Marquetta Williams v. City of Canton, Ohio - Qualified Immunity

The Sixth Circuit Court of Appeals ruled on a qualified immunity defense in the case of Marquetta Williams v. City of Canton, Ohio. The court found that a key factual dispute regarding an officer's use of deadly force requires a jury determination, potentially impacting future use-of-force cases.

Brown-Forman Corp. v. NLRB - Sixth Circuit Court Opinion

The Sixth Circuit Court of Appeals issued an opinion in Brown-Forman Corporation v. NLRB, concerning labor disputes at Brown-Forman's Woodford Reserve facility. The case involves a petition for review and cross-application for enforcement of an order from the National Labor Relations Board.

HPIL Holding Inc. v. Harry Zhang - Sixth Circuit Court Opinion

The Sixth Circuit Court of Appeals reversed a district court's dismissal of a lawsuit filed by HPIL Holding, Inc. The court found that the Rooker-Feldman doctrine did not apply, allowing the case to proceed. The lawsuit alleges minority shareholders looted the corporation during a receivership proceeding.

Adams v. ANB Bank - Wyoming Supreme Court Opinion

The Wyoming Supreme Court issued an opinion in Adams v. ANB Bank, reversing a lower court's decision regarding counterclaims and attorney fees. The court affirmed the dismissal of the Adams Family Parties' claims but reversed the summary judgment on counterclaims and the award of attorney fees to the banks.

Oklahoma Court of Criminal Appeals Adopts 2026 Jury Instructions

The Oklahoma Court of Criminal Appeals has adopted the 2026 revisions to the Oklahoma Uniform Jury Instructions-Criminal (Second Edition). These updated instructions, submitted by the Committee for Preparation of Uniform Criminal Jury Instructions, are effective immediately and will be provided to District Courts for implementation.

SEC v. Zachary Miller - Administrative and Cease-and-Desist Proceedings

The SEC has instituted administrative and cease-and-desist proceedings against Zachary Miller for acting as an unregistered broker in connection with fraudulent and unregistered securities offerings. Miller allegedly raised approximately $18.3 million from investors.

SEC Institutes Proceedings Against Canaccord Genuity LLC for Failing to File SARs

The SEC has instituted administrative and cease-and-desist proceedings against Canaccord Genuity LLC for failing to file approximately 150 Suspicious Activity Reports (SARs) related to its equity trading activities between February 2019 and March 2022. The firm allegedly failed to maintain an adequate AML surveillance program.

SEC charges EisnerAmper LLP with improper professional conduct

The SEC has instituted administrative and cease-and-desist proceedings against EisnerAmper LLP for improper professional conduct during its 2020 audit of the Infinity Q Diversified Alpha Fund. The firm allegedly failed to obtain sufficient understanding of internal controls, gather adequate evidence, and exercise due professional care, violating PCAOB auditing standards.

SEC Institutes Cease-and-Desist Proceedings Against NYSE

The SEC has instituted cease-and-desist proceedings against the New York Stock Exchange (NYSE) LLC. This action stems from a critical systems disruption on January 24, 2023, which caused NYSE to fail to run opening auctions for 2,824 securities, leading to market-wide impacts including thousands of busted trades.

SEC Bars Joel Castellanos for Unregistered Securities Sales

The SEC has barred Joel Castellanos from associating with any broker, dealer, or other regulated entity. Castellanos was found to have solicited and raised at least $25.2 million from over 1,222 investors through unregistered securities sales, acting as a sales agent for MJ Capital Funding, LLC.