United States

Cboe Exchange Inc. Fee Adjustments for FINRA Fees

The SEC has published a notice regarding a proposed rule change by Cboe Exchange Inc. to amend its fee schedule. This change is intended to reflect adjustments to certain FINRA fees, ensuring alignment between exchange and regulatory fees.

Advisors Series Trust and Scharf Investments, LLC Notice

The Securities and Exchange Commission has issued a notice regarding Advisors Series Trust and Scharf Investments, LLC. This notice pertains to an application filed on October 3, 2025, and amended on February 27, 2026, under the Investment Company Act.

SEC Notice: FP Strategies LLC Filing

The Securities and Exchange Commission has published a notice regarding a filing by FP Strategies LLC and other entities. This notice pertains to an application filed on February 6, 2026, under the Investment Company Act.

SEC - Agency Information Collection Activities; Form N-14 Extension

The SEC has published a notice requesting public comment on an extension for Form N-14, an information collection activity. This notice is part of the agency's standard review process for information collections under the Paperwork Reduction Act.

Cboe Exchange Inc. Fee Schedule Amendment - Floor Booth Fees

The SEC has published a notice regarding Cboe Exchange Inc.'s proposed rule change to amend its fee schedule. This amendment specifically addresses floor booth fees. The filing was effective immediately upon filing.

MIAX PEARL LLC Rule Change Approval for Sub-Dollar Securities

The SEC has approved a rule change for MIAX PEARL LLC, allowing for 'post only' orders in sub-dollar securities. This notice details the approval of the proposed rule change filed by MIAX PEARL.

SEC Order Grants Accelerated Approval for Cboe EDGX Rule Change on Retail Price Improvement

The SEC has granted accelerated approval for a rule change proposed by Cboe EDGX Exchange, Inc. The rule change modifies EDGX Rule 11.21 to adopt a Retail Price Improvement Program and adjusts other rules to describe the behavior of orders containing non-displayed instructions. This action aims to enhance price improvement opportunities for retail investors.

SEC Approves Cboe Exchange Rule Change for Market-Maker Orders

The Securities and Exchange Commission (SEC) has approved a rule change proposed by Cboe Exchange, Inc. This change permits market-maker orders to be solicited as the contra-side order in certain exchange auctions. The approval was published on March 24, 2026.

Transportation Council Public Meeting Announcement

The Department of Transportation has issued a notice announcing a public meeting for the Beautifying Transportation Infrastructure Council. The meeting is scheduled for March 31, 2026, and details on how to access the meeting will be provided online.

Proposed Champlain Valley of Vermont Viticultural Area

The Alcohol and Tobacco Tax and Trade Bureau (TTB) has proposed establishing a new viticultural area, the Champlain Valley of Vermont. This proposal defines a specific geographic region for wine production, which may impact labeling and marketing for wineries in the area.