Changeflow GovPing Derivatives Regulation CME Group Rule Filings and Advisories
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CME Group Rule Filings and Advisories

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Detected March 14th, 2026
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Summary

CME Group provides access to its rule filings, market data, and clearing advisories, which are submitted to regulatory bodies like the CFTC and SEC. This page serves as a central repository for these official documents, allowing users to find historical and current submissions.

What changed

CME Group has compiled a central access point for its rule filings, amendments, and regulatory guidance that are submitted to the CFTC and SEC. The page categorizes these filings by year and regulatory body, providing links to PDF documents and ZIP archives for historical data. This includes filings related to various trading platforms and market operations.

Regulated entities and market participants should utilize this resource to stay informed about CME Group's official rule changes and regulatory submissions. While this page itself does not impose new obligations, the linked rule filings may contain substantive changes requiring review and potential compliance adjustments. No specific compliance deadlines or penalties are detailed on this access page, but users are advised to consult the individual filings for such information.

What to do next

  1. Review the linked CFTC and SEC rule filings for any substantive changes affecting operations.
  2. Bookmark the CME Group rule filings page for ongoing monitoring of regulatory updates.

Source document (simplified)

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Rule Filings

CME Group routinely submits new rules, rule amendments, and regulatory guidance that must be documented for regulatory purposes. Use the links below to access a complete catalogue of these submissions that have been filed with the CFTC and SEC.

CFTC Filings

NEX SEF (prior to July 2020)

SEC Filings

Related Resources

More in Market Regulation

    • Market Regulation Home
    • The Market Regulation Department works to protect the integrity of the Exchange markets and their participants.
    • Rulebooks
    • Exchange-Specific Rules for CME, CBOT, NYMEX, and COMEX.
    • Position Limits
    • Get information on position limits, position accountability levels, and reportable position levels in CME, CBOT, NYMEX, and COMEX products.
    • Advisory Notice Search
    • Stay up-to-date with the latest Advisory Notices on regulatory issues.

  • CME Group is the world’s leading derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs).
    Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.

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Source

Analysis generated by AI. Source diff and links are from the original.

Classification

Agency
Various
Instrument
Rule
Legal weight
Binding
Stage
Final
Change scope
Minor

Who this affects

Applies to
Financial advisers Fund managers Investors
Geographic scope
National (US)

Taxonomy

Primary area
Securities
Operational domain
Compliance
Topics
Market Data Clearing

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