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SEC Initial Decision on Remand: Epic Capital Wealth Advisors, LLC

The SEC issued an initial decision on remand concerning the registration application of Epic Capital Wealth Advisors, LLC. The decision addresses whether the firm meets the requirements for registration as an investment adviser and is not prohibited from registering under Section 203A of the Investment Advisers Act of 1940.

SEC Administrative Proceeding Order - Horizon Thread (PTY) Ltd

The SEC issued an administrative order regarding Horizon Thread (PTY) Ltd, setting deadlines for filing an answer and a joint report. The order follows the respondent's stipulation to service and waiver of certain requirements in an ongoing administrative proceeding concerning its registration statement.

SEC Redesignates Judge for Epic Capital Wealth Advisors Proceeding

The SEC has redesignated the presiding judge for the administrative proceeding against Epic Capital Wealth Advisors, LLC. The new judge has ordered parties to file opening briefs by December 15, 2025, addressing specific requirements for investment adviser registration.

SEC Postpones Horizon Thread Registration Statement Deadline

The SEC has granted a 60-day postponement of deadlines in the administrative proceeding against Horizon Thread (PTY) Ltd. This allows the company additional time to cure deficiencies in its amended registration statement. The next status update is due April 13, 2026.

SEC Postpones Hearing for Horizon Thread Registration Statement

The SEC has postponed a hearing for Horizon Thread (PTY) Ltd's registration statement by 60 days. This postponement allows the company to amend its statement to cure deficiencies. A joint status update is required by February 9, 2026.

SEC Postpones Horizon Thread Hearing to December 15

The SEC has postponed the administrative hearing for Horizon Thread (PTY) Ltd from November 25, 2025, to December 15, 2025. This postponement is due to the Division of Enforcement's inability to serve the order instituting proceedings on the respondent.

SEC Reviews FINRA Action - Adam Strege

The SEC reviewed FINRA's action prohibiting Adam Strege from accessing its customer arbitration forum. The Commission partially set aside FINRA's order, dismissing the denial of current access but vacating the prospective ban on future attempts.

SEC Extends Decision Time for Laurence G. Allen

The Securities and Exchange Commission (SEC) has extended the decision deadline for Laurence G. Allen by 90 days in an administrative proceeding. The new deadline for issuing a decision is June 10, 2026.

SEC Denies Sandeep Aggarwal's Motion to Vacate Bar

The SEC denied Sandeep Aggarwal's motion to vacate or modify bars previously imposed in a 2014 settlement order. Aggarwal sought to remove bars from association with broker-dealers and participation in penny stock offerings, which stemmed from his 2013 injunction and criminal conviction for securities fraud.

SEC Order to Show Cause Against BorrowMoney.com

The SEC has issued an order to show cause against BorrowMoney.com, Inc. for failing to respond to an earlier order instituting proceedings. The company must explain why its securities registration should not be revoked by March 19, 2026.

SEC Grants FINRA Extension for Kaplan Review

The SEC has granted FINRA an extension to file the certified record in the administrative proceeding concerning Adam Scott Kaplan and Daniel Evan Kaplan. FINRA must now file the record by March 31, 2026. The SEC also requested briefing from FINRA on the applicants' stay request.

Government Regulations and Public Notices Document Access

This notice concerns the accessibility of government regulations and public notices through the regulations.gov platform. It aims to inform users about the availability and methods for accessing these important documents.

OSMRE Rescinds Ten-Day Notices Rule, Reinstates 2020 Rule

The Office of Surface Mining Reclamation and Enforcement (OSMRE) is rescinding its April 2024 "Ten-Day Notices" rule. It is replacing it with the November 2020 rule, with minor modifications to streamline coordination with state regulatory authorities. This rule is effective March 23, 2026.

Error Page - Document Not Found

The regulations.gov website is displaying a general error message indicating that a requested document or docket could not be found. Users are advised to check the URL or return to the homepage.

Government Website Error Notification

A notice from the US Federal Government indicates a general error occurred on a government website, preventing access to a specific document or docket. Users are advised to check the URL, return to the homepage, or contact the Help Desk if the problem persists.

Montana Regulatory Program Rule

The Office of Surface Mining Reclamation and Enforcement (OSMRE) is seeking public comment on a proposed amendment to Montana's regulatory program for surface coal mining and reclamation. The comment period closed on February 13.

Government Regulation Document

This document is a government regulation notice from the US Federal Government, identified by the docket number FLETC-2008-0001-0001. It pertains to general federal agency operations and does not appear to introduce new substantive requirements or deadlines.

Government Regulations and Public Notices

This notice from the US Federal Government announces the availability of official government regulations and public notices. It serves as a general announcement for accessing regulatory information through government channels.

Federal Law Enforcement Training Center Advisory Committee Notice

This notice announces the establishment of the Federal Law Enforcement Training Center (FLETC) advisory committee. The committee will provide advice and recommendations on FLETC programs and operations to the FLETC Director.

State and Local Training Advisory Committee Meeting Notice

The Federal Law Enforcement Training Center issued a notice regarding a meeting of the State and Local Training Advisory Committee. The meeting, held on April 17, 2008, discussed strategic planning and training needs for law enforcement officers.

Federal Law Enforcement Training Center Committee Charter Renewal

The Department of Homeland Security has renewed the charter for the State and Local Training Advisory Committee (SALTAC). The committee advises the Federal Law Enforcement Training Center on training services for state, local, and tribal law enforcement professionals. The renewal is effective March 24, 2008, and the charter expires March 24, 2010.

Child Support Enforcement Award to State Information Technology Consortium

The Office of Child Support Enforcement (OCSE) announced a non-competitive award of $124,474 to the State Information Technology Consortium (SITC). This award will fund efforts to educate judges on strategies for addressing parents who fail to make child support payments.

Tribal Child Support Enforcement Program Funding Consultation

The Office of Child Support Enforcement (OCSE) is announcing a consultation period for a proposed rule that would allow Tribes to apply for direct federal funding for child support automated data processing systems. Informational meetings and consultations will be held across the US.

Privacy Act Notice: New System of Records

The Office of Child Support Enforcement (OCSE) is establishing a new system of records, the 'Federal Parent Locator Service (FPLS) Child Support Services Portal.' This notice details the system's purpose, which is to provide authorized users with secure access to information for child support collection. The public comment period closed on August 20, 2010.

Rescission of Ten-Day Notices and Corrective Action Rule

The Office of Surface Mining Reclamation and Enforcement is rescinding the rule titled "Ten-Day Notices and Corrective Action for State Regulatory Program Issues." This rule, originally issued on April 9, 2024, established procedures for addressing issues within state regulatory programs. The rescission removes these specific notice and corrective action requirements.

West Virginia Regulatory Program Rule

The Department of the Interior's Office of Surface Mining Reclamation and Enforcement has published a final rule concerning the West Virginia Regulatory Program. This rule, with an effective date of March 23, 2026, establishes new regulatory requirements for surface mining operations in West Virginia.

Agency Information Collection Activities; General Reclamation Requirements

The Office of Surface Mining Reclamation and Enforcement is proposing to renew an information collection titled 'General Reclamation Requirements' under OMB Control Number 1029-0113. This collection supports compliance with the Surface Mining Control and Reclamation Act for abandoned mine land reclamation projects involving incidental coal extraction.

Montana Regulatory Program

The Department of the Interior's Office of Surface Mining Reclamation and Enforcement has published a final rule establishing the Montana Regulatory Program. This rule, with an effective date of March 16, 2026, outlines the regulatory framework for surface coal mining and reclamation operations in Montana.

North Dakota Regulatory Program Rule

The Department of the Interior's Office of Surface Mining Reclamation and Enforcement has published a final rule concerning the North Dakota Regulatory Program. This rule, identified by Docket No. OSM-2022-0010, will become effective on March 16, 2026.

Mississippi River Basin Floodplain Management; Request for Comments

The Interagency Floodplain Management Review Committee is requesting comments on floodplain management in the Mississippi River Basin. The comment period closed on April 1, 1994, with draft and final reports due in May and June 1994, respectively.

State and Local Training Advisory Committee Notice

The Federal Law Enforcement Training Center published a notice regarding the State and Local Training Advisory Committee. The notice details a meeting that occurred on April 17, 2008. This document serves as an informational update.

Advisory Committee for State and Local Training Announced

The Federal Law Enforcement Training Center announced the formation of the Advisory Committee to the Office of State and Local Training. The committee will hold its first meeting on April 17, 2008.

State and Local Training Advisory Committee Meeting Details

The Federal Law Enforcement Training Center has published a notice regarding the meeting details for the State and Local Training Advisory Committee. This notice provides information about an upcoming meeting.

State and Local Training Advisory Committee Meeting Notice

The Federal Law Enforcement Training Center has issued a notice announcing a meeting of the State and Local Training Advisory Committee. The meeting is scheduled for September 2, 2009. This notice serves to inform the public about the upcoming session.

State and Local Training Advisory Committee Meeting Details

The Federal Law Enforcement Training Center announced a meeting of the State and Local Training Advisory Committee. The meeting was scheduled for October 16, 2008. This notice provides details regarding the meeting time and location.

Commission on Advancement of Federal Law Enforcement Meeting Notice

The Commission on the Advancement of Federal Law Enforcement has issued a notice regarding an upcoming meeting. This notice provides details about the meeting, including the date and agency involved.

Commission on Federal Law Enforcement Hearings Notice

The Commission on the Advancement of Federal Law Enforcement published a notice announcing upcoming public hearings. These hearings are scheduled to take place on multiple dates between May and September 1998, with additional dates to be determined for later in the year.

Tribal Child Support Enforcement Program Proposed Rule

The Department of Health and Human Services, through the Office of Child Support Enforcement, has published a proposed rule concerning the Tribal Child Support Enforcement Program. This proposal outlines new regulations for tribal programs, with public consultations scheduled in June and July 2008.

State Parent Locator Service; Safeguarding Child Support Information

The Administration for Children and Families and the Office of Child Support Enforcement issued a final rule concerning the State Parent Locator Service and the safeguarding of child support information. This rule amends regulations related to child support enforcement services.

Notice to Award Non-Competitive Successor Award to SITC

The Department of Health and Human Services, Office of Child Support Enforcement, issued a notice to award a non-competitive successor award to the State Information Technology Consortium (SITC). This notice was published in the Federal Register on March 20, 2009.

State Parent Locator Service; Safeguarding Child Support Information

The Department of Health and Human Services, through the Administration for Children and Families and the Office of Child Support Enforcement, issued a final rule concerning the State Parent Locator Service and the safeguarding of child support information. This rule amends regulations related to child support enforcement.

Tribal IV-D Systems and Office Automation Proposed Rule

The Department of Health and Human Services, through the Office of Child Support Enforcement, has published a proposed rule regarding computerized tribal IV-D systems and office automation. This proposal outlines new requirements and guidelines for tribal agencies involved in child support enforcement.

FCA Consumer Understanding Good Practice Review

The FCA has published findings from its review into how financial firms approach consumer understanding, an outcome under the Consumer Duty. The guidance highlights good practices and areas for improvement across several key areas, including management information, innovation, vulnerability, financial promotions, and governance.

FCA Review of Second Charge Mortgages

The FCA has reviewed second charge mortgage intermediaries and lenders, identifying examples of good and poor practices. The review focused on advice, fees, charges, and affordability assessments. Firms are expected to review their practices to ensure they meet Consumer Duty standards.

FCA Mortgage Lending Statistics Q4 2025

The FCA has published its mortgage lending statistics for Q4 2025, showing a record £1.73 trillion in outstanding loans. Key findings include an increase in high loan-to-value and loan-to-income lending, alongside a decrease in gross mortgage advances compared to the previous quarter.

FCA Mortgage Charter Uptake Data

The FCA has published data on the uptake of the Government's Mortgage Charter for March 2026. The data, collected from 49 signatory firms representing 90% of the mortgage market, details the number of customers who have utilized options such as locking in new deals early or temporarily reducing payments. This publication provides insights into borrower support measures.

FCA Mortgage Lending Statistics - March 2026

The FCA has released its mortgage lending statistics for March 2026, based on data submitted via the Mortgage Lending and Administration Return (MLAR). The report details trends in outstanding mortgage loans, gross mortgage advances, and new mortgage commitments for Q4 2025.

SFC Regulatory Roadmap for Hong Kong Virtual Asset Market

The Securities and Futures Commission (SFC) of Hong Kong has released a regulatory roadmap titled 'A-S-P-I-Re' outlining its strategy for the virtual asset market. The roadmap details five pillars aimed at streamlining market entry, optimizing compliance, expanding product offerings, modernizing infrastructure, and empowering investors.

Framework for Virtual Asset Perpetual Contracts by VATP

The Securities and Futures Commission (SFC) has issued a high-level framework for licensed virtual asset trading platform operators offering perpetual contracts. This guidance outlines key risks and safeguards for product design, market manipulation, and client disclosures to enhance investor protection and market liquidity.

Hong Kong Fixed Income and Currency Market Development Roadmap

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) have released a roadmap for developing Hong Kong's fixed income and currency markets. The roadmap outlines initiatives across four pillars: boosting primary market issuance, enhancing secondary market liquidity, expanding offshore RMB business, and developing next-generation infrastructure.