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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
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IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
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Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Mine Safety Administration Supporting Statement for Information Collection 1219-0003
The Mine Safety and Health Administration (MSHA) has posted a supporting statement for information collection request 1219-0003. This notice pertains to the Office of Management and Budget's (OMB) review of an existing information collection.
MSHA Request for Comments on Diesel Particulate Matter Exposure Standards
The Mine Safety and Health Administration (MSHA) is requesting public comments on an information collection request concerning health standards for diesel particulate matter exposure in underground coal mines. This consultation is part of MSHA's effort to reduce paperwork and ensure data collection is efficient and effective.
MSHA Seeks Comments on Sanitary Facilities Waiver Application
The Mine Safety and Health Administration (MSHA) is seeking public comments on an information collection titled 'Application for Waiver of Surface Sanitary Facilities' Requirements (Pertaining to Coal Mines)'. This consultation is part of MSHA's effort to ensure its information collection requirements are clear, minimize burden, and are properly assessed under the Paperwork Reduction Act.
MSHA Radiation Sampling and Exposure Records Collection Consultation
The Mine Safety and Health Administration (MSHA) is requesting public comments on a proposed information collection titled 'Radiation Sampling and Exposure Records.' This collection aims to ensure miners do not exceed annual exposure limits to radon daughters, as authorized by the Mine Act and governed by the Paperwork Reduction Act.
MSHA Proposes Extending Medical Surveillance for Coal Miners
The Mine Safety and Health Administration (MSHA) is requesting public comments on its information collection titled 'Periodic Medical Surveillance Examinations for Coal Miners.' This consultation is part of MSHA's effort to ensure the effectiveness of its data collection related to miner health and safety standards.
SEC Notice of Application for Savvly Fund and Advisor LLC
The SEC has issued a notice regarding an application from Savvly Fund #3 and Savvly Advisor, LLC. The applicants seek exemptions to allow a closed-end investment company to issue multiple series of preferred shares with different distribution amounts and repurchase terms, potentially offering augmented returns.
SEC Proposes Rule Change for Fixed Income Clearing Corp
The SEC is soliciting comments on a proposed rule change by the Fixed Income Clearing Corporation (FICC). The proposal seeks to amend the QRM Methodology Document to provide for the delayed implementation of previously approved rule changes related to bond haircut models, setting an implementation date of April 30, 2026.
MEMX LLC seeks SEC exemptive relief for Regulation NMS amendments
The SEC has received an application from MEMX LLC requesting temporary exemptive relief from certain amendments to Regulation NMS concerning minimum pricing increments and access fees. This relief would delay the implementation of these amendments, which were adopted in September 2024, to allow market participants to consider potential impacts from other ongoing market structure rule changes.
SEC Proposes Rule Change for Cboe Exchange, Inc. Order Entry
The SEC has temporarily suspended a proposed rule change by Cboe Exchange, Inc. that would codify prohibitions on disruptive order and quote entry. The Commission has instituted proceedings to determine whether to approve or disapprove the rule, which aims to prevent manipulative trading practices and protect investors.
SEC Notice: Pacer Funds Trust Application for Exemption
The SEC has issued a notice regarding an application from Pacer Funds Trust and Pacer Advisors, Inc. for an exemption from certain provisions of the Investment Company Act of 1940 and related disclosure rules. The exemption would allow applicants to enter into and amend subadvisory agreements without shareholder approval and waive disclosure requirements related to subadviser fees.
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