Ricky Mantei FINRA Decision Deadline Extended 90 Days
Summary
The SEC has extended by 90 days the period within which the Commission must issue its decision in Ricky Alan Mantei's appeal of FINRA disciplinary action. The decision deadline is now July 20, 2026. This procedural extension affects only the timing of the administrative proceeding, not the underlying disciplinary matter.
“Accordingly, IT IS ORDERED that such period be, and hereby is, extended to July 20, 2026.”
What changed
The SEC issued an order on April 20, 2026 extending by 90 days the period within which the Commission must issue its decision in Ricky Alan Mantei's appeal of FINRA disciplinary action. The new deadline is July 20, 2026. For affected parties, this represents only a procedural timing adjustment — the substantive issues in the underlying FINRA disciplinary matter remain unchanged. No new obligations, sanctions, or deadlines beyond this procedural extension are imposed on any party.
Archived snapshot
Apr 20, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 105272 / April 20, 2026 Admin. Proc. File No. 3-21516 In the Matter of the Application of RICKY ALAN MANTEI For Review of Disciplinary Action Taken by FINRA ORDER EXTENDING TIME TO ISSUE DECISION The Commission has determined, in its discretion, that it is appropriate to extend by 90 days the period within which the decision in this matter may be issued. Accordingly, IT IS ORDERED that such period be, and hereby is, extended to July 20, 2026. 1 By the Commission. Vanessa A. Countryman Secretary
July 19, 2026, is a Sunday. 1
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