Montana Securities Division Enforcement Actions

Detected March 17th, 2026

Summary

The Montana Securities Division filed 16 enforcement actions in FY 2025, resulting in $59,000 in restitution ordered and $145,500 in fines and fees. The division investigates and prosecutes violations of Montana's insurance and securities laws.

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What changed

The Montana Securities Division has reported filing 16 enforcement actions during Fiscal Year 2025. These actions have resulted in $59,000 being ordered for restitution and $145,500 in fines and fees. The division's Legal Services and Insurance Investigations Divisions are responsible for investigating and prosecuting violations of Montana's insurance and securities laws.

Regulated entities and individuals involved in securities and insurance in Montana should be aware of these enforcement activities. While no specific compliance deadlines are mentioned, the reported fines and restitution indicate a focus on accountability for violations. Companies should ensure their practices align with Montana's insurance and securities codes to avoid potential enforcement actions.

What to do next

Review recent enforcement actions filed by the Montana Securities Division.
Ensure compliance with Montana's insurance and securities laws.
Monitor future legal notices from the division.

Penalties

$59,000 restitution ordered, $145,500 in fines and fees ordered.

Source document (simplified)

INVESTIGATIONS

287 MATTERS REFERRED TO LEGAL IN FY 2025

16 ENFORCEMENT ACTIONS FILED IN FY 2025

$ 59000 RESTITUTION ORDERED IN FY 2025

$ 145500 FINES & FEES ORDERED IN FY 2025

LEGAL
The Legal Services Division ensures accountability for bad actors by investigating and prosecuting criminal, civil, and administrative violations of Montana’s insurance and securities laws. This division also acts as general counsel for CSI.

INVESTIGATIONS
The Insurance Investigations Division investigates insurance fraud complaints and ensures industry compliance with Montana’s insurance code. This division’s dedicated work generates referrals to the CSI’s prosecutors for criminal, civil, and administrative enforcement.