SEC Approves Nasdaq ISE Crypto Options Listing Criteria Rule Change
The Securities and Exchange Commission (SEC) has approved a proposed rule change by Nasdaq ISE, LLC, regarding the adoption of listing criteria for options on commodity-based trusts that hold multiple crypto assets. This approval allows for the listing and trading of new types of crypto-related options products on the exchange.
NYSE American LLC Proposes New Options Regulatory Fee Assessment Methodology
The Securities and Exchange Commission (SEC) has published a notice regarding NYSE American LLC's proposed rule change to adopt a new methodology for assessing and collecting the Options Regulatory Fee (ORF). This change aims to update how the fee is calculated and collected from market participants.
NYSE Arca - Proposed Rule Change for Options Regulatory Fee Assessment
The SEC has published a notice regarding a proposed rule change by NYSE Arca, Inc. The change concerns a new methodology for assessing and collecting the Options Regulatory Fee (ORF). This notice indicates the immediate effectiveness of the filing.
24X National Exchange LLC Proposed Rule Change to Amend Exchange Rule 11.6
The Securities and Exchange Commission (SEC) has published a notice regarding a proposed rule change by 24X National Exchange LLC. The change aims to amend Exchange Rule 11.6 to clarify the handling of certain orders and update references to Regulation NMS. The rule change is effective immediately upon filing.
Investors Exchange LLC Rule Change for Nasdaq BX Name Change
The Securities and Exchange Commission (SEC) has issued a notice regarding a rule change filed by Investors Exchange LLC. The filing, effective immediately, amends IEX rules to reflect the name change of Nasdaq BX to Nasdaq Texas. This action is part of the standard regulatory process for exchanges.
CareCloud Inc. 8-K Filing - Cybersecurity Incident Disclosure
CareCloud Inc. filed an 8-K with the SEC on March 27, 2026, to disclose a material cybersecurity incident. The filing details the nature of the incident and its potential impact on the company's operations and financial condition.
WYTEC INTERNATIONAL INC 8-K Filing
Wytec International Inc. filed an 8-K form with the SEC on February 3, 2026, disclosing information related to cybersecurity incidents. This filing is part of the SEC's ongoing efforts to enhance transparency regarding cybersecurity risks for public companies.
UFP Technologies Inc. - Material Cybersecurity Incident Disclosure
UFP Technologies, Inc. has filed a Form 8-K to report a material cybersecurity incident detected on February 14, 2026. The incident impacted IT systems, including billing and label making, and resulted in the suspected theft or destruction of company data. The company is investigating the extent of sensitive information exfiltrated.
SSR Mining Inc. - Sale of Çöpler Mine Interest
SSR Mining Inc. filed a Form 8-K to report the entry into a share purchase agreement to sell its 80% interest in the Çöpler mine in Türkiye to Cengiz Holding for $1.5 billion. The transaction is expected to close by July 22, 2026, subject to regulatory approvals.
Iterum Therapeutics plc 8-K Filing - Bankruptcy Proceedings
Iterum Therapeutics plc has filed a petition in the High Court in Ireland to wind up the company, initiating bankruptcy proceedings. This filing also constitutes an event of default under the company's Limited Recourse Royalty-Linked Subordinated Notes.
SEC - Proposed Collection of Information for Rule 17a-7
The Securities and Exchange Commission is seeking public comment on a proposed collection of information related to Rule 17a-7, which provides an exemption for affiliated fund transactions. The SEC estimates the annual burden for approximately 446 funds to be 2,230 hours, with external costs of $1,659,120.
SEC Proposes Cboe Rule Changes for Complex Orders and Auctions
The SEC is soliciting comments on a proposed rule change by Cboe Exchange, Inc. to amend rules regarding complex orders and auctions. The proposal aims to establish stop-limit complex orders and a new auction mechanism called Stop Complex Order Auctions (SCOA) to accommodate these order types.
Fixed Income Clearing Corp. Proposed Rule Changes
The Securities and Exchange Commission (SEC) is soliciting comments on a proposed rule change by the Fixed Income Clearing Corporation (FICC). FICC proposes to correct and clarify its Government Securities Division (GSD), Mortgage-Backed Securities Division (MBSD), and MBSD EPN Rules, and to harmonize these rules with each other and with the rules of its affiliates, DTC and NSCC.
SEC Extends Deadline for Cboe Extended Equity Options Trading Rule
The SEC has extended the deadline for its decision on a proposed rule change by Cboe Exchange to allow extended trading hours for multi-listed equity options. The new deadline for the SEC to approve or disapprove the rule change is May 31, 2026. This extension provides the Commission additional time to consider the proposal and related issues.
SEC Proposes Form N-3 Extension for Information Collection
The Securities and Exchange Commission (SEC) has submitted a request to the Office of Management and Budget for an extension of the information collection requirements associated with Form N-3. This form is used for the registration of separate accounts offering variable annuity contracts. The SEC estimates an annual hour burden of 1,727 hours and a cost burden of $125,376.
Broad Street Realty, Inc. (BRST) 8-K Filing
Broad Street Realty, Inc. (BRST) has filed an 8-K report with the SEC on May 15, 2026. The filing pertains to the company's bankruptcy proceedings, indicating a significant event for the publicly traded entity.
SEC Administrative Proceeding: Fair Fund Distribution Order
The SEC has ordered the transfer of $72,268.46 from a Fair Fund to its escrow account for distribution to harmed investors. This follows a proposed plan of distribution for which no comments were received, and a subsequent approval of the plan. The fund administrator will now distribute the funds according to the approved plan.