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Routine Enforcement Removed Final

SEC v. Mbunu - Securities Enforcement Case Dismissal

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Summary

The Virginia State Corporation Commission entered a Final Order dismissing Case No. SEC-2024-00017 against Frankline Mbunu and Dedicated Frank Services, LLC. The defendants fulfilled all requirements of a prior Settlement Order entered August 1, 2024. The dismissal does not affect any duty to disclose or any other obligations.

What changed

The Virginia State Corporation Commission dismissed securities enforcement case SEC-2024-00017 against Frankline Mbunu and Dedicated Frank Services, LLC. The defendants satisfied all requirements of the original Settlement Order issued by the Division of Securities and Retail Franchising. The Final Order specifies that this dismissal does not affect any duty to disclose or any other order or obligation of any nature.

Compliance teams should note that this dismissal concludes the enforcement action with no ongoing requirements imposed on the defendants. However, the Commission clarified that dismissal does not waive any independent disclosure obligations. Parties with similar securities enforcement exposure should ensure all disclosure duties remain current regardless of case disposition.

Archived snapshot

Apr 6, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

250920124 COMMONWEALTH OFVIRGINIA

STATE COMMISSIONCORPORATION

State Corporation Commission AT RICHMOND, SEPTEMBER 9, Control CenterDocument

PM9/9/25-1:20rel. ex COMMONWEALTH OF VIRGINIA, COMMISSION CORPORATIONSTATE NO. SEC-2024-00017CASEv. MBUNU,FRANKLINE and DEDICATED FRANKSERVICES,LLC, Defendants ORDERFINAL State entered August 1, Corporation On2024,the(Commission")aCommission" this ofandOrder" in Commission'DivisionRetail case.The s Securities (Order")Settlement advised and Services,Franchising CommissionFranklineMbunu that DedicatedhastheFrank Defendants of fulfilledrequirements LLCthe"have the the(collectively,")Order. COMMISSION,havingconsidered of and finds this the NOWmatter,isTHEopinion ofand Defendants requirements that the the the Order that this case havefulfilledbeshould dismissed. IS ITTHAT:Accordingly,ORDERED This case is (1)dismissed. ofaffectEntry this Final any duty disclose to (2)Ordershallornotobligationthe orany order nature this matter existenceorofofenteredherein. COPY of mail Clerk Commission to:Ahereofshallbebythethebyelectronicsent Frankline Mbunuand Services, LLC,;Frankfmbunu@frankdedicatedservices.comDedicated ofand delivered 'Office tothe Commissions Counseland acopyshallbeDivisionofGeneral andRetailSecurities Franchising.

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Last updated

Classification

Agency
VA SCC
Filed
September 9th, 2024
Instrument
Enforcement
Legal weight
Binding
Stage
Final
Change scope
Minor
Document ID
Case No. SEC-2024-00017
Docket
SEC-2024-00017
Supersedes
Settlement Order (August 1, 2024)

Who this affects

Applies to
Broker-dealers Investors
Industry sector
5231 Securities & Investments
Activity scope
Securities Enforcement
Geographic scope
Virginia US-VA

Taxonomy

Primary area
Securities
Operational domain
Compliance
Compliance frameworks
Dodd-Frank BSA/AML
Topics
Consumer Finance Financial Services

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