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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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Healthcare Compliance
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Trade & Procurement
Recent changes
NLRB v. Universal Smart Contracts, LLC - Enforcement of Subpoenas
The Second Circuit affirmed in part and dismissed in part a district court order enforcing National Labor Relations Board (NLRB) administrative subpoenas against Universal Smart Contracts, LLC, and related parties. The court found jurisdiction and venue proper but lacked jurisdiction to review the award of attorneys' fees due to a late appeal.
SBK ART LLC v. Akin Gump Strauss Hauer & Feld LLP - Discovery for Foreign Litigation
The Second Circuit affirmed a district court's order granting SBK ART LLC's petition for discovery under 28 U.S.C. ยง1782 for use in foreign litigation. The court disagreed with Akin Gump Strauss Hauer & Feld LLP's argument that discovery should be denied if not discoverable from the foreign client.
OFAC Designates Rwanda Defence Force and Officials; Issues General License
The US Treasury's OFAC has designated the Rwanda Defence Force and four Rwandan officials under its Specially Designated Nationals (SDN) List for actions related to the Democratic Republic of the Congo. OFAC also issued DRC-related General License 1 to authorize the wind-down of transactions involving the Rwanda Defence Force.
NY AG Releases Top 10 Consumer Complaints and Fraud Categories of 2025
New York Attorney General Letitia James released the top 10 consumer complaints received in 2025, highlighting fraud in retail, housing, automobile, internet, and banking. The notice also provides tips for consumers to avoid scams and urges reporting of fraudulent practices.
Com. v. Metzgar - Criminal Sentencing Appeal
The Pennsylvania Superior Court affirmed the judgment of sentence for Ralph Metzgar, who appealed the discretionary aspects of his sentence for rape by forcible compulsion. The court also granted counsel's petition to withdraw. The appeal concerns a non-precedential decision.
Com. v. Ishler - Criminal Appeal
The Pennsylvania Superior Court issued a non-precedential opinion affirming the dismissal of George Gene Ishler Jr.'s second PCRA petition. The court found that Ishler's claims did not meet the exceptions to the PCRA's one-year time bar.
Polito J v Polito W - Custody Dispute Appeal
The Superior Court of Pennsylvania issued a non-precedential decision in the case of Polito J v Polito W. The court found partial merit in the appellant's argument regarding the trial court's failure to rule on a contempt petition, leading to the appeal being quashed as interlocutory.
BIS Fines Teledyne FLIR $1M for Unlicensed China Exports
The U.S. Department of Commerce's Bureau of Industry and Security (BIS) settled with Teledyne FLIR for $1,000,000 over alleged violations of the Export Administration Regulations (EAR). The violations involved unlicensed exports of thermal imaging cameras to China and miscalculations under the de minimis rule.
Johns Manville Corp. v. Liberty Mutual Fire Insurance Co. - Insurance Indemnity Dispute
The District Court of Colorado issued an order in the insurance indemnity dispute between Johns Manville Corporation and several insurance companies. The court granted the defendants' motion to exclude a threshold motion on the duty to indemnify from the court's "one summary judgment" rule and granted their request to bifurcate and stay proceedings.
Farmworkers' $1M Settlement Claims Process Opens
The Washington Attorney General's Office has opened the claims process for a $1 million settlement benefiting farmworkers who worked for Cornerstone Ranches, Orchards, or Farm Management. The settlement resolves allegations of discrimination against local and female farmworkers.
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