SEC: Staff Guidance Hub

SEC Staff Guidance on Corporation Finance Interpretations

The SEC's Division of Corporation Finance has updated its landing page for Corporation Finance Interpretations (CFIs). These interpretations provide staff guidance on federal securities laws and are not binding rules. The division is actively refreshing and reorganizing these positions.

SEC Division of Investment Management Frequently Asked Questions

The SEC's Division of Investment Management has published an updated list of Frequently Asked Questions (FAQs) addressing various topics relevant to investment advisers and companies. These FAQs provide staff interpretations and do not create new legal obligations.

SEC Staff Guidance on Compliance and Disclosure Interpretations

The SEC's Division of Corporation Finance has updated its Compliance and Disclosure Interpretations (CDIs) page. These interpretations reflect staff views on federal securities laws and are intended as general guidance, not binding rules. The division is actively revisiting and refreshing these positions.

SEC Disclosure Guidance Topics

The SEC has updated its disclosure guidance page, consolidating various topics related to financial disclosures. Several guidance topics have been withdrawn, with specific dates noted for their supersession or withdrawal.

SEC Staff Legal Bulletins Summarizing Federal Securities Laws

The SEC has updated its guidance on Staff Legal Bulletins, which summarize the staff's views on federal securities laws and regulations. These bulletins represent the interpretations followed by various SEC divisions but are not legally binding.