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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
NYSE American Options Fee Schedule Amendment Proposal
The NYSE American has proposed amendments to its Options Fee Schedule. This filing initiates a public comment period, allowing stakeholders to review and respond to the proposed changes regarding options trading fees.
NYSE American LLC Proposes Market Data Fee Amendments
NYSE American LLC has filed a proposed rule change to amend its market data fees. The filing includes proposed changes to the fees for various data products and services, with a comment period open until February 12, 2026. This action is subject to SEC review.
NYSE Arca Proposes Rule Change for Fees and Charges
NYSE Arca has filed a proposed rule change with the SEC to introduce the NYSE Arca Equity Membership On-Ramp Program. This program offers discounted fees for new Equity Permit Holders for up to 18 months to encourage participation from smaller, retail-oriented market participants. The rule change is proposed to be effective March 6, 2026.
NYSE Arca Equities Market Data Fees Amendment Proposal
The NYSE Arca has proposed an amendment to its market data fees, specifically concerning the fees for Consolidated Audit Trail (CAT) data. This proposal outlines new fees for CAT data access and related services, with a comment period open until January 15, 2026.
NYSE Arca Fee Schedule Proposal - Broker Credits
NYSE Arca has proposed amendments to its fee schedule, specifically waiving certain broker credits that were set to expire in March 2026. This filing initiates a public comment period for the proposed changes to the exchange's pricing structure.
OFAC Adds Persons to SDN List and Updates Identifying Information
The Office of Foreign Assets Control (OFAC) has added new individuals to the Specially Designated Nationals (SDN) List and updated identifying information for an existing SDN. These designations block all property and interests in property subject to U.S. jurisdiction and prohibit U.S. persons from engaging in transactions with the listed individuals.
Civil Rights Commission: South Carolina Advisory Committee Public Meeting Notice
The U.S. Commission on Civil Rights has issued a notice for a virtual business meeting of the South Carolina Advisory Committee. The committee will discuss and potentially vote on a draft project proposal regarding occupational licensing.
PBGC Relaunches Opinion Letter Program for Compliance Assistance
The Pension Benefit Guaranty Corporation (PBGC) has relaunched its Opinion Letter Program to provide compliance assistance. This program allows the public to ask questions about how PBGC would apply laws to specific factual situations, with responses issued by the Office of the General Counsel.
DOT Cracks Down on Illinois DOT Mismanagement of CTA System
The U.S. Department of Transportation's Federal Transit Administration (FTA) has launched a Safety Management Inspection and issued a Special Directive for the Illinois Department of Transportation (IDOT). This action addresses IDOT's alleged mismanagement and failure to properly oversee the safety of the Chicago Transit Authority (CTA) rail transit system.
State v. Larson - Montana Supreme Court Affirmation
The Montana Supreme Court affirmed the District Court's denial of Andrew Larson's motion to dismiss for lack of speedy trial. The case involved charges including DUI, criminal endangerment, and theft following a high-speed chase.
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