enforcement-actions.html

Tennessee Securities Division Initial Enforcement Orders

The Tennessee Securities Division has published a new section detailing its initial enforcement orders. This resource provides information on past enforcement actions taken by the division to protect investors and ensure compliance with state securities laws.

Tennessee Securities Division Consent Orders

The Tennessee Securities Division has updated its list of consent orders, adding new actions for 2026 and 2025. These orders typically involve enforcement actions against individuals and firms for alleged violations of state securities laws.