Illinois Securities Department Administrative Actions Search Tool Development

Detected March 17th, 2026

Summary

The Illinois Securities Department is developing a new administrative actions search tool. The tool currently allows searches for actions between 2003 and the present, with plans to add more years. Contact information is provided for further assistance.

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What changed

The Illinois Securities Department has announced that its administrative actions search tool is currently under development. While the tool can currently search for administrative actions from 2003 to the present, additional years will be added as development continues. A complete listing is available, and contact information for the department is provided for those needing further assistance or copies of documents not posted online.

This notice serves as an informational update regarding the availability and status of the search tool. Regulated entities and legal professionals should be aware that the tool is not yet comprehensive and may require direct contact with the department for complete information. No immediate compliance actions are required, but awareness of the tool's development and limitations is advised.

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Administrative Actions Search

Administrative Actions Search

This Administrative Actions Search is currently under development and additional years will be added to the search as the development continues. Currently you can search for administrative actions between 2003 and the present. In addition to searching the years available you may also view the Complete Administrative Actions Listing. Alternatively, you may contact the Illinois Securities Department at either 1-800-628-7937, 217-782-2256 or 312-793-3384 for further assistance.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader

Search Type Search by Respondent Name Name
Search by File Number File Number
Search by Date Start Date End Date The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Administrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.