lisa Hershey (“Hershey”), Clayborne met with the facility’s doctor
upon entry, but he was otherwise “combative” during his entire stay and
“there wasn’t a whole lot of work that we could do with him.” Id. at 29.
Clayborne was reportedly “noncompliant with program rules and
expectations,” “would not comply with groups,” made inappropriate
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comments to staff members, refused to sit down or follow “basic rules,” and
was “very resistant … to any prompts whatsoever.” Id. at 21-22, 29.
Clayborne’s combative attitude culminated in an incident on May 23,
2024, six days after he entered treatment. Pamela Weaver, a program
monitor, instructed Clayborne to stop playing video games and participate in
a life skills group. Id. at 12. Clayborne refused. Id. Subsequently, he
“approached” Weaver in a hallway while she was talking to another client and
asked her if the life skills group was over. Id. at 12-13. When Weaver told
him that the group had not yet ended, Clayborne “started screaming at
[Weaver] that [she] just make[s] up rules” and “got in [her] face.” Id. at 13-
- Clayborne “was only like six inches away” from her face when he was
screaming at her. Id. at 14. Weaver called for help, and another staff
member alerted Hershey and the assistant director of the facility. Id. at 14.
Before Hershey even exited her office to assist, Clayborne, “came up
the hall” and approached Hershey and the assistant director “in a very
aggressive, abrasive manner” in the doorway of Hershey’s office. Id. at 19.
Clayborne yelled that Conewago Snyder was “making up rules” and that he
did not need to follow them. Id. at 23. Because Clayborne “would jump from
one thing to another” with “a lot of curse words mixed in,” Hershey “wasn’t
even sure [] what he was talking about.” Id. Clayborne’s aggressive manner
made Hershey and the assistant director feel unsafe. Id. at 19. Specifically,
Clayborne was “raising his voice,” “yelling,” and “moving towards [Hershey
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and the assistant director] into the … doorframe to the doorway,” obstructing
the only exit from the office. Id. at 19. Several times, Hershey asked
Clayborne “to back away from the door because he was coming towards us.”
Id. Hershey feared that Clayborne was going to escalate the situation by
doing “something physical” as he was “push[ing] his way” into her office. Id.
at 19-20.
Because Clayborne’s “aggressive and intimidating” behavior posed a
“high risk” to the safety of the staff and other patients, Hershey decided that
Conewago Snyder could not continue to treat Clayborne. See id. at 20-21.
Conewago Snyder unsuccessfully discharged Clayborne from the program and
placed him on a “do-not-readmit list” based upon his “use of intimidating,
aggressive, and abusive language” and his ongoing failure “to comply with
program rules and expectations.” See id. at 20-22. Although Conewago
Snyder typically transported unsuccessfully discharged patients home, to a
relative’s house, or even to jail, they were “afraid” to do so for Clayborne and
asked Probation Services for immediate assistance in removing him from the
facility. Id. at 22; N.T., 8/5/2024, at 14.
Delaware County sheriffs were unavailable to transport Clayborne, so at
Officer Woodruff’s request, Luzerne County sheriffs took Clayborne into
custody from Conewago Snyder on May 23, 2024. N.T., 8/5/2024, at 14, 20.
Probation Services sought and obtained a bench warrant to detain Clayborne
pending another Gagnon I hearing. Request for Bench Warrant, 5/23/2024,
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at 1; Probation Violation Bench Warrant, 5/24/2024, at 1. Luzerne County
sheriffs took Clayborne to jail in Snyder County, then Luzerne County, and
arrived at the jail in Delaware County on May 30, 2024. N.T., 8/5/2024, at
19-21.
At Clayborne’s Gagnon I hearing on June 13, 2024, the trial court
determined that the Commonwealth had probable cause to establish that he
committed technical violations of conditions imposed in the 2020 case. See
Gagnon I Hearing Results, 6/13/2024, at 1. The court ordered Clayborne to
be held in custody pending a Gagnon II hearing before the sentencing judge.
Id. That same day, Officer Woodruff requested that the judge’s chambers
provide the first available date for the Gagnon II hearing, and chambers
scheduled the hearing for August 5, 2024. N.T., 8/5/2024, at 22.
At the inception of the August 5, 2024 hearing, Clayborne moved to
dismiss the probation violation, arguing that the Commonwealth failed to
adhere to his right to a speedy hearing guaranteed by constitutional principles
of due process and Pennsylvania Rule of Criminal Procedure 708. Id. at 3-5.
He argued that his ongoing incarceration ran afoul of the presumption against
incarcerating technical violators in Act 44, which had taken effect less than
two months before. Id. at 4. Even if the Commonwealth established the need
for his incarceration, Clayborne emphasized that he had been incarcerated
without a Gagnon II hearing four to five times longer than the maximum
sentence Act 44 authorized for a technical violation of probation. Id. at 4-5.
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J-A18018-25
In response, the Commonwealth argued that the timeline for the hearing
was standard. Even if not timely, it asserted that the failure to hold a speedy
probation violation hearing should not result in dismissal of the violation
because Clayborne could have requested to lift the detainer or to expedite the
Gagnon II hearing. Id. at 10-11. Additionally, the Commonwealth
maintained that holding the Gagnon II hearing two months after he was
detained did not prejudice Clayborne. Id. at 11-12.
At the trial court’s request, the Commonwealth reviewed the procedural
history of the case and specified that the violation was premised upon the
information provided by Hershey concerning Clayborne’s behavior at
Conewago Snyder. See id. at 13-23. Clayborne raised a hearsay objection
because Hershey was not present to testify. Id. at 23-24. The trial court sua
sponte continued the hearing to review Act 44 and to provide the
Commonwealth with an opportunity to present firsthand witness testimony.
Id. at 25. Clayborne’s counsel indicated that he did not object as long as the
Commonwealth agreed to Clayborne’s immediate release. Id. Without
explaining its rationale, the trial court declined to release Clayborne and
continued the hearing until August 9, 2024. Id. In the meantime, Clayborne
filed a memorandum of law in support of his motion to dismiss. See
generally Letter Brief in Support of Motion to Dismiss VOP, 8/7/2024.
At the continued Gagnon II hearing, the Commonwealth established
the aforementioned facts through the testimony of Weaver, Hershey, and
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J-A18018-25
Officer Woodruff. At the conclusion of the hearing, the trial court determined
that Clayborne had violated the conditions of his probation and that the
Commonwealth had established, by a preponderance of the evidence, that his
violation involved “assaultive behavior” within the meaning of section
9771(c)(1)(iii)(B).5 N.T., 8/9/2024, at 43. Specifically, the trial court found
him in violation of rule 9 of his probation requirements (requiring him to
refrain from “overt behavior”) based upon his “encounter” with Conewago
Snyder staff, and rule 10(C) (requiring him to complete special conditions)
based upon his failure to complete the court-ordered treatment. See id. at
40-43; see also N.T., 8/5/2024, at 8-9.6 As a result, the trial court revoked
5 Originally, the trial court also found by clear and convincing evidence that
Clayborne committed a technical violation that involved an identifiable threat
to public safety pursuant to 42 Pa.C.S. § 9771(c)(1)(ii). After Clayborne
argued that the Commonwealth did not present evidence establishing that
there was no less restrictive means to incarceration, a requirement of
subsection (c)(1)(ii), the trial court changed its mind. N.T., 8/7/2024, at 52-
53.
6 At both Gagnon II hearings, Officer Woodruff indicated that his reports
erroneously listed the incident as violative of Rule 7 (requiring probationer to
refrain from drug use), instead of the intended Rule 9. We suspect that his
reference to “overt behavior” was shorthand for exhibiting threatening or
overt behavior, but we cannot confirm because no written request for
revocation filed with the clerk of courts appears in the certified record. See
Pa.R.Crim.P. 708(A); Commonwealth v. Quinlan, 412 A.2d 494, 496 (Pa.
1980) (“[D]ue process requires a probationer receive written notice of the
claimed probation violations prior to commencement of the revocation
hearing[.]”). This particular procedural defect is not before us, as Clayborne
did not object to it below or advance it as an issue on appeal. See
Commonwealth v. Collins, 424 A.2d 1254, 1254 (Pa. 1981) (holding that
probationer must preserve objection to inadequate notice before trial court);
(Footnote Continued Next Page)
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J-A18018-25
Clayborne’s probation in the 2020 case and sentenced him to one to thirty
days in jail and a one-year term of probation. N.T., 8/9/2024, at 65-67, 69,
72; Sentencing Order, 8/9/2024, at 1. The court ordered Clayborne’s
immediate parole upon his completion of drug and psychiatric evaluations.
See Sentencing Order, 8/9/2024, at 1.
The trial court declined to award credit to the resentence for the time
Clayborne spent detained prior to the Gagnon II hearing, asserting that
giving him credit for the seventy-nine days in custody on the detainer is
“incompatible” with, and would “negate,” newly added section 9771(c)(2)(iv),
which authorized the trial court to incarcerate a probation violator for an
additional thirty days beyond the statutory maximum sentences to obtain an
evaluation if needed. N.T., 8/9/2024, at 68-69, 73-74. It also denied
Clayborne’s motion to dismiss the violation based upon due process and Rule
708 concerns, concluding that the two-step Gagnon process after a probation
detainer takes longer than fourteen days as a practical matter, Probation
Services followed “standard operating procedure,” and Act 44 dealt with the
“back end” of reducing probation violation sentences but not the “front end”
of procedure concerning probation violation detainers. See id. at 57, 61, 70-
73.
see also Quinlan, 412 A.2d at 497 (holding that probationer must allege that
he was injured by a defect in written notice of allegations against him, not
simply that record failed to reflect his receipt of such notice).
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Issues on Appeal
Clayborne filed a timely notice of appeal. Both Clayborne and the trial
court complied with Rule 1925 of our appellate procedural rules. He presents
three issues for our review:
Whether … there was insufficient evidence to overcome the
presumption against total confinement because [section
9771(c)(1)(iii)(B)] requires “assaultive behavior or included a
credible threat to cause bodily injury to another” … [yet] the
testimony only involved … cursing, approaching someone,
complaining about made up rules, and refusing to go to group
therapy[.]Whether … the [trial] court erred in denying [Clayborne’s]
motion to dismiss under Pa.R.Crim.P. 708, the Due Process
Clause, and the standard to dismiss articulated
[Commonwealth] v. Christmas, 995 A.2d 1259 ([Pa. Super.]
2010), where [section 9771(c)(2)(i)] only allows [Clayborne] to
be incarcerated for 14 days on a first technical violation …, and
[Clayborne] was incarcerated 79 days before having the Gagnon
[II] hearing[.]Whether … the [trial] court erred in failing to award any time
credit for the 79 days [Clayborne] spent detained solely on this
violation petition, in contravention of the time credit statute, [42
Pa.C.S. § 9760(1).]
Clayborne’s Brief at 5-6.
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Overview of Sentencing Code Provisions Pertaining to Probation
Revocation and Resentencing, as Amended by Act 44
As each of Clayborne’s issues require this Court to interpret the
Sentencing Code as amended by Act 44, we begin with an overview of the
relevant statutory provisions.7
A trial court decides the sentence to impose within the confines of the
authority provided to it by the General Assembly. See 42 Pa.C.S. § 9703.
Probation is a sentencing alternative that a court may impose in addition to,
or instead of, confinement and other penalties. See id. §§ 9721(a)(1), (b),
9722.
The sentencing court has the authority to set the term of probation,
select the authority responsible for supervising the probation, 8 and impose
reasonable conditions of probation in accordance with section 9763. Id.
§ 9754(a), (b). Conditions must be individualized, necessary, and the least
restrictive means available to promote the defendant’s rehabilitation and
protection of the public. Id. § 9763(b). There are thirteen specifically
7 The version of section 9771 applicable to Clayborne’s resentencing was in
effect from June 11, 2024 to October 19, 2025. We refer to this version unless
otherwise specified. A new version of section 9771 with a minor change took
effect on October 20, 2025. See Act of July 21, 2025, P.L. 127, No. 38, § 1
(changing subsection (C)(2)(iv)(B)’s reference to “problem-solving court” to
“treatment court” consistent with amendments to section 916).
8 Probation is supervised by county probation departments, see 42 Pa.C.S.
§§ 9911-9914, or the state Department of Corrections, see 61 Pa.C.S.
§§ 6171(11)(ii), 6172(a).
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enumerated general conditions that a court may include, and one that
authorizes the court to order the probationer to “do other things reasonably
related to rehabilitation.” Id. § 9763(b)(1)-(7), (9)-(15). A sentencing court
also has authority to order certain specialized conditions of probation, such as
the electronic home monitoring originally ordered in Clayborne’s 2020 case.
Id. § 9763(c), (d).
Generally,
[t]he court has inherent power to at any time terminate continued
supervision, lessen the conditions upon which an order of
probation has been imposed or increase the conditions under
which an order of probation has been imposed upon a finding by
clear and convincing evidence that a person presents an
identifiable threat to public safety.
Id. § 9771(a). Further, upon proof by a preponderance of the evidence that
a probationer violated “specified conditions of probation,” the court may
revoke an order of probation, increase the conditions of probation, or impose
a brief sanction under an established court-imposed program. Id. § 9771(b);
see also id. § 9771.1; Commonwealth v. Foster, 214 A.3d 1240, 1243 (Pa.
2019). Probation revocation is “an integral element of the original conditional
sentence.” Commonwealth v. Mullins, 918 A.2d 82, 85 (Pa. 2007).
Because a probation revocation results in a loss of liberty, a probationer
must be accorded due process. Gagnon, 411 U.S. at 782; Commonwealth
v. Davis, 336 A.2d 616, 620 (Pa. Super. 1975). Revocation occurs in a two-
step process. First, when a probationer is detained based on an alleged
probation violation, due process requires a Gagnon I prerevocation hearing
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to determine whether probable cause exists to believe that the probationer
committed a violation. Commonwealth v. Ferguson, 761 A.2d 613, 617
(Pa. Super. 2000). If the Commonwealth satisfies this burden, a second, more
comprehensive Gagnon II revocation hearing follows at which trial court
determines whether to revoke probation. Id.
After considering the “record of the sentencing proceeding, together
with evidence of the conduct of the defendant while on probation,” and making
a finding on the record that a violation of probation occurred, the trial court
may revoke the term of probation and resentence the probationer. See 42
Pa.C.S. §§ 9754(d), 9771(d). Subject to the limitations imposed by
subsections (b.1) and (c), “the sentencing alternatives available to the court
shall be the same as were available at the time of initial sentencing,” including
any applicable mandatory minimum sentence the Commonwealth may seek
for the court to impose upon resentencing, with “due consideration being given
to the time spent serving the order of probation.” Id. § 9771(b). The trial
court’s discretion to resentence a probation violator to a period of total
incarceration, however, is cabined by section 9771(c):
(c) Limitation on sentence of total confinement.--There is a
presumption against total confinement for technical violations of
probation. The following shall apply:
(1) The court may impose a sentence of total confinement upon
revocation only if:
(i) the defendant has been convicted of another crime;
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(ii) the court finds by clear and convincing evidence that the
defendant committed a technical violation that involves an
identifiable threat to public safety and the defendant cannot
be safely diverted from total confinement through less
restrictive means; or
(iii) the court finds by a preponderance of the evidence that
the defendant committed a technical violation and any of
the following apply:
(A) The technical violation was sexual in nature.
(B) The technical violation involved assaultive behavior
or included a credible threat to cause bodily injury to
another, including acts committed against a family or
household member.
(C) The technical violation involved possession or control
of a firearm or dangerous weapon.
(D) The technical violation involved the manufacture,
sale, delivery or possession with the intent to
manufacture, sell or deliver, a controlled substance or
other drug regulated under … [t]he Controlled
Substance, Drug, Device and Cosmetic Act.
(E) The defendant absconded and cannot be safely
diverted from total confinement through less restrictive
means.
(F) The technical violation involved an intentional and
unexcused failure to adhere to recommended
programming or conditions on three or more separate
occasions and the defendant cannot be safely diverted
from total confinement through less restrictive means.
For purposes of this clause, multiple technical violations
stemming from the same episode of events shall not
constitute separate technical violations.
(2) If a court imposes a sentence of total confinement following
a revocation, the basis of which is for one or more technical
violations under paragraph (1)(ii) or (iii), the court shall
consider the employment status of the defendant. The
defendant shall be sentenced as follows:
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(i) For a first technical violation, a maximum period of 14
days.
(ii) For a second technical violation, a maximum period of
30 days.
(iii) For a third or subsequent technical violation, the court
may impose any sentencing alternatives available at the
time of initial sentencing.
(iv) The time limitations contained in this paragraph shall not
apply to the extent that a reasonable term of additional total
confinement, not to exceed 30 days, is necessary to allow a
defendant to either be evaluated for or to participate in:
(A) a court-ordered drug, alcohol or mental health
treatment program; or
(B) a problem-solving court provided for in section
916 (relating to problem-solving courts).
(3) Nothing in this section shall prevent the adoption of a
program [to establish swift, predictable and brief probation
violation sanctions] under section 9771.1.
42 Pa.C.S. § 9771(c).9
Issue 1: Overcoming the Presumption Against Incarceration for a
Technical Violation Involving “Assaultive Behavior”
Mootness
We must first determine whether we can review this issue, as it appears
to be technically moot. See Commonwealth v. Gillins, 302 A.3d 154, 162
(Pa. Super. 2023) (explaining that in general, case challenging sentence and
9 Subsection (b.1), regarding failure to pay fines, also limits the trial court’s
typical discretion in resentencing but is not applicable to this case.
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not underlying conviction is moot upon expiration of sentence without
demonstration of collateral consequences adequate to satisfy the case-or-
controversy requirement) (citation omitted). While the Commonwealth does
not raise the issue of mootness, Clayborne acknowledges that he has already
served the total confinement imposed, implicitly conceding that any relief we
can afford him is now moot. See Clayborne’s Brief at 23 n.7. He nonetheless
contends that his appeal falls within an exception to the mootness doctrine
because it is capable of repetition yet evading review. Id. (citing
Commonwealth v. Dixon, 907 A.2d 468, 472 (Pa. 2006)). “Pursuant to this
principle, an appellate court may decide a case where issues important to the
public interest are involved, the nature of the question under consideration is
such that it will arise again, and review will be repeatedly thwarted if strict
rules of mootness are applied.” Dixon, 907 A.2d at 472-73.
We agree with Clayborne that this issue, as well as the other two issues
he presents, satisfy this exception to mootness despite the apparent
expiration of his sentence. All three issues regarding the impact of Act 44
upon probation resentencing are issues of public importance that will arise
repeatedly for others, and because of the short sentences permitted by Act 44
for first- and second-time technical violators of probation, consistently evade
appellate review. See Dixon, 907 A.2d at 472-73; accord Commonwealth
v. Phillips, 344 A.3d 360, 367 n.11 (Pa. 2025) (declining to dismiss appeal
as moot despite suspected expiration of sentence during appeal because, inter
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alia, deciding issue raised “will be useful and instructive to the bench and bar
in future cases”).
Scope and Standard of Review
Clayborne claims that the record insufficiently establishes that his
technical violation constituted “assaultive behavior.” He is therefore
contending that the statutory prerequisites for a sentence of total confinement
were not satisfied. This is a claim that the trial court exceeded its authority
by imposing a sentence of total confinement, which constitutes a non-waivable
legality of sentence challenge. See Commonwealth v. Seals, __ A.3d __,
2026 WL 739101, *11-12 (Pa. Super. 2026) (en banc).
As Clayborne’s “challenge to the legality of this sentence requires us to
engage in statutory interpretation,” it “presents a question of law.”
Commonwealth v. Prince, 320 A.3d 698, 703 (Pa. Super. 2024) (citation
and quotation marks omitted). Our standard of review for an issue of
statutory interpretation is de novo and our scope of review is plenary.
Commonwealth v. Crosby, 329 A.3d 1141, 1148-49 (Pa. 2025). To the
extent that our textual analysis concludes that the trial court’s authority is
“preconditioned on the finding of a triggering fact,” the “legality of sentence
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claim includes our de novo review of whether the requisite fact exists.”
Prince, 320 A.3d at 706.
The Statutory Construction Act 10 guides our analysis. See
Commonwealth v. Gamby, 283 A.3d 298, 306 (Pa. 2022). We begin by
recognizing that “[t]he object of all interpretation and construction of statutes
is to ascertain and effectuate the intention of the General Assembly.” 1 Pa.C.S.
§ 1921(a).
The plain language of the statute traditionally “provides the best
indication of legislative intent.” Crosby, 329 A.3d at 1149 (Pa. 2025). “When
the words of a statute are clear and free from all ambiguity, the letter of it is
not to be disregarded under the pretext of pursuing its spirit.” 1 Pa.C.S. §
1921(b). The General Assembly has instructed courts to ascribe the “common
and approved meaning” to its chosen words and phrases, unless the word or
phrase is technical, has acquired a peculiar and appropriate meaning, or is
expressly defined in the statute. 1 Pa.C.S. § 1903(a). Courts may consult
dictionary definitions to illuminate the common and approved meaning of a
word or phrase. Commonwealth v. Chisebwe, 310 A.3d 262, 269 (Pa.
2024); Gamby, 283 A.3d at 307 n.11. We consider the statutory language
not in isolation, but in the context within which it appears. Commonwealth
v. Rosario, 294 A.3d 338, 346 (Pa. 2023); A.S. v. Pennsylvania State
10 1 Pa.C.S. §§ 1501-1991.
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Police, 143 A.3d 896, 906 (Pa. 2016). “Every statute shall be construed, if
possible, to give effect to all its provisions.” 1 Pa.C.S. § 1921(a).
If statutory language is ambiguous, sections 1921(c) and 1922
enumerate nonexclusive lists of eight statutory construction factors and five
presumptions that we may consider to aid us in discerning the General
Assembly’s intent. See id. §§ 1921(c), 1922. “A statute is ambiguous when
there are at least two reasonable interpretations of the text under review.”
Commonwealth v. Green, 291 A.3d 317, 327 (Pa. 2023).
The General Assembly’s use of the same phrase in two different
provisions does not automatically mean it intended the terms to have the
same meaning. Gamby, 283 A.3d at 311 (quoting Yates v. United States,
574 U.S. 528, 537 (2015) (“[I]n law as in life ... the same words, placed in
different contexts, sometimes mean different things. … [I]dentical language
may convey varying content when used in different statutes, sometimes even
in different provisions of the same statute.”)). If two statutes “relate to the
same persons or things or to the same class of persons or things,” however,
they are “in pari materia” and we must construe them “together, if possible,
as one statute.” 1 Pa.C.S. § 1932(a)-(b).
If, at the end of the process of discerning legislative intent a “grievous
ambiguity or uncertainty” in a penal statute remains, the rule of lenity requires
that we must construe it strictly in favor of the defendant. Commonwealth
v. Rosario, 294 A.3d 338, 350 (Pa. 2023); 1 Pa.C.S. § 1928(b)(1). The rule
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of lenity does not require, however, that we give the words of a penal statute
the narrowest possible meaning or disregard legislative intent. Rosario, 294
A.3d at 350.
The Parties’ and Trial Court’s Interpretation of “Assaultive Behavior”
Clayborne argues that his sentence of total confinement is “legally
inappropriate” because the Commonwealth failed to establish, by a
preponderance of the evidence, that he engaged in “assaultive behavior” in
accordance with section 9771(c)(1)(iii)(B), as he neither committed nor
threatened violent conduct. Clayborne’s Brief at 26-27, 40. Clayborne
argues, using the Black’s Law Dictionary definition of “assault,” that
“assaultive behavior” requires that the person engage in “a battery, attempt,
or a threat to commit physical injury.” Id. at 26 (citing ASSAULT, Black’s Law
Dictionary (12th ed. 2024)). He contends that this interpretation of the phrase
effectuates the General Assembly’s intent to curtail rampant incarceration for
minimal technical violations of probation. Id. Clayborne acknowledges that
his actions—screaming, cursing, approaching people, and complaining—may
have caused “fear or nervousness” in others, but he argues that this does not
establish that the behavior was assaultive. Id. at 26-27.
Should this Court find the phrase “assaultive behavior” ambiguous,
Clayborne contends that the considerations set forth in the Statutory
Construction Act lead to the same conclusion. First, he points to the “almost
identical language” of 61 Pa.C.S. § 6138(c)(1.3)(ii), which authorizes a trial
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court to incarcerate an individual who commits a technical violation of parole
conditions by engaging in “assaultive behavior.” Clayborne’s Brief at 28.
Clayborne maintains that Section 9771 should be read in pari materia with
section 6138, and that the General Assembly’s use of “assaultive behavior” in
section 9771(c)(1)(iii)(B) reflects its decision to mirror the use of the same
phrase in section 6138. Id.
To support his assertion that assaultive behavior in the parole context
requires “actual violence or a threat of violence,” Clayborne cites two
Commonwealth Court cases finding a parolee’s behavior not to be “assaultive”
because the parolee did not threaten physical harm or cause reasonable
apprehension of bodily harm in another. Id. at 33-35 (citing Jackson v. Bd.
of Prob. & Parole, 885 A.2d 598 (Pa. Cmwlth. 2005), and Johnson v. Bd.
of Prob. & Parole, 706 A.2d 903, 904 (Pa. Cmwlth. 1998)).
He finds further support for his contention that “‘assaultive behavior’
must involve physical violence” in his reading of section 9771(C)(1)(iii)(B) in
its entirety. Id. at 39 (emphasis added). He observes the General Assembly’s
use of the disjunctive “or” in section 9771(c)(1)(iii)(B), which permits the
Commonwealth to overcome the presumption against incarceration by
demonstrating that the probationer’s technical violation included either
“assaultive behavior” or a “credible threat to cause bodily injury to another.”
Id. at 39-40. In his view, any interpretation of “assaultive behavior” that
includes nonviolent conduct such as “screaming, cursing, and [invading]
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personal space” runs counter to the presumption that the General Assembly
intends all words in a statute to be effective and certain, as there would be no
need to include “credible threat to cause bodily injury” if such conduct was to
be included. Id. at 40. He argues that the General Assembly “intended more
than non-threatening words and acts, devoid of physical violence o[r] the
threat of violence, when it chose the term ‘assaultive behavior’.” Id.
Clayborne additionally contends that because section 9771 is a penal
statute, it must be strictly construed. He urges this Court to invoke the rule
of lenity to resolve any ambiguity in the language to favor his interpretation.
Id. at 35-36.
Clayborne further relies upon remarks from Senators Camera Bartolotta
and Sharif Street from the floor during the passage of Act 44. See id. at 37-
38 (reproducing remarks from Pa. S.J., 2023 Reg. Sess. No. 32). According
to Clayborne, the floor statements reflect the General Assembly’s intent to
revise section 9771 to prevent a probationer’s ensnarement in a “probation-
to-prison revolving door” simply for non-criminal, non-violent, and minor
technical violations. Id. at 37 (quoting Sen. Bartolotta’s remarks, Pa. S.J.,
2023 Reg. Sess. No. 32 (June 27, 2023)). He argues that his behavior was
fueled by his “mental health withdrawal symptoms” and likens his behavior to
childish complaints that constituted the sort of minor technical violation to
which the senators referred. Id. at 38.
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The Commonwealth endorses the trial court’s analysis, which found that
in the absence of a statutory definition of assaultive behavior, it properly gave
the statutory language its common and approved usage in context, which is
broader than an act constituting the crime of assault. Trial Court Opinion,
12/17/2024, at 7; see also Commonwealth’s Brief at 19-20. Like Clayborne,
the court borrows the definition of “assaultive behavior” used by the
Commonwealth Court to construe section 6138, but reaches the opposite
conclusion. Instead, the trial court found that in the context of both parole
and probation violations, an assault is a “violent physical or verbal attack” and
a “threat or attempt to inflict offensive physical contact or bodily harm on a
person … that puts the person in immediate danger of or apprehension of such
harm or contact.” Id. at 5 (quoting Flowers v. Bd. of Prob. & Parole, 987
A.2d 1269, 1272 (Pa. Cmwlth. 2010)). In support of its conclusion that
Clayborne engaged in “assaultive behavior,” the trial court highlighted
Conewago Snyder staff’s credible testimony that: (1) Clayborne maintained a
persistent combative attitude throughout his stay; (2) he got in Weaver’s face
with only six inches distance between them; (3) he used intimidating,
aggressive, and abusive language during his encounter with Weaver and
Hershey; and (4) Weaver and Hershey each perceived a need for external
assistance with Clayborne. Id. at 6-7.
Meaning of “Assaultive Behavior” in Section 9771(c)(1)(iii)(B)
Plain Language
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The question before us is what constitutes “assaultive behavior” to
overcome the presumption against incarcerating a technical probation violator.
Neither section 9771 nor the definitions section of the Sentencing Code defines
“assaultive behavior.” See generally 42 Pa.C.S. §§ 9702, 9771. We
therefore begin by examining the common and approved usage of the phrase.
“Assaultive” is an adjective that modifies the noun “behavior.” Words
with a suffix “-ive” perform or tend toward an indicated action: in this case,
assault.11 The dictionary definition of “assaultive” includes two meanings: (1)
“of, relating to, or tending toward assault,” as in “assaultive behavior” and (2)
“having an intense or abrasive effect on the senses or emotions,” such as
“loud and assaultive music.”12
The dictionary defines “assault” as (1) “a violent physical or verbal
attack”; (2) “a military attack usually involving direct combat with enemy
forces”; and (3) “a concerted effort (as to reach a goal or defeat an
adversary),” such as “an assault on drug trafficking.” 13 Referring to “law,” the
definition also includes (1) “a threat or attempt to inflict offensive physical
contact or bodily harm on a person (as by lifting a fist in a threatening manner)
11 “-ive.” Merriam-Webster.com Dictionary, https://www.merriam-
webster.com/dictionary/-ive (last accessed on 2/17/2026).
12 “Assaultive.” Merriam-Webster.com Dictionary, https://www.merriam-
webster.com/dictionary/assaultive (last accessed on 2/17/2026).
13 “Assault.” Merriam-Webster.com Dictionary, https://www.merriam-
webster.com/dictionary/assault (last accessed on 2/17/2026).
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that puts the person in immediate danger of or in apprehension … of such
harm or contact” and (2) rape. Id. Thus, an assault can involve actual,
attempted, or threatened physical violence, but it also includes a violent verbal
attack or a threat or attempt to inflict offensive physical contact.
The definition of assault in Black’s Law Dictionary, Clayborne’s dictionary
of choice, is consistent. First, as it relates to “criminal & tort law,” it defines
an assault as a “threat or use of force on another,” placing a person in
“reasonable apprehension of imminent harmful or offensive contact,” and “the
act of putting another person in reasonable fear or apprehension of an
immediate battery by means of an act amounting to an attempt or threat to
commit a battery.” ASSAULT, Black’s Law Dictionary (12th ed. 2024). Under
“criminal law,” it includes an attempt to commit battery with specific intent to
cause physical injury or actually causing physical injury to another person
intentionally, knowingly, recklessly, or with criminal negligence. Id. It also
defines assault in the “popular[]” sense as “any attack.” Id.
The definitions—including the Black’s Law Dictionary definition cited by
Clayborne—recognize that an “attack,” not limited to physical conduct, may
fall under the plain meaning of “assault.” Taken together, these dictionary
definitions reflect that the word “assaultive” includes behavior tending towards
actual, attempted, or threatened infliction of bodily harm, as well as behavior
tending towards a violent verbal attack or behavior tending towards attempted
or threatened offensive physical contact. The key components are a violent
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verbal or physical attack—i.e., one made aggressively and with intensity and
abrasiveness—that reasonably causes another fear of imminent bodily injury
or offensive physical contact. Thus, we cannot agree with Clayborne that
either a specific threat of physical violence or the commission/attempt of an
act of physical violence is essential to the term under a plain language
interpretation. Rather, to be “assaultive,” behavior may be physically violent
or expressly threaten violence, but may also be another kind of “attack,”
including one that is solely verbal and rises to a level of aggressiveness and
force such that it tends towards assault and places a person in reasonable fear
of imminent bodily injury or offensive physical contact.
Ambiguity
Unfortunately, our analysis cannot end here, as the conduct in
subsection (c)(i)(iii)(B) is not limited to “assaultive behavior,” but could
alternatively include “a credible threat to cause bodily injury to another.” 42
Pa.C.S. § 9771(c)(1)(iii)(B). This raises the question of what constitutes
“assaultive behavior” in light of the proffered specific alternative. Viewing the
full text of the subsection as a whole, there are two potential interpretations:
(1) the General Assembly intended “assaultive behavior” to be limited to
actual physical violence in contrast to a credible threat of bodily injury or (2)
the General Assembly intended to use the term “assaultive behavior” in its
broader common-sense meaning (as found hereinabove) differentiated from
a credible threat of bodily injury in another respect. Given the phrase has
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more than one reasonable interpretation, we turn to tools of statutory
interpretation to assist us in resolving the ambiguity.
1 Pa.C.S. § 1921(c)
The General Assembly amended section 9771(c) in Act 44 of 2023, a
bipartisan effort that amended Sentencing Code provisions related to
probation. We find it most helpful to begin by evaluating the new enactments
alongside the prior version of the affected statutory provisions, considering,
in particular, the scope and breadth of the amendments included in Act 44
and statements made by those involved in the drafting of the legislation.
These details shed light on a number of the factors we may consider when
untangling ambiguous language in a statute. See 1 Pa.C.S. § 1921(c)(1)-(5),
(7) (the occasion and necessity for the statute, the circumstances behind its
enactment, the mischief to be remedied, the object to be obtained, former
versions of a statute, and contemporaneous legislative history).
It is readily apparent from the text of Act 44 as a whole, when
juxtaposed with the prior version of the Sentencing Code, that the General
Assembly intended to change significantly the state of probation in this
Commonwealth. A simple comparison of Act 44 to the prior statute
demonstrates the General Assembly’s intent to constrict a judge’s authority to
exercise discretion when imposing terms and conditions of probation in the
first instance and when considering whether to modify or revoke probation
along the way.
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Previously, the court could impose reasonable conditions “it deem[ed]
necessary,” in its discretion, “to ensure or assist the defendant in leading a
law-abiding life.” See 42 Pa.C.S. §§ 9754(b), 9763(c) (versions effective
prior to December 10, 2024). Now, the court solely may impose conditions
that are individualized, necessary, and the least restrictive to promote the
defendant’s rehabilitation and to protect the public. See 42 Pa.C.S.
§§ 9754(b), 9763(c).
Act 44 also implemented a new statutory provision creating a
requirement for “probation review conference[s].” See 42 Pa.C.S. § 9774.1.
It includes a detailed description of how, when, and under what circumstances
such conferences must be conducted, and provides the potential for early
termination of probation. See id. § 9774.1(a)-(i).
Section 9771 dictates the conditions under which the trial court may
revoke a term of probation. Prior to Act 44, section 9771(c) specified that the
court “shall not impose a sentence of total confinement” unless the court found
that the defendant was convicted of another crime, his conduct indicated he
would likely commit another crime unless confined, or total confinement was
“essential to vindicate the authority of the court.” 42 Pa.C.S. § 9771(c)
(effective December 18, 2019, to June 10, 2024). Post-amendment, section
9771(c) prohibits the court from imposing a sentence of total confinement for
a technical violation of probation, subject to specifically delineated exceptions.
See 42 Pa.C.S. § 9771(c); see also supra, pp.15-16. As we discuss in more
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detail below, Act 44 places specific, relatively short maximum sentences for a
period of confinement imposed for a first or second technical violation. See
id.
The stated goal of several of Act 44’s bipartisan co-sponsors was to
“reform Pennsylvania’s probation system” in an attempt to “implement greater
fairness in the process, eliminate excessive incarceration, give individuals a
more reliable second chance to get their lives right, and offer taxpayers a
break from ever-rising state correctional costs.” See Co-Sponsorship
Memorandum introducing S.B. 838 by Senators Lisa Baker, Camera
Bartolotta, and Anthony Williams (Dec. 15, 2022). The co-sponsors
emphasized that they designed Act 44 to put “parameters in place” to disrupt
the “probation-to-prison revolving door” for “technical violations, such as a
minor traffic offense,” that “can perpetually extend the clock on an offender’s
term and result in re-confinement.” See id.
While these comments do not necessarily speak to the intent of the
General Assembly as a whole in passing the Act, they clearly support our
interpretation of the General Assembly’s intent to reform Pennsylvania’s
system of probation—and, in particular, incarceration for technical violations
of probation—from reading the Act as a whole. This is also in accord with the
public commentary provided by Governor Shapiro when he signed the bill into
law in the presence of former probationer Meek Mill, whose probationary term
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was extended multiple times following technical violations. See Pa. Gov.
Mess., Comprehensive Probation Reform Legislation (Dec. 15, 2023).
Parole statute
With an understanding of the scope of the changes made by the Act, we
turn to the statutory provisions governing technical violations of parole to see
if those provisions shed light upon our understanding of “assaultive behavior”
as an alternative to a credible threat to injure another. Clayborne directs our
attention to section 6138(c)(1.3)(ii), amended in 2019 to allow incarceration
for technical violations of parole that “involved assaultive behavior or included
a credible threat to cause bodily injury to another.” 61 Pa.C.S.
§ 6138(c)(1.3)(ii). Because this language is identical to section
9771(c)(1)(iii)(B), Clayborne argues that we should read both sections in pari
materia.
Clayborne does not analyze whether 9771 and 6138 relate to “the same
persons or things or to the same class of persons or things,” which is required
to construe them “together, if possible, as one statute.” 1 Pa.C.S. § 1932(a)-
(b). Both probation and parole involve supervision outside the confines of
incarceration to ensure compliance with certain terms and conditions, the
authority to set the rules, supervise the offenders’ compliance, and “violate”
the offender is statute dependent, and involves the separation of powers
between the legislative, judicial, and executive branches. See
Commonwealth ex rel. Banks v. Cain, 28 A.2d 897, 900-01 (Pa. 1942)
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(delineating the separate powers of each branch of government has over
sentencing and parole). Probation and parole are distinct, however, and not
interchangeable. See Commonwealth v. Koger, 295 A.3d 699, 709 (Pa.
2023) (cautioning this Court to avoid using legal standards interchangeably
when reviewing issues related to violations of probation and parole);
Commonwealth v. Holmes, 933 A.2d 57, 59 n.5 (Pa. 2007) (explaining that
the “difference between these often confused terms” stems from different
sources of statutory authority); Commonwealth v. Simmons, 262 A.3d 512,
531 (Pa. Super. 2021) (en banc) (Kunselman, J., concurring) (explaining that
the “legislature treats parole and probation separately” even though
practitioners and trial court judges colloquially refer to “VOP hearings” without
distinction).
Section 6138 applies to parolees under the jurisdiction of the
Pennsylvania Parole Board.14 Unlike probation, parole is not one of the
enumerated sentencing alternatives ordered by a court at the time of
sentencing or resentencing. See 42 Pa.C.S. § 9721(a). After serving part of
a sentence of incarceration, a convicted criminal offender is conditionally
released from confinement to serve the remainder of the term outside the
14 The Parole Board, an independent administrative board of nine members
appointed by the Governor with the advice and consent of a majority of the
Senate, has exclusive power over parole and violation decisions concerning
persons sentenced by a court to imprisonment in a State correctional
institution or to special parole. 61 Pa.C.S. §§ 6111, 6132.
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confines of the institution in compliance with parole conditions. Holmes, 933
A.2d 57, 59 n.5. Parole “is an amelioration of punishment,” but “it is in legal
effect imprisonment.” Cain, 28 A.2d at 901 (citation, quotation marks, and
italics omitted). “Unlike a probation revocation, a parole revocation does not
involve the imposition of a new sentence.” Commonwealth v. Kalichak, 943
A.2d 285, 290 (Pa. Super. 2008). Instead, the statutory sanction for a parole
revocation is recommitment for the remainder of the original sentence
previously imposed. See 42 Pa.C.S. § 9776(e); 61 Pa.C.S. §§ 6137(h),
6138(a).
Furthermore, unlike probation, the Parole Board has the discretion to
“revoke” the parole of a “convicted violator” only. See 61 Pa.C.S. § 6138(a),
(c). Instead of revoking the parole of a “technical violator,” the Parole Board
is authorized to detain a technical parole violator pending a hearing and to
recommit the offender to a community corrections center or facility for six
months, whereupon the technical violator is automatically reparoled. Id.
§ 6138(c)(1.3). If the Parole Board determines that certain conditions are
present, however, it may instead recommit the offender to a state correctional
institution or contracted county jail for defined maximum terms of six months,
nine months, and one year for first, second, and third technical parole
violations, respectively, with automatic reparole at the end of the specified
term. Id. § 6138(d)(3)-(5).
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While the distinctions between probation and parole prevent us from
reading these statutes in pari materia, we agree that it is significant that both
statutes address the permissibility of a sentence of incarceration for technical
violations involving either “assaultive behavior” or a credible threat to cause
bodily injury to another.15 We therefore turn to court interpretations of the
General Assembly’s use of assaultive behavior in the context of parole to see
what, if anything, it reveals about its use in the probation context, with due
regard to the different nature of probation and parole.
Flowers, the case cited by the trial court, was decided in 2011. Like
most of the Commonwealth Court cases interpreting the phrase “assaultive
behavior,” Flowers interpreted the term as it is used in a regulation
promulgated by the Parole Board requiring offenders on parole to “refrain from
an assaultive behavior” as a general condition of parole, sometimes referred
to as condition 5(c). See Flowers, 987 A.2d at 1272; 37 Pa.Code
§ 63.4(5)(iii). Significantly, the code provision does not include the
alternative “credible threat” language contained in sections 6138(c)(1.3)(ii)
and 9771(c)(1)(iii)(B). Thus, cases construing condition 5(c) shed little light
on the particular ambiguity at issue. They do, however, reconfirm our analysis
of the plain meaning of “assaultive behavior,” standing alone, as
“encompass[ing] a broader category of actions than would the crime of
15 In fact, all bases for committing a technical parole violator to prison under
section 6138(c)(1.3) are identical to those in section 9771(c)(1).
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assault[.]” Flowers, 987 A.2d at 1272 (citation omitted). As stated above,
the Flowers court relied upon the dictionary definition of “assault” in
determining what constitutes “assaultive behavior,” recognizing that it
included, in relevant part, both physical and verbal attacks. Id. (citation
omitted).16
Notably, Clayborne does not cite, nor did our research uncover, any
cases interpreting 61 Pa.C.S. § 6138(c)(1.3)(ii) after the General Assembly
amended it in 2019 to add “or included a credible threat to cause bodily injury
to another” as an alternative to a parole violation that “involved assaultive
behavior.” See Act of Dec. 18, 2019, P.L. 776, No. 115, § 20(c)(1.3)(ii).
16 In neither Jackson nor Johnson—the two cases cited by Clayborne—does
the Commonwealth Court state that assaultive behavior must include physical
violence. Nor do Jackson and Johnson preclude a finding that a violent
verbal attack constitutes assaultive behavior. In fact, Johnson included a
violent verbal attack within the definition of “assaultive behavior,” which
Jackson then repeats. Johnson, 706 A.2d at 905; Jackson, 885 A.2d at
602. Both cases involved brief in-person interactions with another without
physical harm, an overt verbal threat of physical harm, or anything that could
be construed as a verbal attack. The key in both cases was a determination
that the parolee’s behavior did not objectively evoke a reasonable
apprehension of bodily harm. See Jackson, 885 A.2d at 601-02 (majority
holding that inmate’s unsolicited hug of prison employee before his release on
parole was offensive and unwelcome to employee but was not assaultive
behavior because it lacked a threat or an offer with force to do harm that
would “evoke a reasonable apprehension of bodily harm in any individual”);
Johnson, 706 A.2d at 904-05 (holding that parolee’s tap on shoulder of
witness about to testify against his cousin’s boyfriend at preliminary hearing
while saying “[y]ou ain’t got to go out on a brother ... [, d]on’t go out on a
brother” was not assaultive behavior; parolee may have intimidated witness
but he did not threaten physical harm and statement was not “one that would
evoke a reasonable apprehension of bodily harm in any individual”).
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Without cases analyzing the amended version of section 6138(c)(1.3)(ii), the
parole cases do not help our ambiguity analysis. As such, we turn back to the
language of section 9771(c) with its two alternatives.
Analysis
We agree with Clayborne that the legislative history of Act 44 shows the
General Assembly intended to restrict incarceration for technical violations of
probation as compared to the prior version of the statute. We disagree,
however, that this intent supports his narrow interpretation of the phrase
“assaultive behavior.” Clayborne’s construction of the statute requiring actual
physical violence overlaps substantially with crimes prohibiting “assault” as
stated in the Crimes Code.17 Significantly, however, the General Assembly did
not include any assault crimes, which are clearly defined by statute, in section
9771(c)(1)(iii)(B). Had the General Assembly intended “assaultive behavior”
to include criminal behavior only, it would not have been necessary to specify
17 In fact, even in the criminal context, an assault does not always require
conduct that involves an act or specific threat of physical violence. To the
contrary, the crime of “simple assault” includes “attempts by physical menace
to put another in fear of imminent serious bodily injury.” 18 Pa.C.S.
§ 2701(a)(3).
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that the trial court has authority to incarcerate a probationer for “assaultive
behavior.”18
Our directive in this respect is clear:
[I]t is not for the courts to add, by interpretation, to a statute, a
requirement which the legislature did not see fit to include.
Consequently, as a matter of statutory interpretation, although
one is admonished to listen attentively to what a statute says; one
must also listen attentively to what it does not say.
Commonwealth v. Johnson, 26 A.3d 1078, 1090 (Pa. 2011) (cleaned up;
citation omitted). The broader read of “assaultive behavior” as encompassing
more than acts or specific threats of physical violence conveys a threshold of
behavior that is more dangerous than mere disrespect, rudeness, or brief or
isolated misbehavior, any of which reasonably could have triggered the trial
court’s authority to impose a sentence of total confinement to “vindicate the
authority of the court” under the prior version of section 9771(c). Interpreting
“assaultive behavior” as broader than “assault” cabins a trial court’s discretion
but gives deference to the language selected by the General Assembly, which
ostensibly recognized the need to protect individuals and the public at large
from a probationer’s conduct—whether physical or verbal—that causes,
threatens, or places another in reasonable fear of imminent bodily injury or
offensive physical contact.
18 Further, Act 44 retained the concept of noncriminal technical violations,
including allowing a technical violator to be sentenced to incarceration for
conduct that in and of itself is not a crime. See, e.g., 42 Pa.C.S.
§ 9771(c)(1)(ii), (iii)(A), (B), (C), (E), (F).
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We further disagree with Clayborne that this interpretation of “assaultive
behavior” renders the alternative language contained in the statute
“ineffective and meaningless.” See Clayborne’s Brief at 39. As stated above,
“assaultive behavior” instills in another person a reasonable fear of imminent
bodily injury or offensive physical conduct. A credible threat to cause physical
injury may include, for example, verbal threats or statements made at a
distance, such as the threats in Commonwealth v. Simmons, which relied
upon the act of expressing the threat, not its actual effect upon the intended
victim. See Commonwealth v. Simmons, 56 A.3d 1280, 1284–85 (Pa.
Super. 2012) (interpreting “assaultive behavior” as used in conditions of
special probation set forth in 37 Pa.Code § 65.4(5)(iii) as not requiring direct
communication of threats to victim; Simmons’ repeated communication to
third parties that he was going to cut up victim and feed him to pigs alongside
promise that Simmons was going to make it worth his while if he had to return
to death row constituted assaultive behavior), aff’d per curiam, 91 A.3d 102
(Pa. 2014)).19 It may be devoid of any physical action or immediate attempt
19 We recognize that the Simmons Court classified this conduct as assaultive
behavior. We note, however, that the Simmons Court was discussing a
condition of special probation (37 Pa. Code § 65.4 (5)(iii)), not the Sentencing
Code, and it did not conduct an interpretation of the meaning of “assaultive
behavior” in reaching its decision. Instead, it relied wholesale upon the
Commonwealth Court’s interpretation of the term in Malarik v. Bd. of Prob.
& Parole, 25 A.3d 468, 470 (Pa. Cmwlth. 2011), which, in turn, interpreted
the same phrase applicable to parolees in 37 Pa. Code § 63.4 (5)(iii). Neither
code provision includes the companion “credible threat” language that appears
(Footnote Continued Next Page)
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to act yet still be credible enough for a court to conclude that total confinement
is warranted. Cf. id. at 1288 (Wecht, J., dissenting) (expressing concern with
the majority’s expansive interpretation of “assaultive behavior” because the
General Assembly could not have intended a probationer to violate probation
and go to state prison by stating that he was going to kill a referee while
watching a football game and upset with a call).
Along these lines, it is telling that the General Assembly did not require
a credible threat to be made directly to a victim; it is sufficient that a threat
of bodily injury that the court deems credible is made by the probationer.
Conversely, including a “verbal attack” that places another in fear of harm by
the probationer in the definition of “assaultive behavior” conveys intensity,
proximity, and immediacy vis a vis another person and that person’s
reasonable fear of imminent harm. Given that the goal of probation is to
protect the community and rehabilitate the offender, it is reasonable to
conclude that the General Assembly wanted to curb violent and aggressive
verbal outbursts directed at another person even if the probationer does not
cause or threaten to cause bodily injury.
We therefore conclude that in the context of section 9771(c)(1)(iii)(B),
the General Assembly intended “assaultive behavior” to mean (1)(a) a violent
physical attack, (b) violent verbal attack, or (c) the threat or attempt to inflict
in section 9771(c)(1)(iii)(B). Thus, Simmons is not controlling in that
respect.
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offensive physical contact or bodily harm, (2) directed to a person, (3) which
places the person in danger, or in reasonable apprehension, of imminent
bodily injury or offensive physical contact. This not only comports with the
dictionary definition of the word “assaultive” and the Commonwealth Court’s
interpretation of the same phrase, but also aligns with the occasion and
necessity of Act 44, the mischief the General Assembly sought to remedy, and
the object to be obtained, based upon our consideration of the circumstances
of the enactment of Act 44, the prior version of section 9771(c), and the
contemporaneous legislative history, rendering all portions of the subsection
effective and certain. See 1 Pa.C.S. §§ 1921(c), 1922(2).
Application
We find no error in the trial court’s conclusion that Clayborne’s actions
constituted “assaultive behavior.” Clayborne’s characterization of his behavior
as petulant, complaining, swearing, and an invasion of personal space
deemphasizes the loud, aggressive, and intimidating nature of his outburst.
He was not simply awkwardly standing too close to someone while speaking
loudly or passively cursing and complaining from a distance or from a seated
posture. He approached and interrupted Weaver while she was with a client
and physically positioned his body six inches from her face. He pursued
Hershey while she was exiting her office and physically stood in the doorway,
blocking her only means of egress, screaming and swearing at her and the
facility’s assistant director. His persistent shouting, agitation, and body
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language reasonably caused Weaver and Hershey to fear he would harm them.
This was not just a de minimus rule infraction; this was a verbal attack that
placed Hershey and Weaver in reasonable fear of imminent bodily injury.
Clayborne’s technical violation of probation involved assaultive
behavior. The trial court thus permissibly resentenced him to a period of total
confinement.
Issue 2: Speediness of Revocation Hearing
Arguments of the Parties and Trial Court
In his second issue before this Court, Clayborne argues that the delay
in conducting his Gagnon II hearing violated his due process right to liberty
and his right to a speedy hearing under Rule 708. Clayborne’s Brief at 40-57.
His argument is two-fold. First, he briefly discusses the general standards for
due process20 and contends that the failure to hold the hearing until he had
served multiple terms of the maximum sentence for a first technical violation
of probation violated his right to be heard at a hearing held at a “meaningful
time.” Id. at 42-43. Second, he contends that the requirement of a speedy
violation of probation hearing contained in Rule 708 of the Pennsylvania Rules
of Criminal Procedure must be viewed in light of Act 44. Id. at 44. Because
Act 44 severely curtailed maximum incarceration terms for first and second
20 Clayborne raises his due process claim solely under the United States
Constitution; he does not raise an argument under the Pennsylvania
Constitution. See Clayborne’s Brief at 41 (referencing only the Due Process
Clause of the Fourteenth Amendment of the United States Constitution).
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technical violations, he argues that it effectively hastened the timeframe in
which prejudice by a prehearing detention is measured pursuant to the factors
set forth in Commonwealth v. Christmas. Id. at 44. He emphasizes that
he was incarcerated for seventy-nine days prior to his Gagnon II revocation
hearing yet the ultimate sentence for a first technical violation is at most
fourteen or forty-four days of incarceration (and only if the Commonwealth
overcomes a presumption against incarceration). Id. at 47. While a probation
officer is vested with discretionary power to arrest a probation violator, see
42 Pa.C.S. § 9913, Clayborne argues that no law or rule requires a
prerevocation detention. Clayborne’s Brief at 48.
He further asserts that the Commonwealth failed to explain why it took
seventy-nine days to complete a Gagnon II hearing and that it failed to act
with diligence in scheduling the hearing. See id. at 49. Even if the availability
of the trial judge was an issue—something that Clayborne claims was not
established—he argues that, like Rule 600,21 the Commonwealth has a duty
to exercise reasonable diligence to ensure that the revocation hearing happens
in a timely fashion by requesting that another judge conduct the hearing. Id.
at 49-53.
Lastly, he claims that he was prejudiced by the delay. Id. at 47-48.
Clayborne does not allege that the seventy-nine days impacted the
21 See Pa.R.Crim.P. 600.
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presentation of witnesses or evidence in his case. Instead, he argues that his
personal liberty was unnecessarily restrained. Id. He points to his release on
parole after one day, demonstrating that he served seventy-nine times longer
than he needed to. Id. He emphasizes that he was not incarcerated for any
reason other than the probation detainer, which makes the prejudice
particularly acute because he was unnecessarily incarcerated. Id. at 54, 57.
The trial court explains that Clayborne’s assaultive behavior at
Conewago Snyder presented safety concerns for the staff and other patients,
thereby necessitating his immediate removal. Trial Court Opinion,
12/17/2024, at 8-9. Because he was in Snyder County and the Delaware
County sheriff’s department was unavailable to pick him up, it took seven days
to transport him to Delaware County. Id. at 9. After that, the trial court
maintains that the two-step Gagnon process proceeded in a standard and
timely fashion, with Officer Woodruff promptly requesting hearing dates and
the court scheduling the hearings in accordance with the earliest available
date on its schedule. Id. at 9-10. Without expounding upon its analysis, the
trial court concluded that Clayborne “has not demonstrated prejudice by the
delay.” Id. at 10.
The Commonwealth echoes the trial court’s analysis that the timeframe
was standard, especially for a detainee located in another county, and notes
that this Court has found that even a “five-month delay is not in and of itself
unreasonable.” Commonwealth’s Brief at 14 (citing Commonwealth v.
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Saunders, 575 A.2d 936, 938 (Pa. Super. 1990)). As for the Commonwealth’s
due diligence, it asserts that Clayborne “cites to no authority to support that
the Commonwealth should have, or was required to, request an ‘expedited
date’ even sooner that the court’s calendar would allow.” Id. at 15. Finally,
the Commonwealth argues that Clayborne did not experience prejudice in the
form of evidentiary issues, and, as for his continued incarceration, he never
filed a motion to lift the detainer after he was arrested on the bench warrant.
Id. at 16.
Analysis
The timeliness of a revocation hearing is governed by Rule 708 of our
Rules of Criminal Procedure. It provides, in relevant part, that a court may
not revoke probation unless there has been “a hearing held as speedily as a
possible at which defendant is present and represented by counsel” and “a
finding of record that the defendant violated a condition of probation.”
Pa.R.Crim.P. 708(B)(1)-(2).
This Court has interpreted the language “as speedily as possible” as
requiring a hearing within a reasonable time. Christmas, 995 A.2d at 1262.
Rule 708 does not contain a presumptive period in which a hearing must be
held; “instead, the question is whether the delay was reasonable under the
circumstances of the specific case and whether the appellant was prejudiced
by the delay.” Id. “In evaluating the reasonableness of a delay, the court
examines three factors: the length of the delay; the reasons for the delay;
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and the prejudice resulting to the defendant from the delay.” Id. at 1263.
The speediness of a hearing “is not measured solely on length of the delay,”
as the “court must analyze the circumstances surrounding the delay to
determine if the Commonwealth acted with diligence in scheduling the
revocation hearing.” Commonwealth v. Clark, 847 A.2d 122, 124 (Pa.
Super. 2004).
When evaluating prejudice, courts must bear in mind that probation is
a “discretionary penological measure to which a defendant has no absolute
right,” with its primary goal the rehabilitation and restoration of the individual
to a “useful life.” Commonwealth v. Marchesano, 544 A.2d 1333, 1336
(Pa. 1988). The probationer must establish actual prejudice, which in the
probation context is “something which would detract from the probative value
and reliability of the facts considered, vitiating the reliability of the outcome
itself.” Id. A prompt revocation hearing serves the purpose of (1) avoiding
“such prejudice by preventing the loss of essential witnesses or evidence, the
absence of which would contribute adversely to the determination” and (2)
preventing “unnecessary restraint of personal liberty.” Id.
The length of time at issue in this case is the seventy-nine days between
the day Clayborne was picked up on the bench warrant and the Gagnon II
hearing on August 9, 2024. As for the reason for the delay, even if one
quibbled about the weeklong process to transport Clayborne across several
counties, the Commonwealth’s diligence in overcoming the trial court’s
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schedule, or the Commonwealth’s failure to bring the necessary witnesses to
the first Gagnon II hearing, the underlying crux of Clayborne’s argument is
that the standard operating procedure for scheduling probation revocation
hearings is incongruent with Act 44. See Clayborne’s Brief at 49 (agreeing
with the trial court that the “detention procedure and delay” in this case “is
customary in Delaware County”). As defense counsel put it at the hearing,
Act 44 was supposed to be “a sea change about how we do probation
revocations,” yet counsel did not see “a lot of seas changing even though it’s
supposed to.” N.T., 8/9/2024, at 57. Clayborne already exceeded the
maximum statutory term even before the court held a hearing to determine
whether the Commonwealth had probable cause to detain him and to hear the
allegations against him. Id. at 61. His pretrial detention time, as compared
with the ultimate maximum sentence, is both the reason Clayborne considers
the seventy-nine days to be an unreasonable “delay” and the basis of his
argument that he was prejudiced in the form of unnecessary restraint of
liberty.22
22 The law is clear that “[i]f a defendant is already incarcerated on the charges
that triggered the probation revocation, he cannot claim the delay in holding
his revocation hearing caused him any loss of personal liberty.” Christmas,
995 A.2d at 1263; see also Marchesano, 544 A.2d at 1336 (holding
defendant did not establish prejudice; he failed to show he was “subject to
incarceration as a result of any delay in the revocation of probation hearing”);
Clark, 847 A.2d at 124 (holding that probationer did not establish “prejudice
because of the delay as he was not imprisoned longer than he otherwise would
have been”). What remains unclear is what constitutes an “unnecessary
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Prior to the passage of Act 44, the trial court could resentence a
technical violator up to the maximum sentence for the original crime within
the fairly broad confines of section 9771. Section 9771(c) now generally
presumes that a probationer cannot be sentenced to total confinement for a
technical violation, and even if the technical violation warrants incarceration,
a trial court may only sentence a first-time technical violator to serve no more
than fourteen days of incarceration—and no more than thirty additional days
if an evaluation is required. Therefore, there is some commonsense appeal to
Clayborne’s argument that the concept of what constituted a speedy probation
revocation hearing under the prior law can no longer be the standard.
As the trial court observed, however, Act 44’s amendments pertain
solely to the “back end” of reducing probation violation sentences, not the
“front end” of procedure concerning probation violation detainers. N.T.,
8/9/2024, at 57, 61, 70-73. Act 44 is silent concerning prehearing detention.
As Clayborne concedes, apart from his argument concerning the length of his
prehearing detention in light of Act 44, the hearing in this matter was not
inordinately drawn out or delayed. Thus, if we were to rule that Clayborne
restraint of personal liberty” when a probationer is incarcerated solely on a
detainer awaiting a determination of whether he violated the technical terms
of his probation, such that the reliability of the outcome is vitiated. None of
the cases cited by Clayborne involve a determination that a probationer
experienced actual prejudice by an unnecessary restraint of liberty, and our
research located only circumstances that do not constitute such prejudice,
such as Marchesano, Christmas, and Clark.
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was denied a speedy hearing because his prerevocation incarceration
exceeded his post-revocation penalty, it would be tantamount to concluding
that prehearing detention of technical violators inherently violates Rule 708
until larger systemic changes to expedite the procedure are made. 23
It is possible the General Assembly envisioned limiting or eliminating
prehearing detention for technical violations as part of its effort to prevent the
revolving door of incarcerating probationers for minor infractions. 24 But that
23 We observe that prior to the passage of Act 44, our Supreme Court’s
Criminal Procedural Rules Committee published proposed rules for comment
addressing “statewide procedural rules governing bail proceedings and
technical violations of county probation and parole.” Proposed Amendment of
Pa.R.Crim.P. 122; Rescission of Pa.R.Crim.P. 520-529 and Replacement with
Pa.R.Crim.P. 520.1-520.19; Adoption of Pa.R.Crim.P. 708.1, and
Renumbering and Amendment of Pa.R.Crim.P. 708, 52 Pa. B. 205, 2022 PA
REG TEXT 603827, 1/8/2022. Of relevance here, the Committee proposed
adding new Rule 708.1, which the Committee asserted will promote due
process in prerevocation procedure by establishing the options a supervising
authority has when the authority believes a county probationer violated the
technical terms of probation; criteria for lodging a detainer if needed to detain
the probationer until the revocation hearing; a short deadline for judicial
review of detainers at the Gagnon I hearing to determine if probable cause
exists to believe the probationer violated the conditions of probation and if
there are any conditions upon which a probationer may be released; and
automatic expiration of the detainer if the deadline is not met. See id. After
receiving an initial round of comments, the Committee revised the proposed
rules and republished them for further public comment on July 8, 2023. See
53 Pa. B. 3553, 2023 PA REG TEXT 646961, 7/8/2023. To date, we are not
aware of any further action taken on these proposed rule changes.
24 For example, section 9771(c)(2) requires the court to “consider the
employment status of the defendant” when imposing “a sentence of total
confinement following a revocation.” 42 Pa.C.S. § 9771(c)(2). This makes
sense with respect to a person who was summoned to a hearing without being
detained, but it is unlikely that most people would be able to retain their
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language appears nowhere in the statute. We reiterate that “it is not for the
courts to add, by interpretation, to a statute, a requirement which the
legislature did not see fit to include.” Johnson, 26 A.3d at 1090. To the
contrary, Act 44 left untouched a county probation officer’s authority to
“arrest, with or without warrant, writ, rule or process, any person on probation
under the supervision of the court for failing to report as required by the terms
of that person’s probation … or for any other violation of that person’s
probation….” 42 Pa.C.S. § 9913. Clayborne’s argument notwithstanding, we
cannot conclude that the General Assembly intended to change prerevocation
procedure without explicit language that it was doing so. 25
Moreover, there were cases decided prior to the enactment of Act 44
wherein a probationer was either sentenced to a term of incarceration less
than his prehearing detention or not resentenced to a term of incarceration at
all. See, e.g., Commonwealth v. Berkhous, 324 A.3d 1270 (Pa. Super.
2024) (non-precedential decision) (determining that trial court did not err in
revoking probationer’s probation and resentencing probationer to five years
of probation with restrictive conditions despite probationer’s claim that his
employment during a multi-month detention. Nonetheless, it would be a
stretch for this Court to interpret this language as a requirement not to detain
an individual prior to revocation, particularly as Act 44 says nothing about
prehearing detention for probationers accused of technical violations.
25This may be an area that our Supreme Court’s Criminal Procedural Rules
Committee should investigate further.
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speedy hearing rights were violated, inter alia, by unnecessarily incarcerating
him for sixty-five days between expiration of his original probationary period
and Gagnon II hearing). In other words, it is not a new phenomenon that
prehearing detention may exceed the post-revocation sentence, making our
General Assembly’s silence on this question all the more compelling.
Turning to Clayborne’s rather sparse due process claim, we reach a
similar conclusion based upon the argument he presents. “The fundamental
requirement of due process is the opportunity to be heard at a meaningful
time and in a meaningful manner.” Mathews v. Eldridge, 424 U.S. 319, 333
(1976). Although a probationer’s liberty is “conditional” and “dependent upon
observance” of restrictions, its loss is a “serious deprivation” warranting due
process. See Gagnon, 411 U.S. at 781 (quoting Morrissey v. Brewer, 408
U.S. 471 (1972), and holding that revocation of probation requires the same
due process as afforded to alleged parole violators described in Morrissey);
Commonwealth v. Davis, 336 A.2d 616, 621 (Pa. Super. 1975) (describing
the procedural due process rights outlined in Morrissey and Gagnon).
Neither Morrissey nor Gagnon prescribe specific timeframes for the
two-hearing procedure. Morrissey indicates that the first hearing should
occur “as promptly as convenient after arrest while information is fresh and
sources are available,” and the second hearing “must be tendered in a
reasonable time after the parolee is taken into custody” and suggests that two
months is not unreasonable. Morrissey, 408 U.S. at 488. This Court has
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previously described the speedy trial right in Rule 1409, the predecessor to
Rule 708, as “part of due process.” See Commonwealth v. Jones, 364 A.2d
414, 416 (Pa. Super. 1976).
Clayborne does not argue that any additional process beyond Rule 708
is due a probationer. Instead, he argues that delaying the “revocation hearing
until he had served multiple terms of the maximum possible sentence deprived
[him] of a hearing at a meaningful time.” Clayborne’s Brief at 42-43. Notably,
he does not contend that the detention itself violates due process. Like his
argument pertaining to Rule 708, he premises his claim on the notion that the
General Assembly’s restriction of the trial court’s sentencing authority post-
revocation means that the General Assembly also intended to restrict
prerevocation detainers. As explained above, while logical, and perhaps
aligned with the policy driving Act 44, this argument presumes too much.
Based upon the claim raised before this Court, Clayborne has not established
an infringement upon his right to due process in the revocation of his
probation.
Issue 3: Entitlement to Credit for Time Served
Arguments of the Parties and Trial Court’s Rationale
In his final issue, Clayborne argues that the trial court erred by declining
to award him credit for the time he spent in custody on the probation detainer
when resentencing him following the revocation of his probation in the 2020
case. Clayborne’s Brief at 58-66. From his perspective, 42 Pa.C.S. § 9760
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unambiguously required the court to award credit for time he spent in custody
on any probation violation detainer in the same case upon resentencing.
Clayborne’s Brief at 58-61. He argues that amendments to section 9771 by
Act 44 did not impact the section 9760 time credit analysis. See id. at 59-
60, 65-66. According to Clayborne, by assuming that all technical violators
will be detained prior to revocation when no law requires prerevocation
detention, the trial court manufactured a conflict between sections 9760 and
- Id. at 61-62. He asserts that a probationer’s continued incarceration
for evaluation under section 9771(c)(2)(iv) is not mandatory, and the court
could simply direct the probationer to comply with an evaluation as part of the
sentence. Id. at 63. It also could expedite the revocation hearing process,
thereby leaving time for post-revocation evaluations. Id. at 62. That the
interplay between section 9760 and 9771 produces a result that is impractical
or inconsistent with standard procedure in Delaware County does not permit
the trial court to ignore the plain language of section 9760. Id. at 64-66.
The trial court reasoned that if section 9760(1) required it to give credit
for time served, “it would be impossible to use the 30-day period of
incarceration to which [Clayborne] was sentenced to ensure completion of
necessary evaluations as contemplated by 42 Pa. C.S. § 9771(c)(2)(iv).” Trial
Court Opinion, 12/17/2024, at 13. According to the trial court, the legislative
history of section 9771 “reveals no acknowledgment, consideration, or
discussion of either the interplay between 42 Pa.[]C.S. §§ 9760 and 9771 or
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the inevitable time lapse between a defendant’s detention and subsequent
revocation hearing.” Trial Court Opinion, 12/17/2024, at 13. Because the
time spent detained prerevocation would exceed the fourteen-day statutory
sentence and the thirty-day period afforded for evaluations as a matter of
course, applying time credit would entitle the defendant to release before the
trial court could utilize the tools the General Assembly intended for it to have
post-revocation. Id. at 13-14. A defendant who fails to complete the
evaluations in the community as ordered will receive another technical
violation and will have banked time served to be applied towards future
technical violations, leading to an “absurd” and “never-ending probation cycle”
that is the opposite of what the General Assembly intended to accomplish with
Act 44. Id. at 14. Because the court must presume that the General Assembly
did not intend an absurd result, it concluded that the General Assembly did
not intend for a probation violator to receive prerevocation time credit upon
resentencing. Id. at 13-14.
The Commonwealth agrees with the trial court that there is “arguably”
a conflict between sections 9760(1) and 9771(c)(2)(iv), which permitted the
trial court to evaluate legislative intent. Commonwealth’s Brief at 24. To
achieve the purpose of the sentencing scheme set forth in section 9771(c),
including the ability to incarcerate when necessary to evaluate the defendant,
the Commonwealth argues that the trial court “was constrained to not award
[Clayborne] the credit time.” Id. at 23.
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Analysis
A challenge to the trial court’s failure to award credit for time served
prior to sentencing involves the legality of a sentence, which is a question of
law that we review de novo with a plenary scope of review. Commonwealth
v. Johnson, 967 A.2d 1001, 1003 (Pa. Super. 2009).
There is no constitutional right to credit for time served prior to trial or
sentence. Martin v. Bd. of Prob. & Parole, 840 A.2d 299, 304 (Pa. 2003).
The right to time credit stems from section 9760 of the Sentencing Code’s
general provisions regarding a trial court’s imposition of sentence in a criminal
matter. The purpose of section 9760 is twofold: “(1) eliminating the unequal
treatment suffered by indigent defendants who, because of their inability to
post bail, may serve a longer overall confinement for a given offense than
their wealthier counterparts; and (2) equalizing the actual time served in
custody by defendants convicted of the same offense.” Id. at 309. The
relevant provision states:
After reviewing the information submitted under section 9737
(relating to report of outstanding charges and sentences) the court
shall give credit as follows:
(1) Credit against the maximum term and any minimum term shall
be given to the defendant for all time spent in custody as a result
of the criminal charge for which a prison sentence is imposed or
as a result of the conduct on which such a charge is based. Credit
shall include credit for time spent in custody prior to trial, during
trial, pending sentence, and pending the resolution of an appeal.
42 Pa.C.S. § 9760(1).
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From its plain language, application of time credit pursuant to 9760
involves two inquiries: (1) what is the “time spent in custody” for which time
credit is due and (2) what is the “prison sentence” against which time credit
must be awarded. Both Clayborne and the Commonwealth agree that under
the prior version of section 9771, section 9760 time credit may be awarded
against a resentence to a period of incarceration after revocation of probation.
See Clayborne’s Brief at 58-59; Commonwealth’s Brief at 23; see also
Phillips, 344 A.3d at 368-69 (recognizing section 9760 as encompassing a
probation detainer as one of the causes of “time spent in custody” for which
time credit may be awarded).26
Our decision in Johnson is instructive. Johnson was convicted of PWID
and sentenced to a term of probation. He was subsequently found in technical
violation of his probation for missing curfew. When resentencing Johnson on
the PWID conviction, the trial court refused to credit Johnson for the time he
had spent incarcerated on the probation violation detainer prior to revocation,
as well as the time he had spent detained prior to pleading guilty to PWID
originally. Johnson, 967 A.2d at 1002-04.
26 The law is clear, however, that a probationer is not entitled to credit for
time served on probation. See Commonwealth v. Crump, 995 A.2d 1280,
1284 (Pa. Super. 2010) (construing sections 9760(1) and 9771(b) and
concluding that a trial court is not required to award time for time spent on
probation because section 9760 provides credit only for “time spent in
custody” and section 9771(b) requires trial courts to give “due consideration”
at resentencing to the time serving probation but does not mandate awarding
credit for such time).
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On appeal, a divided panel of this Court reversed. Noting that section
9760 did not directly address time credit in this situation, the majority held
that the plain language of section 9760(1)—“all time spent in custody as a
result of the criminal charge for which a prison sentence is imposed or as a
result of the conduct on which such a charge is based”—was broad enough to
encompass both periods requested by Johnson upon resentencing. Id. at
1004-06. This Court reasoned that upon revocation, the probationer’s original
sentence becomes a legal nullity, and the probationer is “placed in the same
position that he was in at the time of his original conviction.” Id. (citing
Commonwealth v. Pierce, 441 A.2d 1218, 1220 (Pa. 1982)). Because
section 9760(1) would have required the court to credit Johnson with time
served prior to sentencing if it had incarcerated Johnson originally, we
determined that section 9760(1) likewise required the trial court to credit
Johnson with all time served prior to resentencing. Id. at 1006.
Thus, according to Johnson the period for which time credit was due,
i.e., “all time spent in custody,” included the time he was incarcerated on the
probation violation detainer; that this time spent in custody was “a result of
the criminal charge,” i.e., the original PWID charge for which probation had
been imposed; the PWID charge was “the criminal charge for which a prison
sentence is imposed,” i.e., the resentencing upon revocation of probation; and
the “prison sentence” against which the credit was due was the “maximum
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term and any minimum term” imposed for PWID at resentencing following the
probation revocation.
If section 9760 applies to the new version of section 9771, the same
analysis would follow. The “time spent in custody” for which credit is due is
Clayborne’s time confined on the probation violation detainer. This custody
time is “a result of” the original PWID charge for which probation had been
imposed because if Clayborne had not committed PWID, he would not have
had probation conditions imposed. As this is a revocation matter, the original
PWID charge is also “the criminal charge for which a prison sentence is
imposed,” i.e., the resentencing upon revocation of probation. The “prison
sentence” against which the credit was due was the “maximum term and any
minimum term” imposed for PWID at resentencing following the probation
revocation.
Thus, we must determine whether section 9760 applies to revised
section 9771. As with prior versions of the statute, the current amended
version of section 9771(b) provides that upon revocation, “the sentencing
alternatives available to the court shall be the same as were available at the
time of initial sentencing, due consideration being given to the time spent
serving the order of probation.” Compare 42 Pa.C.S. § 9771(b) (effective
until June 10, 2024) with id. (effective June 11, 2024 to Oct. 19, 2025).
This language underpins Johnson’s rationale that there is no significant
distinction between a sentence and a resentence in terms of credit for pretrial
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time served because revocation returns a probationer to the same sentencing
position that he was in at the time of the original conviction. Although
Johnson did not cite this statutory language directly in support of its
rationale, it relied on, inter alia, our Supreme Court’s decision addressing
double jeopardy in Pierce, which was premised upon this language. See
Johnson, 967 A.2d at 1006 (citing Pierce, 441 A.2d at 1220). Pierce
explained that imposing a sentence of total confinement upon revocation of
probation is an integral element of the original conditional sentence, not a
second punishment for the original conviction, because the same section that
authorized a trial court to revoke probation also authorized it to impose the
“same sentencing alternatives that it had at the time of the original
sentencing.” Pierce, 441 A.2d at 1220 (interpreting section 9771(b)’s
predecessor, section 1371(b), and section 9721(a)’s predecessor, section
1321(a)); see also Commonwealth v. Wallace, 870 A.2d 838, 842-43 (Pa.
2005) (citing section 9771 and Pierce for the proposition that “at any
revocation of probation hearing, the court is [] free to impose any sentence
permitted under the Sentencing Code”).
Importantly for our purposes, the restoration of the original sentencing
authority in section 9771(b) was then, as it is now, “statutorily circumscribed”
by the requirement in section 9771(c) that the court make certain findings
before ordering “total confinement following a violation of probation.”
Commonwealth v. Mazzetti, 44 A.3d 58, 66 (Pa. 2012) (quoting prior
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version of 42 Pa.C.S. § 9771(c)(1)-(3)). This remains true in the amended
version of section 9771(b), except that the General Assembly made subsection
(c)’s statutory circumscription of subsection (b) express. See 42 Pa.C.S.
§ 9771(b) (“Subject to the limitations of subsections (b.1) and (c), upon
revocation the sentencing alternatives available to the court shall be the same
as were available at the time of initial sentencing, due consideration being
given to the time spent serving the order of probation.”) (emphasis added).
Although the General Assembly may have further restrained the trial court’s
authority to impose a given sentence, it did not eliminate it. Because section
9771 continues to permit the trial court to impose the same sentencing
alternatives available at the time of the original sentencing proceeding, it must
abide by the Sentencing Code’s subchapters anew when resentencing, as our
Supreme Court recognized in Pierce and Wallace, unless the statutory
provisions specify otherwise. This includes awarding a probationer credit for
time served while incarcerated on a probation detainer pursuant to section
9760.
We do not perceive any ambiguity in section 9771 as it pertains to the
applicability of the Sentencing Code upon resentencing a probationer. To the
extent the wording is in any way ambiguous, however, the law is clear that
“when a court of last resort has construed the language used in a statute, the
General Assembly in subsequent statutes on the same subject matter intends
the same construction to be placed upon such language.” 1 Pa.C.S. § 1922(4);
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see also Green, 291 A.3d at 330 (“In the absence of ambiguity, we cannot
apply the presumptions of Section 1922 of the Statutory Construction Act to
allow for exceptions to [a non-ambiguous] time limit.”). In fact, as our
Supreme Court has observed, it is
[o]ne of the most venerable and fundamental tenets of statutory
interpretation [] that, whenever our Court has interpreted the
language of a statute, and the General Assembly subsequently
amends or reenacts that statute without changing that language,
it must be presumed that the General Assembly intends that our
Court’s interpretation become part of the subsequent legislative
enactment.
Verizon Pennsylvania, Inc. v. Commonwealth, 127 A.3d 745, 757 (Pa.
2015) (citations omitted). The General Assembly was aware of Pierce and
Wallace interpreting the operative language of section 9771(b) as requiring
a court to resentence a defendant pursuant to the provisions of the Sentencing
Code following the revocation of probation. This would necessarily include
credit for time served as required by section 9760. When it enacted Act 44,
that language of section 9771(b) remained unchanged. As such, a probationer
resentenced to a period of incarceration following the revocation of probation
is entitled to credit for time served, if any, pursuant to section 9760.
Unlike the trial court, we do not perceive a conflict between sections
9760(1) and 9771(c)(2)(iv). Section 9760(1) addresses the time credit owed
when imposing a sentence. Section 9771(c)(2)(iv) eliminates “the time
limitations contained in this paragraph,” i.e., the maximum periods of
incarceration for first and second technical offenders, and only “to the extent
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that” up to thirty days are needed for evaluations or to participate in court-
ordered treatment programs or problem-solving courts. Nothing in the plain
language of either section inherently contradicts the other or suggests that
prerevocation time credit is not applicable pursuant to the plain language of
section 9760.
As we discussed in our analysis of Clayborne’s second issue, the
limitation on incarceration for a technical probation violation in Act 44
addresses only who may be incarcerated and the length of a permissible
sentence of incarceration. It does not address or change the probation
officer’s “authority throughout this Commonwealth to arrest, with or without
warrant, writ, rule or process, any person on probation … under the
supervision of the court … for any other violation of that person’s probation….”
42 Pa.C.S. § 9913. Just as we cannot presume that the General Assembly
intended to change prerevocation procedures in Act 44 without explicit
language that it was doing so for purposes of Clayborne’s speedy hearing
analysis, we cannot presume that the General Assembly intended for a
resentencing court to disregard the mandates of section 9760. We are not
empowered to ignore the plain language of sections 9760(1) and 9771(c) in
service of a statute that the trial court believes that the General Assembly
intended to (but did not) write.
Nor do we agree with the trial court’s conclusion that awarding credit for
time served on a probation detainer following a sentence of incarceration for
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a first technical violation is “absurd.” As stated above, there is nothing
ambiguous in the language of section 9771 as it pertains to the applicability
of the Sentencing Code upon resentencing a probationer. See Green, 291
A.3d at 330. Even if there was an ambiguity, what is absurd to the trial court
may not be absurd to our General Assembly, which is tasked with the
consideration and balancing of competing policy considerations. See
Commonwealth v. Peck, 242 A.3d 1274, 1286 (Pa. 2020) (Wecht, J.,
concurring) (“Where the criminal laws are concerned, courts should disabuse
themselves of the notion that a consequence is unintended, and thus ‘absurd,’
merely because it is not maximally punitive. Otherwise, judges may be
tempted to misapply the absurdity doctrine and disregard the plain meaning
of a law in pursuit of its hidden ‘spirit.’”). As Clayborne aptly points out, the
trial court’s absurdity analysis presumes that a probationer will be detained in
every case, but the law does not require pretrial detention for a technical
violation of probation. See Clayborne’s Brief at 61-62.
We therefore conclude that the trial court erred by not awarding credit
against the maximum term and any minimum term imposed for PWID for the
prerevocation time spent in custody as a result of the probation detainer
lodged against Clayborne as he awaited a revocation hearing. Because
Clayborne apparently has served the total confinement portion of his August
9, 2024 resentence, however, this issue appears to be moot. See Phillips,
344 A.3d at 370 n.12 (if an offender has completed his sentence, it “effectively
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bars the lower court from providing relief in the form of the credit for time
served”). While we are able to review his issue because it is capable of
repetition but evading review, and thus presents an exception to the mootness
doctrine, see supra p. 17-18, we are unable to afford him relief. As such, we
are constrained to affirm his judgment of sentence.
Conclusion
In light of Act 44’s amendments to the Sentencing Code, we conclude
that the trial court correctly found that Clayborne’s conduct at Conewago
Snyder constituted “assaultive behavior” such that the trial court permissibly
sentenced him to a period of incarceration for his first technical violation of
probation. Because nothing in the plain language of Act 44 addresses
detainment while awaiting a revocation hearing, we conclude that Clayborne’s
due process right to a hearing at a meaningful time and his right to a speedy
revocation hearing were not violated by conducting the revocation hearing
seventy-nine days after he was detained on a bench warrant. The trial court
erred, however, by failing to award him credit for time served during his
incarceration on the prehearing detainer. As Clayborne appears to have
completed his resentence, the time credit issue is moot. Therefore, we affirm
his judgment of sentence.
Judgment of sentence affirmed.
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Date: 3/27/2026
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