3 results for "Brown Brothers Harriman & Co."

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BondBloxx Private Credit Trust Listing Under BZX Rule 14.11(f)

Cboe BZX Exchange filed a proposed rule change with the SEC on April 6, 2026 to list and trade shares of the BondBloxx Private Credit Trust (the Trust) under BZX Rule 14.11(f), Trust Issued Receipts. The Trust, advised by BondBloxx Investment Management Corporation with HCG Fund Management LP as Sub-Advisor, seeks to provide risk-adjusted returns through distributions of current income from a diversified portfolio of consumer and small business private credit assets. The Trust intends to operate outside the Investment Company Act of 1940 definition by primarily conducting business through majority-owned subsidiaries. The registration statement on Form S-1 is not yet effective, and shares will not trade until it becomes effective.

Priority review Consultation Securities
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AMG BBH Asset-Backed Credit Fund LLC Section 6(c) Exemption Application

The SEC published notice of an application by AMG BBH Asset-Backed Credit Fund, LLC and Brown Brothers Harriman Credit Partners, LLC seeking exemptions under sections 6(c), 17(d), and 23(c) of the Investment Company Act of 1940 and related rules. The applicants request authorization to issue multiple classes of shares and impose asset-based distribution and/or service fees and early withdrawal charges. Hearing requests must be received by 5:30 p.m. Eastern time on May 5, 2026.

Routine Notice Securities
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AMG BBH Asset-Backed Credit Fund and Brown Brothers Harriman Credit Partners LLC - Investment Company Act Exemption Application

SEC published notice of application by AMG BBH Asset-Backed Credit Fund, LLC and Brown Brothers Harriman Credit Partners, LLC seeking exemptions under sections 6(c), 17(d), and 23(c) of the Investment Company Act of 1940. The applicants request permission to issue multiple classes of shares and impose asset-based distribution/service fees and early withdrawal charges on registered closed-end investment companies. Hearing requests must be received by May 5, 2026.

Routine Notice Securities

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