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Agency Information Collection Activities Proposed Collection Comment Request Extension Schedule TO

The SEC has published a notice in the Federal Register (91 FR 20542, Document No. 2026-07433) seeking public comments on extending OMB Control No. 3235-0515, the information collection requirements for Schedule TO tender offer filings under the Securities Exchange Act of 1934. Schedule TO is used by offerors to report tender offer transactions. The notice is part of the agency's routine paperwork extension process.

SEC Proposes Extension of OMB Approval for Form 5 Annual Statement of Beneficial Ownership

The SEC has published a notice in the Federal Register (91 FR 20527, Document No. 2026-07432) seeking public comment on extending the Office of Management and Budget's approval of the information collection requirements for Form 5, the Annual Statement of Beneficial Ownership. Form 5 is used by officers, directors, and 10% beneficial owners to report securities transactions and holdings under Section 16 of the Securities Exchange Act of 1934. The notice announces the third-year extension of the existing OMB control number 3235-0362.

MIAX Sapphire Proposes Crypto Trust Options Listing Criteria

The SEC published notice that MIAX Sapphire, LLC filed a proposed rule change to amend Exchange Rule 402 (Criteria for Underlying Securities) and Exchange Rule 403 (Withdrawal of Approval of Underlying Securities). The proposal would establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The SEC is seeking public comment on the proposed rule change.

MIAX PEARL Proposes Rule Change for Options on Commodity-Based Crypto Trusts

The SEC published a notice of a proposed rule change by MIAX PEARL, LLC (File No. SR-PEARL-2026-15) to amend Exchange Rule 402 and Rule 403. The proposal would establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The exchange seeks public comment on the proposed framework.

Miami Exchange Rule Change Crypto Trust Options Listing

SEC published notice of Miami International Securities Exchange's proposed rule change to amend Exchange Rules 402 and 403 to establish listing criteria and withdrawal standards for options on commodity-based trusts holding multiple crypto assets. The proposal, designated SR-MIAX-2026-13, seeks public comment on standards for approving and maintaining these novel derivative products on a national securities exchange. Affected parties including broker-dealers and investors should monitor this proceeding as the standards established may set precedent for future crypto-related securities products.

Nasdaq GEMX Rule Change on Review of Professional Orders

The SEC filed notice of Nasdaq GEMX's immediately effective rule change amending procedures for review of professional orders. The change was filed under SR-GEMX-2026-14 and became effective upon filing. Broker-dealers executing professional orders on the exchange may be affected by modified review procedures.

Nasdaq ISE Professional Order Review Rule Effective

The SEC granted Nasdaq ISE, LLC immediate effectiveness for a proposed rule change (SR-ISE-2026-16) amending the review of professional orders. The filing, designated Release No. 34-105218, was published in the Federal Register at 91 FR 20542. Nasdaq ISE, as a registered options exchange, filed the rule change to modify its procedures for reviewing professional orders.

CME Securities Clearing Governance and By-Laws Amendment Approved

The SEC issued Order No. 34-105214 approving CME Securities Clearing Inc.'s proposed rule change to modify its Amended and Restated By-Laws and several committee charters including the Board of Directors Charter, Risk Management Committee Charter, Nominating Committee Charter, and Audit Committee Charter. The approval applies to CME Securities Clearing Inc., a registered clearing agency and self-regulatory organization. The rule change was filed under File No. SR-CMESC-2026-002.

NSCC Filing to Extend U.S. Equity Trading Hours

The SEC published notice of SR-NSCC-2026-006, filed by the National Securities Clearing Corporation, seeking approval to modify NSCC's rules to support industry efforts to extend trading hours for U.S. equity markets. The proposed rule change would enable NSCC to clear and settle trades executed during extended trading sessions. The SEC is accepting public comments on the proposal.

Proposed New and Renewal of Agency Information Collections Request for Comments

The National Credit Union Administration (NCUA) has published a Federal Register notice requesting public comments on proposed new and renewal of agency information collections under the Paperwork Reduction Act. Credit unions and other interested parties have until May 18, 2026 to submit comments on these information collection requests. The notice outlines the specific data collections NCUA seeks to renew or newly implement for regulatory oversight purposes.