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FERC Order on Energy Resources in Capacity Auctions Affirmed

The U.S. Court of Appeals for the D.C. Circuit affirmed a Federal Energy Regulatory Commission (FERC) order concerning energy resources in capacity auctions. This decision upholds FERC's authority and previous rulings on the matter, impacting how energy resources are evaluated and procured in organized markets.

Priority review Enforcement Energy
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SEC v. Gessin, Equifunds, Ice Fleet - Securities Fraud Enforcement

The SEC announced final judgments by default against Equifunds, Inc., John David Gessin, and Ice Fleet LLC for a fraudulent scheme that raised over $1.6 million from retail investors. The judgments include disgorgement, prejudgment interest, and a civil penalty against Gessin.

Urgent Enforcement Securities
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SEC Obtains Final Judgment Against Nicholas Bowerman in Accounting Fraud Case

The SEC announced it has obtained a final judgment against Nicholas Bowerman, a former finance director at CIRCOR International, for alleged accounting fraud. The judgment includes permanent injunctions, a prohibition from serving in financial roles at public companies, and orders Bowerman to pay disgorgement, interest, and a $75,000 civil penalty.

Priority review Enforcement Securities
1mo ago FINRA Guidance
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FINRA Guidance Documents, Interpretive Letters, FAQs, and Best Practices

FINRA has published a collection of its guidance documents, interpretive letters, FAQs, and best practices related to specific topics. This resource aims to provide clarity and support for regulated entities in understanding and adhering to FINRA rules.

Routine Guidance Securities
Favicon for www.ca4.uscourts.gov

Gibbons v. Gibbs - Affirmation of District Court Decision

The Fourth Circuit affirmed a district court's decision in Gibbons v. Gibbs, upholding the dismissal of claims related to the appointment of an election registrar. The court found that the appellant forfeited appellate review by failing to properly proffer evidence and found no abuse of discretion in the district court's evidentiary rulings or jury selection.

Routine Enforcement Elections
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Michael Herlihy v. DBMP, LLC - Asbestos Claims in Bankruptcy

The Fourth Circuit Court of Appeals affirmed a bankruptcy court's decision to deny a motion to lift an automatic stay for asbestos claims against DBMP, LLC. The court found that lifting the stay would prejudice the debtor's estate and interfere with a potential Chapter 11 reorganization plan for asbestos claimants.

Priority review Enforcement Bankruptcy
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Lowy v. Daniel Defense, LLC - Product Liability Opinion

The Fourth Circuit Court of Appeals reversed in part and vacated in part a district court's decision in Karen Lowy v. Daniel Defense, LLC. The opinion, decided on February 11, 2026, addresses product liability claims against firearms manufacturers and related entities. The case has been remanded for further proceedings.

Priority review Enforcement Product Safety
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Operation 13 Tiers: 25 Defendants Charged in Drug Trafficking Scheme

Florida Attorney General James Uthmeier announced the conviction of Franklin Guillen Lara and the charging of 24 other defendants in Operation 13 Tiers. The operation targeted a drug trafficking organization run by the SUR-13 gang from within Florida prisons, resulting in the seizure of significant quantities of fentanyl and methamphetamine.

Urgent Enforcement Criminal Justice
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Environment Agency Increases Water Enforcement Workforce and Budget

The UK Environment Agency has significantly expanded its water enforcement team, increasing its workforce almost fivefold since 2023 to 195 by March 2026, backed by a record £153 million budget. This initiative aims to enhance regulatory action against water pollution, with over 8,000 inspections completed and £6.9 million in enforcement undertakings secured in the past year.

Priority review Enforcement Environmental Protection
1mo ago FTC Press Releases
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FTC Sends $103,420 in Refunds to Consumers for Deceptive Marketing

The FTC is sending over $40,700 in refunds to 578 consumers who purchased deceptively marketed products from Golden Sunrise Nutraceutical between July 2017 and July 2020. The refunds stem from a court order against the company and its director for making false health claims.

Priority review Enforcement Consumer Protection

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