SEC Extends Decision Deadline for Norman Thorn Robertson Case

SEC: Commission Opinions & Adjudicatory Orders

Filed March 25th, 2026

Detected March 25th, 2026

Summary

The SEC has extended the deadline for issuing a decision in the administrative proceeding against Norman Thorn Robertson by 90 days. The new deadline for the decision is June 22, 2026. This action pertains to a review of action taken by FINRA.

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What changed

The Securities and Exchange Commission (SEC) has issued an order extending the time to issue a decision in the administrative proceeding against Norman Thorn Robertson (Admin. Proc. File No. 3-21982) by 90 days. The original deadline has been moved to June 22, 2026. This extension is at the Commission's discretion and relates to a review of action taken by FINRA.

This extension does not impose new obligations on regulated entities but signifies a procedural delay in an ongoing administrative case. Legal professionals involved in this specific matter should note the updated decision deadline. No immediate compliance actions are required for other parties, as this is a procedural update to an existing adjudicatory order.

What to do next

Note the updated decision deadline of June 22, 2026, for Admin. Proc. File No. 3-21982.

Source document (simplified)

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 105076 / March 25, 2026 Admin. Proc. File No. 3-21982 In the Matter of the Application of NORMAN THORN ROBERTSON For Review of Action Taken by FINRA ORDER EXTENDING TIME TO ISSUE DECISION The Commission has determined, in its discretion, that it is appropriate to extend by 90 days the period within which the decision in this matter may be issued. Accordingly, IT IS ORDERED that such period be, and hereby is, extended to June 22, 2026. 1 By the Commission. Vanessa A. Countryman Secretary