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Routine Enforcement Amended Final

SEC Extends Decision Issuance Time for Jason Lynn DiPaola

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Filed March 25th, 2026
Detected March 25th, 2026
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Summary

The SEC has extended the decision issuance time by 90 days for the disciplinary action against Jason Lynn DiPaola, originally taken by FINRA. The new deadline for the Commission's decision is June 22, 2026.

What changed

The Securities and Exchange Commission (SEC) has issued an order extending the time for issuing a decision in the administrative proceeding against Jason Lynn DiPaola (Admin. Proc. File No. 3-21402). This action follows a disciplinary decision taken by FINRA. The Commission has exercised its discretion to extend the decision issuance period by 90 days, setting a new deadline of June 22, 2026.

This extension is a procedural adjustment and does not alter the substance of the underlying disciplinary action or impose new obligations on regulated entities. Compliance officers should note this procedural update for tracking the case but no immediate action is required. The original disciplinary action by FINRA and the SEC's review process remain the focus.

What to do next

  1. Monitor SEC decision issuance for Admin. Proc. File No. 3-21402 by June 22, 2026.

Source document (simplified)

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 105075 / March 25, 2026 Admin. Proc. File No. 3-21402 In the Matter of the Application of JASON LYNN DIPAOLA For Review of Disciplinary Action Taken by FINRA ORDER EXTENDING TIME TO ISSUE DECISION The Commission has determined, in its discretion, that it is appropriate to extend by 90 days the period within which the decision in this matter may be issued. Accordingly, IT IS ORDERED that such period be, and hereby is, extended to June 22, 2026. 1 By the Commission. Vanessa A. Countryman Secretary

June 21, 2026, is a Sunday. 1

Classification

Agency
SEC
Filed
March 25th, 2026
Compliance deadline
June 22nd, 2026 (87 days)
Instrument
Enforcement
Legal weight
Binding
Stage
Final
Change scope
Minor
Document ID
Release No. 105075 / March 25, 2026
Docket
3-21402

Who this affects

Applies to
Broker-dealers
Industry sector
5231 Securities & Investments
Activity scope
Disciplinary Actions
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Legal
Topics
Enforcement Proceedings Administrative Law

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