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SRB Speech on Crisis Readiness and Financial System Resilience

Karen Braun-Munzinger of the Single Resolution Board (SRB) delivered a speech on crisis readiness and financial system resilience. The speech emphasized the SRB's focus on operationalizing crisis readiness, including clearer expectations, bank-led testing, and simplification efforts for banks within the banking union.

Bitcoin Depot LLC - License Suspension and Cease and Desist Order

The Connecticut Department of Banking has issued an order summarily suspending the money transmission license of Bitcoin Depot LLC. The order also includes a temporary cease and desist, a requirement for restitution and disgorgement, and notice of intent to revoke and refuse renewal, citing multiple alleged violations of state statutes.

FDIC Sunshine Act Meeting Notice

The Federal Deposit Insurance Corporation (FDIC) has issued a notice regarding a Sunshine Act meeting. The meeting is scheduled for March 19, 2026, and will be held with less than seven days' advance notice, as permitted under specific circumstances.

ESMA Compliance Table for Cloud Outsourcing Guidelines

The European Securities and Markets Authority (ESMA) has published a compliance table related to its guidelines on outsourcing to cloud service providers. This document serves as a reference for financial entities to assess their adherence to the existing guidelines.

ESMA Statement on Significant Benchmarks Notified by MSCI

The European Securities and Markets Authority (ESMA) has issued a statement regarding significant benchmarks notified by MSCI Limited under Article 24(2) of the Benchmark Regulation. This notice clarifies the status of these specific benchmarks within the EU regulatory framework.

TPR Data: Master Trusts Dominate DC Market as Smaller Schemes Exit

The Pensions Regulator (TPR) has released data showing a 15% decrease in defined contribution (DC) schemes in 2025, with master trusts now dominating the market. TPR urges smaller schemes that do not deliver value for savers to consolidate.

Bank of Canada, EDC, RBC, TD Complete Tokenized Bond Issuance Experiment

The Bank of Canada, Export Development Canada, RBC, and TD have successfully completed an experiment evaluating tokenization and distributed ledger technology (DLT) for bond issuance. The project, named 'Project Samara,' involved issuing a $100 million tokenized bond settled with central bank deposits, demonstrating potential efficiency gains and identifying operational complexities.

Canada's Monetary Policy Framework in a World of Supply-Driven Trade-offs

The Bank of Canada is discussing its monetary policy framework ahead of its upcoming renewal. Remarks by Sharon Kozicki highlight the success of the 2% inflation target and the increasing importance of supply-side developments in a changing global economy.

Bank of Canada Orders XTM Inc. to Cease Retail Payment Activities

The Bank of Canada has issued an immediate compliance order to XTM Inc. and its affiliates, prohibiting them from conducting retail payment activities or processing transactions from the AnyDay platform. This action was taken due to serious concerns about XTM's safeguarding of client funds.

Bank of Canada Issues Revised Compliance Order to XTM Inc.

The Bank of Canada has issued a revised temporary compliance order to XTM Inc. This order authorizes XTM to resume retail payment activities under the supervision of a court-appointed Monitor, subject to specific terms and conditions.

Bank of Canada Remarks on Financial Stability and Risks

Bank of Canada Governor Tiff Macklem delivered remarks on financial stability, highlighting new players and old risks in a changing landscape. The speech, delivered on March 4, 2026, discussed systemic vulnerabilities and the growth of private credit.

Federal Reserve Privacy Act System of Records Modification Proposed

The Federal Reserve System has proposed modifications to an existing system of records, BGFRS-14, concerning Federal Reserve Bank and Branch Directors. This notice is open for public comment until April 16, 2026, and the modifications will become effective on the same date unless public comments necessitate changes.

Federal Reserve: Agency Information Collection Activities Approval

The Federal Reserve announced the approval of agency information collection activities under delegated authority. This notice, published on March 17, 2026, details the extension of an existing information collection for three years without revision.

Federal Reserve: Bank Control Notices and Share Acquisitions

The Federal Reserve System has published a notice regarding change in bank control and acquisitions of shares of a bank or bank holding company. This notice provides information on regulatory filings and approvals related to these transactions.

Federal Reserve Notice on Bank Holding Company Formations, Acquisitions, and Mergers

The Federal Reserve System has published a notice regarding the formations, acquisitions, and mergers of bank holding companies. This notice, published on March 17, 2026, provides information on these corporate activities within the banking sector.

Federal Reserve Proposes Extending Mortgage Loan Originator Registration

The Federal Reserve System has proposed extending the information collection activities related to mortgage loan originator registration. This notice requests public comment on the proposed extension, which is currently set to expire soon.

SEC Extends Comment Period for Nasdaq Listing Rule

The SEC has extended the comment period for a proposed rule change by Nasdaq to establish a new continued listing requirement of at least $5 million in market value of listed securities. The new deadline for the SEC to act on the proposal is April 29, 2026.

SEC Sunshine Act Meeting Notice - March 19, 2026

The Securities and Exchange Commission (SEC) has announced a closed Sunshine Act meeting scheduled for March 19, 2026. The meeting will address the institution and settlement of injunctive actions and administrative proceedings, resolution of litigation claims, and other enforcement-related matters.

SEC approves Cboe BZX Exchange rule change on listing standards

The SEC has approved a rule change for the Cboe BZX Exchange, allowing its staff to grant an additional 180-day compliance period for beneficial holder listing deficiencies. This extends the total potential compliance period to 360 days for certain listed products demonstrating progress.

SEC: Nasdaq MRX proposes new Outcome-Related Options rule

The SEC is seeking public comment on a proposed rule change by Nasdaq MRX to list and trade Outcome-Related Options (OROs). These cash-settled, European-style binary options would be based on the Nasdaq-100 Index and Nasdaq-100 Micro Index.

Paxos Securities Settlement Company LLC Application Amendment

The SEC is publishing a notice of an amendment filed by Paxos Securities Settlement Company, LLC (PSSC) to its application for registration as a clearing agency. The amendment modifies exhibits related to member director considerations, PSSC rules on credit risk and counterparty termination, and ongoing monitoring of participants. The SEC is soliciting public comments on the amendment.

SEC Notice: JPMorgan Private Markets Fund Co-Investment Application

The SEC has issued a notice regarding an application from JPMorgan Private Markets Fund and affiliated entities. The application seeks an order to permit certain registered closed-end management investment companies and business development companies to co-invest in portfolio companies.

SEC Extends Nasdaq Rule Change Review for China Listing Criteria

The SEC has extended the review period for Nasdaq's proposed rule change regarding additional initial listing criteria for companies primarily operating in China. The comment period was originally set to end on March 18, 2026, but has been extended by 60 days.

SEC Proposed Rule Change: 24X National Exchange LLC Rebates

The SEC is seeking public comment on a proposed rule change by 24X National Exchange LLC. The exchange proposes to amend its transaction rebates, increasing the rebate for added displayed volume and decreasing rebates for added midpoint volume executions. These changes aim to incentivize liquidity provision.

SEC Proposes Rule Change for MIAX Sapphire Fee Schedule

The SEC is publishing for comment a proposed rule change filed by MIAX Sapphire, LLC. The proposal seeks to amend the exchange's Fee Schedule to update certain non-transaction fee waivers and remove expired text related to trading floor operations. This action follows the exchange's launch of its trading floor in September 2025.

Nasdaq MRX LLC Proposed Rule Change - Fees and Rebates

Nasdaq MRX LLC has filed a proposed rule change with the SEC to amend its fee schedule. The exchange proposes to discontinue the Tier 4 Priority Customer Maker Rebate for Non-Penny Symbols. The SEC is soliciting comments on this proposal.

ASIC Consultation: Remaking Exchange-Traded Warrant Relief Instruments

ASIC is seeking feedback on its proposal to remake two legislative instruments related to exchange-traded warrants, which are due to sunset in 2026. Minor amendments are proposed to improve clarity and align with current legislation. Feedback is due by 24 March 2026.

FMA Fines Private Person €9,000 for Delayed Proprietary Trading Notification

The Austrian Financial Market Authority (FMA) imposed a EUR 9,000 fine on a supervisory board member for failing to notify about proprietary trading within the required three business days. This action stems from a breach of the Market Abuse Regulation (MAR).

CFTC Proposes Rule on Prediction Markets

The CFTC has issued an advance notice of proposed rulemaking regarding prediction markets and event contracts. The agency is seeking public comment on various aspects, including statutory core principles, prohibited contracts, and cost-benefit considerations, to inform potential future agency actions.

Global FX Derivatives Market Overview: Size, Structure and Uses

The International Swaps and Derivatives Association (ISDA) has published an overview of the global FX derivatives market, reporting $6.6 trillion in average daily turnover as of April 2025. The report highlights growth in forwards and options and details the market's structure, uses, and geographic concentration.

FCA Modernises Financial Redress System

The FCA has announced updates to the financial redress system, in collaboration with the Financial Ombudsman Service and the Government. These changes aim to provide consumers with fairer outcomes more quickly and offer firms greater clarity on complaint handling processes.

SEC Adopts Amendments to EDGAR Filer Manual

The SEC has adopted amendments to the EDGAR Filer Manual, Volumes I and II, with the EDGAR Release 26.1 scheduled for deployment on March 16, 2026. These amendments update the electronic filing system's procedures and requirements for public companies and other regulated entities.

SEC Proposes Amendments to Rule 15c2-11 for Equity Securities

The SEC has proposed amendments to Rule 15c2-11, which governs information requirements for brokers and dealers publishing quotations for equity securities in the OTC market. The proposed changes aim to update the rule's focus on preventing manipulative trading schemes.

Ascent Federal Credit Union Member Notice

The National Credit Union Administration (NCUA) has posted a member notice from Ascent Federal Credit Union. This notice was posted on March 16, 2026, and is available for public review and comment via Regs.gov.

NCUA Proposed Merger of Ascent and Goldenwest Credit Unions

The National Credit Union Administration (NCUA) is seeking public comment on the proposed merger of Ascent Credit Union and Goldenwest Credit Union. This consultation period allows stakeholders to provide input on the potential consolidation of these financial institutions.

Bitcoin Depot Operating LLC Administrative Order

The Connecticut Department of Banking has added a new administrative order for Bitcoin Depot Operating LLC, dated March 9. This action pertains to the company formerly known as LUX Vending LLC.

Gambling Commission Appoints Executive Director of Operations

The UK Gambling Commission has appointed Sue Young as its new Executive Director of Operations. She will lead operational functions to ensure gambling remains safer, fairer, and crime-free. This appointment brings extensive public sector leadership experience to the commission.

International Operation Disrupts Crypto Fraud and Aids Victims

An international law enforcement operation, Operation Atlantic, has been launched by agencies in the US, UK, and Canada to disrupt crypto fraud, specifically 'approval phishing' scams. The operation aims to identify and assist victims, recover stolen funds, and raise public awareness about cryptocurrency investment scams.

APRA Remarks on Australia's Financial System Vulnerabilities

APRA Chairman John Lonsdale delivered remarks at the 2026 AFR Banking Summit, outlining vulnerabilities in Australia's financial system and announcing plans to strengthen liquidity frameworks for large banks. Measures are also proposed to ease regulatory burdens for smaller banks.

APRA Consults on Bank Capital and Liquidity Reforms

The Australian Prudential Regulation Authority (APRA) is consulting on reforms to bank capital and liquidity settings. The proposed changes aim to enhance the resilience of Australia's financial system by updating liquidity frameworks to align with international practice and making the capital framework more risk-sensitive. The reforms are expected to be broadly cost-neutral for the industry.

BaFin Warns Equity Research Ventures PTE. LTD. - No Prospectus

BaFin has issued a warning regarding Equity Research Ventures PTE. LTD. for offering capital investments in Germany without a required prospectus. The company is purportedly based in Singapore and is offering investments under the name "Co-Investment AlleAktien Wealth x SpaceX".

BaFin Investigates Fides Ventures and Nexquant for Unauthorized Business

BaFin is investigating Fides Ventures and Nexquant for offering financial and cryptoasset services without authorization. The companies are allegedly using WhatsApp groups and a crypto exchange to solicit German investors for unauthorized financial instruments and cryptoassets.

BaFin Warns Against Prometheus Investment Alliance WhatsApp Offers

BaFin has issued a warning against Prometheus Investment Alliance (PIA) for allegedly offering unauthorized financial and cryptoasset services in Germany via WhatsApp groups and a website. Consumers are being tricked into trading via a specific app using a trading system, and BaFin suspects the operators lack the required authorization.

BaFin Warns Against VYNEX Trade Offers on WhatsApp

BaFin has issued a warning against VYNEX Trade for operating without authorization, offering financial and crypto-asset services via WhatsApp groups and the Lirunex Trading app. The warning highlights potential identity fraud and advises consumers to check BaFin's database for authorized companies.

BaFin Warns Consumers About Obsidian Group Website

BaFin, the German financial regulator, has issued a warning to consumers regarding the website obsidian-group(.)org. The site is suspected of offering financial, investment, and cryptoasset services without the necessary authorization from BaFin.

BaFin warns consumers about alijz(.)com identity fraud

BaFin warns consumers about alijz(.)com identity fraud

BaFin Warns Against Unauthorized Mjolnex Offers

Germany's BaFin has issued a warning against Mjolnex for offering financial, investment, and crypto asset services without the required authorization. The warning pertains to offers made on the website mjolnex-ltd.com and highlights the risks to consumers.

BaFin Warns Consumers About Unauthorized 'Smarter trading' Platforms

BaFin has issued a warning to consumers regarding a series of unauthorized online platforms operating under the slogan 'Smarter trading with zero spreads.' These platforms are suspected of conducting banking business and/or providing financial services without the necessary authorization from BaFin, posing a risk to consumers.

BaFin Warns Consumers About mbspoint(.)com

BaFin has issued a warning to consumers regarding the website mbspoint(.)com. The BaFin suspects that the operators of this website are offering financial, investment, and cryptoasset services without the necessary authorization required in Germany.

BaFin warns consumers about Gainorex Investment app

BaFin has issued a warning to consumers regarding the Gainorex Investment app, which is being promoted via a WhatsApp group. BaFin suspects the operators are conducting banking and/or financial services without the necessary authorization, making them unsupervised.