Mississippi Securities Act Rule 6.14 Investment Adviser Representative Continuing Education
Summary
The Mississippi Secretary of State adopted Mississippi Securities Act Rule 6.14, establishing new annual continuing education requirements for investment adviser representatives. The rule requires all state-registered and federal covered IARs to complete 12 CE credits annually using courses from NASAA-compliant providers. Affected professionals must ensure their CE activities meet these requirements for calendar year 2022 and subsequent years.
What changed
Mississippi Securities Act Rule 6.14 establishes a mandatory 12-credit annual continuing education requirement for all investment adviser representatives, whether state-registered or federal covered. The rule specifies that CE courses must be delivered by providers meeting NASAA criteria, with provider verification available through NASAA's website.
Investment adviser representatives in Mississippi must now factor annual CE completion into their registration maintenance obligations. IARs should verify their course providers are NASAA-compliant and retain documentation of completed credits. Failure to meet these requirements could jeopardize registration status.
Archived snapshot
Apr 16, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
January 18, 2022 Mississippi Adopts New Rule Requiring Investment Adviser Representative Continuing Education JACKSON - The Secretary of State announces a new rule requiring continuing education for investment adviser representatives. Both state-registered and federal covered investment adviser representatives must complete annual continuing education (CE) requirements for calendar year
- Mississippi Securities Act Rule 6.14 has been adopted and requires every investment adviser representative to annually complete 12 CE credits to maintain their registration. IARs must complete courses delivered by course providers that meet specific criteria established by the North American Securities Administrators Association (NASAA). This information can be found on NASAA's website, You may also view a complete copy of the Mississippi Securities Act Rules by clicking HERE.
Related changes
Get daily alerts for MS Securities Regulator
Daily digest delivered to your inbox.
Free. Unsubscribe anytime.
About this page
Every important government, regulator, and court update from around the world. One place. Real-time. Free. Our mission
Source document text, dates, docket IDs, and authority are extracted directly from MS Securities.
The summary, classification, recommended actions, deadlines, and penalty information are AI-generated from the original text and may contain errors. Always verify against the source document.
Classification
Who this affects
Taxonomy
Browse Categories
Get alerts for this source
We'll email you when MS Securities Regulator publishes new changes.
Subscribed!
Optional. Filters your digest to exactly the updates that matter to you.