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TCW Direct Lending LLC Late Filing Notification
TCW Direct Lending LLC filed Form 12b-25 with the SEC notifying inability to timely file its Form 10-K for the fiscal year ended December 31, 2025. The delay is due to pending audited financial statements from a significant subsidiary portfolio company required under Rule 4-08(g) of Regulation S-X. The company seeks relief under Rule 12b-25(b), with the Form 10-K expected to be filed within 15 calendar days of the prescribed due date.
FSCS Management Expenses Levy Limit 2026/27
The FCA and PRA have published PS26/4 confirming the FSCS Management Expenses Levy Limit (MELL) for 2026/27 at £112,972,954. The limit covers FSCS's ongoing operating costs including IT, staff, legal, and claims handling expenses, but excludes compensation costs which are levied separately. The limit applies from 1 April 2026 to 31 March 2027.
NT 10-K Late Filing Notification for Salamander Innisbrook LLC
Salamander Innisbrook, LLC filed a Form 12b-25 Notification of Late Filing with the SEC on March 31, 2026, indicating it cannot file its Form 10-K for the period ended December 31, 2025 by the prescribed deadline. The company states it needs additional time to complete the filing. Under Rule 12b-25, the company has until the 15th calendar day following the original due date to file.
Late Filing Notification - Elvictor Group Form 10-K
Elvictor Group, Inc. filed Form 12b-25 with the SEC notifying the Commission that its Annual Report on Form 10-K for the fiscal year ended December 31, 2025 cannot be filed by the prescribed deadline due to unanticipated delays in completing its audit. The company indicates it will file on or before the fifteenth calendar day following the prescribed due date. Contact: Konstantinos Galanakis, (646) 491-6601.
Late Form 10-K Filing Notification - Bravo Multinational Inc
SEC received Form 12b-25 notification from Bravo Multinational Inc (SEC File No. 000-53505) indicating late filing of Form 10-K for the fiscal period ending December 31, 2025. The company cites delays in assembling annual report information and commits to filing within 15 calendar days of the prescribed due date. The notification confirms all other periodic reports have been filed and no significant change in results of operations is anticipated.
Bespoke Extracts Late 10-K Filing Notification
Bespoke Extracts, Inc. filed a Form 12b-25 Notification of Late Filing with the SEC indicating the company's Form 10-K for fiscal year ended December 31, 2025 will not be filed by the prescribed due date. The company cited the need for additional time to complete compilation, review, and finalization of financial statements in coordination with its independent registered public accounting firm. The anticipated filing is expected within 15 calendar days of the original due date.
Late 10-K Filing Notification - Guochun International Inc.
Guochun International Inc. filed Form 12b-25 Notification of Late Filing with the SEC, citing the need for additional time to compile financial documentation and complete auditor review for its Form 10-K annual report for the fiscal year ended December 31, 2025. The company undertakes to file the annual report within 15 calendar days following its prescribed due date.
High Wire Networks Form 12b-25 Notification of Late Filing
High Wire Networks, Inc. filed Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cited compilation and review time constraints as the reason it could not file by the prescribed due date and committed to filing within 15 days of the original deadline.
Late Filing Notification - IGTA Merger Sub Limited Form 10-K
SEC received Form 12b-25 notification from IGTA Merger Sub Limited indicating the company cannot file its Annual Report on Form 10-K for fiscal year ended December 31, 2025 by the March 31, 2026 deadline. The company cites a delay in completing its financial statements and anticipates filing within 15 calendar days following the prescribed due date.
Patriot Gold Corp Late Filing Notice for Form 10-K
Patriot Gold Corp filed Form 12b-25 Notification of Late Filing with the SEC, notifying the Commission that its Annual Report on Form 10-K for the fiscal year ended December 31, 2025 cannot be filed by the prescribed deadline. The company cites that additional time, resources, and effort are required to complete financial reporting and close procedures.
NT 10-K Late Filing Notification
Advent Technologies Holdings, Inc. filed Form 12b-25 notification with the SEC indicating it cannot file its Annual Report on Form 10-K for the period ended December 31, 2025 by the prescribed due date. The company cites the need for additional time to complete the final review of its financial statements and other disclosures. The company anticipates filing within fifteen calendar days following the prescribed due date in compliance with Rule 12b-25(b).
Late 10-K Filing Notification - iSpecimen Inc.
iSpecimen Inc. filed Form 12b-25 with the SEC on March 31, 2026, notifying of a delayed 10-K annual report for the fiscal year ended December 31, 2025. The company cited inability to obtain and compile required information without unreasonable effort and expense. The filing states the 10-K will be submitted no later than the 15th calendar day following the prescribed due date.
Late 10-K Filing Notification - MediXall Group
MediXall Group, Inc. filed Form 12b-25 with the SEC notifying the agency that the company's annual report on Form 10-K for the period ended December 31, 2025 cannot be filed within the prescribed time period. The company cited that certain financial and other information necessary for full completion could not be provided without unreasonable effort or expense.
NT 10-K Late Filing Notice for Mosaic ImmunoEngineering Inc.
Mosaic ImmunoEngineering Inc. filed a Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K for fiscal year ended December 31, 2025. The company cited that additional time is required to complete financial reporting and close procedures, and expects to file within 15 calendar days of the prescribed due date.
Allbirds IP Asset Sale to Allbirds IP LLC
Allbirds, Inc., a Delaware public benefit corporation, sold substantially all its intellectual property assets, inventory, accounts receivable, and related business assets to Allbirds IP LLC, a Delaware limited liability company, on March 29, 2026. The transaction includes all global trademarks, patents, copyrights, domain names, social media accounts, customer lists, and other IP listed on the disclosure schedules. The asset purchase agreement was filed as Exhibit 2.1 with the Securities and Exchange Commission.
Jasper Therapeutics Internal Investigation - No Drug Product Issues
Jasper Therapeutics filed an SEC Form 8-K exhibit disclosing completion of an internal investigation into anomalous clinical response data from the July 2025 BEACON study cohorts 8 and 9. The investigation confirmed no issues with the drug product (briquilimab), and a key opinion leader panel recommended enhanced site selection and patient screening criteria for future studies.
Banking and Cooperatives Performance Report
Chile's Financial Market Commission (CMF) published its monthly performance report covering supervised banks and cooperatives as of February 2026. The report provides aggregate financial data including loan portfolio quality, capitalization levels, and profitability metrics for Chile's banking sector. This is a routine supervisory transparency publication with no new regulatory requirements.
Confirmation of Effective Date for Backfilling and Grading Rule
OSMRE confirmed the March 30, 2026 effective date for a direct final rule rescinding 30 CFR 816.101, which contained suspended time and distance performance standards for backfilling and grading at surface mining operations. The suspended regulation had been inoperable since 1992. Two timely comments were reviewed and determined not to be significant adverse comments warranting withdrawal or modification of the rule.
Investor Alert: Relationship Scams and Impersonation Fraud
The SEC's Office of Investor Education and Assistance issued an Investor Bulletin on March 31, 2026 warning investors about relationship investment scams (long cons using friendship or romance to lure victims into fake investments) and impersonation schemes (fraudsters posing as legitimate investment professionals or registered firms). The bulletin, issued during Financial Literacy Month, directs investors to existing resources on Investor.gov covering asset allocation, diversification, tax-advantaged accounts, and fee disclosures. The bulletin explicitly states it represents staff views and is not an SEC rule, regulation, or statement.
Late Filing Notification - Abpro Holdings Form 10-K
Abpro Holdings, Inc. filed a Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cites recent material transactions, governance matters, and Nasdaq compliance issues as reasons why the filing could not be completed without unreasonable effort and expense. The notification invokes the 15-day extension period under Rule 12b-25.
Inception Growth Acquisition Limited - Form 10-K Late Filing Notification
SEC filing notifies that Inception Growth Acquisition Limited was unable to file its Form 10-K for fiscal year ended December 31, 2025 by the March 31, 2026 deadline. The company cites a delay in completing its financial statements and anticipates filing within 15 calendar days of the prescribed due date. No significant change in operations is anticipated.
KonaTel Inc. Form 10-K Late Filing Notification
KonaTel Inc. filed a Form 12b-25 notification with the SEC on March 31, 2026, informing the Commission that its Form 10-K for the fiscal year ended December 31, 2025, cannot be filed by the prescribed deadline. The company states it is still completing its audited financial statements and expects to file on or before April 15, 2026. The late filing is attributed to the inability to complete the work without unreasonable effort or expense.
NT 10-K Late Filing Notification - DynaResource Inc
DynaResource Inc filed a Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The company cited its transition from an exploration-stage to a production-stage issuer as requiring additional time for auditors to complete procedures and finalize financial statements. Under Rule 12b-25, the company is granted a 15-day extension to file.
IT Tech Packaging Late 10-K Filing Notification
SEC received a Form 12b-25 Notification of Late Filing from IT Tech Packaging, Inc., a Chinese recycled paper manufacturer (CUSIP 46527C 20 9, SEC File 001-34577). The company cited inability to finalize financial results and disclosure requirements for its Form 10-K covering the period ended December 31, 2025, without unreasonable effort or expense. The filing grants an extension to submit the annual report.
MSCI Options Rule Filing for Reduced Value Indices
NYSE American filed SR-NYSEAMER-2026-28 to amend listing standards for reduced value indices related to MSCI options. The proposed rule change involves modifications to license agreements with MSCI and updates to NYSE American Rules governing index options, including Sections 903, 904, and related provisions. The filing references Exchange Act Section 19(b) and includes Exhibit 1 summarizing the rule change.
Sky Quarry Inc - Delisting Notice 8-K Filing
Sky Quarry Inc filed a Form 8-K current report with the SEC on March 24, 2026, under Item 3.01 regarding delisting or threatened delisting from a national securities exchange. The filing serves as a disclosure notification to shareholders and the market of material corporate events. No new regulatory requirements or penalties are associated with this disclosure filing.
FMSB Signs Consultation Agreement with AMF France
The Financial Markets Standards Board (FMSB) and Autorité des Marchés Financiers (AMF) signed a Consultation Agreement to strengthen cooperation between the two organisations. Under this agreement, the AMF will share expertise to support development of draft FMSB guidance materials and publications for wholesale financial markets, specifically Fixed Income, Currencies and Commodities (FICC).
Titanium Capital LLC and Henry Abdo - Ponzi Scheme Enforcement
The SEC obtained final judgments against Titanium Capital LLC and its founder Henry Abdo for operating a multi-million dollar Ponzi scheme that defrauded at least 162 investors out of over $5.3 million. The court entered permanent injunctions and ordered disgorgement of $2,920,668 plus prejudgment interest of $467,933. Abdo, who pleaded guilty to wire fraud in parallel criminal proceedings, received a 168-month prison sentence.
SEC Charges Ronald Smith Insider Trading
The SEC filed insider trading charges against Ronald Smith, a Connecticut resident and registered representative for a New York-based broker-dealer, alleging he traded on material nonpublic information misappropriated from a New York investment bank. Smith generated approximately $530,000 in illicit profits and, with a colleague, recommended trades to customers resulting in millions in customer profits and hundreds of thousands in split commissions.
Final Consent Judgments - Southern California Residents Charged with Insider Trading
The SEC obtained final consent judgments against Brent Cranmer and Daniel McCormick, two Southern California residents, for insider trading in Kaman Corporation securities ahead of its acquisition announcement. Cranmer was ordered to pay a $50,000 civil penalty and is prohibited from serving as an officer or director of a public company for five years. McCormick was ordered liable for disgorgement of $115,598, satisfied by parallel criminal forfeiture. Combined profits from the scheme exceeded $1 million.
No Cash Distribution Announced; Whistleblower Retaliation Lawsuit to Proceed Against PCEC
Pacific Coast Oil Trust announced no cash distribution to unitholders for January 2026 due to insufficient net profits and ongoing concerns about asset retirement obligations. The Trust disclosed that a federal whistleblower retaliation lawsuit by former employee Brendan Potyondy against PCEC will proceed after the U.S. District Court for the Central District of California denied PCEC's motion to dismiss on April 11, 2025.
PHP Holdings & Rhode Island Market Financial Statements
SEC EDGAR filing of unaudited condensed combined and consolidated financial statements for PHP Holdings, LLC and Rhode Island Market for the nine months ended June 30, 2025 and 2024. The filing includes balance sheets, statements of operations, statements of cash flows, and notes. Total assets reported at $336.5 million as of June 30, 2025.
Mecca Companies Pay Infringement Notices for Late Financial Reports
Three Mecca group companies paid $594,000 in ASIC infringement notices for failing to lodge FY24 audited financial reports on time. Mecca Brands Pty Ltd, Mecca Brands NZ Pty Ltd, and RTCH Pty Ltd each paid $198,000. ASIC's enforcement action highlights that large proprietary companies must meet their financial reporting obligations, with non-lodgement identified as a 2026 enforcement priority.
ISLA/SIFMA No-Action Letter - Rule 15c3-3 Equity Collateral Designation
The SEC Division of Trading and Markets issued a no-action letter granting ISLA Americas and SIFMA relief under Rule 15c3-3, permitting broker-dealers to use certain equity securities as collateral when borrowing fully-paid or excess margin securities from customers. The relief also allows broker-dealers to record a debit under item 11 of the customer Reserve Formula for the market value of such borrowed securities, subject to specified conditions.
Late Filing Notice - Moveix Inc.
SEC EDGAR received Form 12b-25 from Moveix Inc. (Scottsdale, AZ) on March 30, 2026, notifying late filing of Form 10-K for the period ended December 31, 2025. The company cites inability to compile necessary financial information and expects to file within the 15-day extension period under Rule 12b-25.
Late Filing Notice - Winvest Group Ltd
Winvest Group Ltd (CIK: 0001477932) filed Form 12b-25 with the SEC notifying the Commission that the company's annual report on Form 10-K for the period ended December 31, 2025 could not be filed within the prescribed time period. The company cited inability to compile necessary financial information as the reason and expects to file within the allowed extension period under Rule 12b-25.
Hudson Acquisition I Corp. NT 10-K Late Filing Notice
The SEC received a Form 12b-25 Notification of Late Filing from Hudson Acquisition I Corp., a New York-based public company. The company states it cannot file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025, by the prescribed deadline due to needing additional time to complete the filing with its advisors, auditors, and legal counsel. Under Rule 12b-25, the company has until the 15th calendar day following the original due date to file.
NT 10-K late filing notice for Webstar Technology Group
NT 10-K late filing notice for Webstar Technology Group
REGENEREX PHARMA INC 12b-25 late filing, December 2025
REGENEREX PHARMA INC 12b-25 late filing, December 2025
Cyber Enviro-Tech Late Filing Notification
SEC received Form 12b-25 from Cyber Enviro-Tech, Inc. (CIK: 1935092) notifying that the company's Annual Report on Form 10-K for the period ended December 31, 2025 cannot be filed on time due to scheduling conflicts related to completing the annual audit. The company expects to file within the automatic extension period permitted under SEC Rule 12b-25.
Summit Networks Late 10-K Filing Notification
Summit Networks, Inc. filed Form 12b-25 (Notification of Late Filing) with the SEC notifying that its Annual Report on Form 10-K for the period ended December 31, 2025 cannot be filed within the prescribed time period. The company cited difficulty in completing and obtaining required financial and other information without unreasonable effort and expense as the reason. The company expects to file within the extension period permitted by Rule 12b-25.
Motor Finance Consumer Redress Scheme
The FCA has published PS26/3, introducing an industry-wide motor finance redress scheme covering agreements between 2007 and 2024. The scheme will return £7.5 billion to consumers who were treated unfairly, with millions of claims expected to be settled in 2026 and the majority resolved by end of 2027. Firms must implement the scheme following defined deadlines based on loan vintage.
Quantum Dawn VIII Cybersecurity Exercise - Financial Sector Readiness
SIFMA released the After-Action Report for Quantum Dawn VIII, a November 2025 cybersecurity exercise involving approximately 1,000 participants from over 100 financial institutions, market utilities, and government agencies. The exercise simulated a polycrisis combining a Category 5 hurricane, transatlantic cable disruption, FMI outage, and state-sponsored cybersecurity attack. The report provides five recommendations for strengthening sector resilience.
Securities Contracts (Regulation) Rules, 1957 - March 2026 Amendment
SEBI issued the Securities Contracts (Regulation) Amendment Rules, 2026 on March 13, 2026, updating the Securities Contracts (Regulation) Rules, 1957. The amendment supersedes the previous version from May 19, 2025, and introduces changes to India's securities contract regulatory framework governing stock exchanges, brokers, and securities trading.
Late Filing Notice for Aerkomm Inc. Form 10-K
Aerkomm Inc. filed a Form 12b-25 Notification of Late Filing with the SEC for its Annual Report on Form 10-K covering the fiscal year ended December 31, 2025. The company states it requires additional time to gather necessary information and expects to file within the 15-day extension period permitted under Rule 12b-25. All other periodic reports have been filed and no significant change in results is anticipated.
MiCA Regulation Overview and CySEC Homepage Announcements
CySEC published its homepage with multiple announcements including a link to the MiCA Regulation overview, which establishes unified EU rules for crypto-asset transparency, issuance, offering, trading, and market abuse prevention. Additional announcements include a UN Security Council sanctions update adding one individual to the ISIL/Al-Qaeda list, suspension of UCITS and AIFM redemptions on April 3 and 6, 2026, and resignation of Kasselos Limited from administrative services licensing.
Sentient Brands Holdings Inc. - Notification of Late 10-K Filing
Sentient Brands Holdings Inc. has filed a Form 12b-25 to notify the SEC of a late filing for its annual report on Form 10-K for the period ended December 31, 2025. The company cited the need for additional time for compilation and review of disclosures. The filing is expected within 15 days of the original due date.
CirTran Corp - Notification of Late Filing for Form 10-K
CirTran Corporation has filed a Form 12b-25 to notify the SEC of a late filing for its annual report on Form 10-K for the period ended December 31, 2025. The company cited the need for additional time to compile and analyze documentation and for its independent auditor to complete its audit.