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DFPI Shares Steps to Protect Family from Scams

The California Department of Financial Protection and Innovation (DFPI) issued a notice sharing practical steps for consumers to protect themselves and their families from scams and fraud. This follows a year where the DFPI and Attorney General's office shut down 48 scam websites.

CME Group Trading Notices and Advisories

CME Group provides a tool to search and filter historical and recent trading notices, advisories, and market data. This notice describes the functionality of the search tool and directs users to subscription options for updates.

CME Group Market Data, Clearing, and Margin Rules Archive

CME Group provides an archive of market data, clearing advisories, and margin rules. This tool allows users to search and filter historical notices related to trading and clearing operations. Users can subscribe to receive future updates directly.

CME Group Market Regulation Advisory Notices (MRANs)

CME Group has published a collection of Market Regulation Advisory Notices (MRANs) providing guidance on exchange rules. These notices cover various topics including position limits, block trades, and disruptive practices. The MRANs are applicable to CME, CBOT, NYMEX, and COMEX exchanges.

CME Group Rule Filings and Advisories

CME Group provides access to its rule filings, market data, and clearing advisories, which are submitted to regulatory bodies like the CFTC and SEC. This page serves as a central repository for these official documents, allowing users to find historical and current submissions.

NYSE Arca Rule Filing: Elimination of Outdated Publication Obligations

NYSE Arca has filed a rule proposal to eliminate outdated publication obligations related to its listing standards. This change aims to streamline reporting requirements and remove redundant provisions from its rulebook. The filing was submitted to the SEC for review.

AT&T Corp. v. FCC - Oral Argument Transcript

This document contains the transcript of oral arguments for the court case AT&T Corp. v. FCC, No. 01-1485, heard by the D.C. Circuit Court. The filing was released, adopted, and issued on March 13, 2026.

Verizon v. FirstEnergy - Order Denying Motion to Reopen Pole Attachment Complaint

The FCC issued an order denying a motion to reopen a pole attachment complaint proceeding involving Verizon Pennsylvania LLC and FirstEnergy Pennsylvania Electric Company. This action stems from a complaint filed under docket number 26-44.

Nasdaq Rulebook Availability and Search

Nasdaq has announced the availability of its Rulebook through an advanced search function on its listing center website. This update provides listed companies and interested parties with enhanced access to Nasdaq's regulatory rules and guidance.

Nasdaq Noncompliant Company List and SEC Rules

Nasdaq publishes a daily list of companies that are noncompliant with continued listing standards or pending delisting. This list aids brokers and dealers in complying with SEC Penny Stock Rules, specifically SEC Rule 3a51-1(g). Companies are added or removed daily based on compliance status and trading data.