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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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Healthcare Compliance
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Recent changes
GAO Report: HHS Emergency Preparedness Programs Lack Coordination
The GAO has released a report highlighting a lack of coordination between the Department of Health and Human Services' (HHS) Public Health Emergency Preparedness (PHEP) and Hospital Preparedness Program (HPP). The report notes that HHS awarded nearly $900 million in FY2024 to states and localities for these programs but lacks formal mechanisms for coordination, potentially leading to inefficiencies and reduced preparedness.
GAO Report on CPSC Oversight of Toxic Substances in Children's Products
A GAO report highlights deficiencies in the Consumer Product Safety Commission's (CPSC) oversight of toxic substances in children's products. The report notes challenges in enforcing compliance with lead and phthalate standards and recommends improvements to the CPSC's data management and lab oversight processes.
GAO Recommends Strengthening NOAA Weather Modification Oversight
The GAO has recommended that NOAA strengthen its oversight of weather modification reporting, finding that the agency is not fully meeting its responsibilities. The report highlights significant errors in submitted reports and suggests improvements to data collection and public transparency.
GAO Report: DOD Natural Disaster Tracking and Resilience Planning Needs Improvement
The GAO released a report finding that the Department of Defense (DOD) needs to improve its tracking of natural disaster costs and resilience planning. The report highlights gaps in data collection for various natural disasters and potential inaccuracies in cost reporting, recommending DOD expand its scope and ensure data completeness.
National Angel Family Day Proclamation
The President proclaimed February 23, 2026, as National Angel Family Day to honor victims of illegal immigration and recommit to mass deportation efforts. The proclamation highlights specific cases and reiterates the administration's stance on border security and immigration enforcement.
ESMA Consultation on CCP Collateral and Investment Policy
The European Securities and Markets Authority (ESMA) has issued a consultation paper regarding guarantees as collateral for Central Counterparties (CCPs) and certain aspects of their investment policies. The consultation seeks feedback on proposed changes to the regulatory framework governing CCPs.
State Disciplines Health Care Providers for Misconduct
The Washington State Department of Health has disciplined six healthcare providers for misconduct and substance use. Actions include denial of applications, charges of unprofessional conduct, and agreed orders to cease practice, with one provider fined $500.
SEC Files Settled Action Against Former CEO and Consultant for False Press Release
The SEC filed a settled action against former Edison Nation CEO Christopher B. Ferguson and consultant Brian P. McFadden for allegedly disseminating a false press release regarding PPE purchase orders. Ferguson and McFadden consented to permanent injunctions, civil penalties of $50,000 each, and officer/director bars.
Shea v. United States - Appeal of Criminal Rulings
The First Circuit Court of Appeals affirmed two lower court rulings concerning Anthony M. Shea's criminal convictions. Shea challenged the denial of his motion to vacate convictions for violating 18 U.S.C. ยง 924(c) and an amended judgment resentencing him. The court affirmed both judgments.
GDPR Fines Issued for Google Analytics Use
The Swedish Authority for Privacy Protection (IMY) has fined two companies and ordered three others to stop using Google Analytics due to non-compliance with GDPR regarding personal data transfers to the US. Fines total 12.3 million SEK.
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