Oregon DFR Adds Three New Enforcement Cases

notices-orders.aspx

Filed March 31st, 2026

Detected April 2nd, 2026

Summary

Oregon Division of Financial Regulation added three new enforcement cases to its public enforcement page dated 03/31/2026. The cases include two securities matters (Andrew Mason and Blue Ocean Capital LLC, case S-26-0012; Ruben Ledesma Jr./Advancement Group Investment Fund LLC, case S-25-0025) and one insurance matter (Rhoda Williams, case INS-25-0073).

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What changed

Oregon DFR added three new final enforcement orders to its public enforcement page dated 03/31/2026. Case S-26-0012 involves Andrew Mason and Blue Ocean Capital LLC (securities), case S-25-0025 involves Ruben Ledesma Jr. and Advancement Group Investment Fund LLC (securities), and case INS-25-0073 involves Rhoda Williams (insurance). The page shows these as Default Orders, indicating respondents failed to respond or appear.

Broker-dealers and financial advisers doing business in Oregon should review the new cases for any connection to their operations or customer relationships. The Oregon DFR enforcement page is updated regularly; compliance teams should monitor this page for emerging enforcement trends. The listed orders are final actions with binding effect on the named respondents.

What to do next

Review new enforcement cases for any connection to your operations or customer base
Monitor Oregon DFR enforcement page for emerging compliance trends
Verify licensing status if involved in securities or insurance activities in Oregon

Source document (simplified)

Page: Oregon Notices and Orders
Change summary: Oregon DFR added three new enforcement cases: Blue Ocean Capital LLC (securities), Ruben Ledesma Jr. (securities), and Rhoda Williams (insurance), all dated 03/31/2026.
[INSERTS] New enforcement cases: Rhoda Williams (Insurance, INS-25-0073) and Ruben Ledesma Jr./Advancement Group Investment Fund LLC (Securities, S-25-0025)
[INSERTS] New enforcement case: Andrew Mason and Blue Ocean Capital LLC (respondent) - Securities case S-26-0012

Page context:
| --- | --- | --- | --- | --- |
| ANDREW MASON, an Individual, and BLUE OCEAN CAPITAL LLC, AS AGAINST RESPONDENT BLUE OCEAN CAPITAL LLC ONLY | S-26-0012 | Securities | Enforcement | 03/31/2026 |
| Ashley Barnhardt | INS-25-0056 | Insurance | Enforcement | 01/12/2026 |
| Carlos Higuera | INS-25-0088 | Insurance | Enforcement | 01/05/2026 |
| Christopher Lee Wagner | INS-26-0009 | Insurance | Enforcement | 02/03/2026 |
| Digital Safety Products, LLC | DTB-25-0058 | data broker | Enforcement | 01/12/2026 |
| Dylan Perez | INS-25-0033 | Insurance | Enforcement | 02/17/2026 |
| Evan C. Eggers | INS-26-0010 | Insurance | Enforcement | 02/27/2026 |
| French Mont, LLC d/b/a United Aid Group, | DM-25-0078 | Debt management | Enforcement | 02/11/2026 |
| Hasan Abdel-Jaber | INS-25-0066 | Insurance | Enforcement | 02/18/2026 |
| Jackson Avery & Associates | CA-25-0062 | Collection agencies | Enforcement | 03/19/2026 |
| Jaqueline Hudson Parsons, an Individual, and QUANTUM CORP. TECHNOLOGIES AS AGAINST RESPONDENT QUANTUM CORP. TECHNOLOGIES ONLY | S-25-0079 | Securities | Enforcement | 03/06/2026 |
| JESSE BRUCE SWEET; and SWEET INSURANCE AGENCY, INC., | INS-25-0063 | Insurance | Enforcement | 02/11/2026 |
| Kyle Bunch and Kyle Bunch Agency LLC | INS-25-0016 | Insurance | Enforcement | 03/04/2026 |
| M.A.D. Towing and Recovery, LLC | CA-25-0057 | Collection agencies | Enforcement | 01/15/2026 |
| Michael Bieker | INS-24-0073 | Insurance | Enforcement | 03/05/2026 |
| Michael K. Albers | INS-25-0080 | Insurance | Enforcement | 01/05/2026 |
| New Life Solutions | DM-25-0061 | Debt management | Enforcement | 03/19/2026 ...