securities

Scott Richard Rookus - Cease and Desist Order and Fine

The Michigan Department of Licensing and Regulatory Affairs issued a Notice and Order to Cease and Desist against New Haven Capital Holdings, L.L.C. and Scott Richard Rookus for violating the Michigan Uniform Securities Act. A fine of $1,000,000 was due by May 16, 2017.

New Haven Capital Holdings LLC - Cease and Desist Order and Fine Payment

The State of Michigan has issued a Notice and Order to Cease and Desist against New Haven Capital Holdings, L.L.C. and Scott Richard Rookus for violations of the Michigan Uniform Securities Act. The order includes instructions for paying a $1,000,000 fine by May 16, 2017.

TradeStation Crypto Inc. Consent Order for Securities Violations

TradeStation Crypto, Inc. (TCI) has entered into a consent order with 51 jurisdictions, including Michigan, resolving an investigation into its digital asset interest feature. TCI will pay $1.5 million in settlement payments and cease offering unregistered securities.

Ascend Removal Services LLC Cease and Desist Order

The Michigan Department of Licensing and Regulatory Affairs has issued a Cease and Desist Order against Damarious Johnson and Ascend Removal Services LLC for operating a removal service without the required state license. The order requires immediate cessation of unlicensed activities.

Legacy Cremation Services LLC - Cease and Desist Order

The Michigan Department of Licensing and Regulatory Affairs has issued a Cease and Desist Order against Legacy Cremation Services, LLC for engaging in the practice of mortuary science without a license. The order requires the company to immediately stop all unlicensed activity within the state.