Delaware Superior Court Order on Affidavit of Merit Compliance

The Delaware Superior Court issued an order finding that the plaintiff's Affidavit of Merit complied with state statutes regarding medical malpractice claims. The court reviewed the affidavit in camera and confirmed it met all statutory requirements, including expert qualifications and opinions on breach of standard of care.

FCA CEO Speech: UK Wholesale Finance Renaissance

FCA chief executive Nikhil Rathi delivered a speech on the future of UK wholesale finance, emphasizing the UK's role as a global trading hub and the FCA's commitment to market integrity and reform. The speech, delivered at the Goldman Sachs EMEA Head of Trading conference, highlighted opportunities for growth and the need for the UK financial sector to adapt at market speed.

Environmental Permit Application Advertisement - Billie Piper

The Environment Agency has published an advertisement for an environmental permit application submitted by Billie Piper for a site at Sunnyglade, Haycrafts Lane, Swanage, BH19 3EB. This notice informs the public about the application and the process for commenting.

Companies House Appoints Dr Ros Rivaz as Chair

Ministers have confirmed the appointment of Dr Ros Rivaz as the new Chair of Companies House, effective March 1, 2026. She succeeds John Clarke and brings extensive leadership experience to guide the organization's transformation and support the government's transparency agenda.

SEC Bars Ricardi Celicourt for Unregistered Broker Activities

The SEC has barred Ricardi Celicourt from association with any broker or dealer and from participating in any penny stock offering. This action follows findings that Celicourt acted as an unregistered broker, facilitating the sale of unregistered securities for Royal Bengal Logistics, Inc. and receiving over $517,000 in compensation.

Raymond Bright v. State of Florida - Murder Conviction and Death Sentence Appeal

The Supreme Court of Florida affirmed a lower court's denial of Raymond Bright's motion to vacate his death sentence for two brutal murders. Bright appealed his conviction and sentence, also seeking a writ of habeas corpus, but the court denied relief.

ESMA Supervisory Briefing on Algorithmic Trading

The European Securities and Markets Authority (ESMA) has issued a supervisory briefing to support consistent supervision of algorithmic trading across the EU. The briefing provides National Competent Authorities with tools and clarified expectations for supervising firms engaged in algorithmic trading under MiFID II, including considerations for AI.

ESMA Consults on EMIR 3 Post-Trade Risk Reduction Services

The European Securities and Markets Authority (ESMA) has launched a consultation on the requirements for post-trade risk reduction (PTRR) services under EMIR 3. The consultation seeks feedback on draft Regulatory Technical Standards (RTS) that define conditions for PTRR services to benefit from a clearing obligation exemption.

FTC and States Secure $100M Judgment Against Walmart for Deceptive Earnings Claims

The FTC and 11 states have secured a $100 million judgment against Walmart to settle allegations of deceptive earnings claims made to delivery drivers in its Spark Driver program. The company allegedly misled drivers about base pay, incentives, and tips, causing drivers to lose tens of millions of dollars.

United States ex rel. Crutcher v. First Guaranty Mortgage Corporation - False Claims Act

The United States District Court for the District of Delaware is considering a False Claims Act case filed by relator Kari Crutcher against First Guaranty Mortgage Corporation and others. The court is addressing a motion for leave to file a revised complaint, which includes allegations against PIMCO and a former CEO, following FGMC's bankruptcy and reorganization.