Nasdaq Rulebook Availability and Search
Summary
Nasdaq has announced the availability of its Rulebook through an advanced search function on its listing center website. This update provides listed companies and interested parties with enhanced access to Nasdaq's regulatory rules and guidance.
What changed
Nasdaq has updated its online presence to offer an advanced search feature for its Rulebook, accessible via the Nasdaq Listing Center. This change aims to improve discoverability and accessibility of the rules governing listed companies and market participants.
This update is primarily informational, providing a more efficient way for compliance officers and legal professionals to access relevant Nasdaq rules and guidance. No new obligations or deadlines are imposed by this announcement; however, it facilitates easier review and understanding of existing requirements.
What to do next
- Bookmark the Nasdaq Rulebook advanced search page for easy reference.
- Familiarize compliance staff with the new search functionality for rule inquiries.
Source document (simplified)
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| \| The Nasdaq Stock Market Rulebook \| Rule Filings \| Nasdaq Texas Rulebook \| Rule Filings \| Nasdaq PHLX Rulebook \| Rule Filings \| Nasdaq ISE Rulebook \| Rule Filings \| Nasdaq MRX Rulebook \| Rule Filings \| | The Nasdaq Stock Market Rulebook \| Rule Filings | Nasdaq Texas Rulebook \| Rule Filings | Nasdaq PHLX Rulebook \| Rule Filings | Nasdaq ISE Rulebook \| Rule Filings | Nasdaq MRX Rulebook \| Rule Filings |
| The Nasdaq Stock Market Rulebook \| Rule Filings | Nasdaq Texas Rulebook \| Rule Filings | Nasdaq PHLX Rulebook \| Rule Filings | Nasdaq ISE Rulebook \| Rule Filings | Nasdaq MRX Rulebook \| Rule Filings | |
| \| Nasdaq GEMX Rulebook \| Rule Filings \| Nasdaq Futures Rulebook \| Rule Filings \| Stock Clearing Corporation of Philadelphia Rulebook \| Rule Filings \| Boston Stock Exchange Clearing Corporation Rulebook \| Rule Filings \| | Nasdaq GEMX Rulebook \| Rule Filings | Nasdaq Futures Rulebook \| Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook \| Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook \| Rule Filings | |
| Nasdaq GEMX Rulebook \| Rule Filings | Nasdaq Futures Rulebook \| Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook \| Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook \| Rule Filings | | |
| | | | | | | | | | \| Rules and Regulations \| | Rules and Regulations |
| Rules and Regulations | | | | Rules and Regulations | | Rules and Regulations | | The Nasdaq Stock Market Rulebook \| Rule Filings | Nasdaq Texas Rulebook \| Rule Filings | Nasdaq PHLX Rulebook \| Rule Filings | Nasdaq ISE Rulebook \| Rule Filings | Nasdaq MRX Rulebook \| Rule Filings | | The Nasdaq Stock Market Rulebook | Rule Filings | Nasdaq Texas Rulebook | Rule Filings | Nasdaq PHLX Rulebook | Rule Filings | Nasdaq ISE Rulebook | Rule Filings | Nasdaq MRX Rulebook | Rule Filings | | Nasdaq GEMX Rulebook \| Rule Filings | Nasdaq Futures Rulebook \| Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook \| Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook \| Rule Filings | | Nasdaq GEMX Rulebook | Rule Filings | Nasdaq Futures Rulebook | Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook | Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook | Rule Filings | |
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| | \| Rules and Regulations \| | Rules and Regulations |
| Rules and Regulations | | | | Rules and Regulations | | Rules and Regulations | | | | | | | | | | | | | | |
| | Rules and Regulations | | Rules and Regulations | | | | | | | | | | | | | | | |
| Rules and Regulations | | | | | | | | | | | | | | | | |
| | The Nasdaq Stock Market Rulebook \| Rule Filings | Nasdaq Texas Rulebook \| Rule Filings | Nasdaq PHLX Rulebook \| Rule Filings | Nasdaq ISE Rulebook \| Rule Filings | Nasdaq MRX Rulebook \| Rule Filings | | The Nasdaq Stock Market Rulebook | Rule Filings | Nasdaq Texas Rulebook | Rule Filings | Nasdaq PHLX Rulebook | Rule Filings | Nasdaq ISE Rulebook | Rule Filings | Nasdaq MRX Rulebook | Rule Filings | | | | | | | | | | | |
| The Nasdaq Stock Market Rulebook | Rule Filings | Nasdaq Texas Rulebook | Rule Filings | Nasdaq PHLX Rulebook | Rule Filings | Nasdaq ISE Rulebook | Rule Filings | Nasdaq MRX Rulebook | Rule Filings | | | | | | | | | | | | |
| | Nasdaq GEMX Rulebook \| Rule Filings | Nasdaq Futures Rulebook \| Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook \| Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook \| Rule Filings | | Nasdaq GEMX Rulebook | Rule Filings | Nasdaq Futures Rulebook | Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook | Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook | Rule Filings | | | | | | | | | | | | |
| Nasdaq GEMX Rulebook | Rule Filings | Nasdaq Futures Rulebook | Rule Filings | Stock Clearing Corporation of Philadelphia Rulebook | Rule Filings | Boston Stock Exchange Clearing Corporation Rulebook | Rule Filings | | | | | | | | | | | | | |
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| What is Nasdaq? | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Newsroom | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Investor Relations | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Careers | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Public Policy Advocacy | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| On the Issues | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Nasdaq Filings | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Economic Signals | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Corporate Solutions | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Intelligence | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Communications | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Governance | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Visibility | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Related Links | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Issuer Alerts | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Listing Rules / Rule Filings | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MarketWatch Electronic Disclosure | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Nasdaq Online | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
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| | \| Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved \| Privacy Statement \| Terms and Conditions \| \|
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA ® and Financial Industry Regulatory Authority, Inc. ® are registered trademarks of Financial Industry Regulatory Authority, Inc. | Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved \| Privacy Statement \| Terms and Conditions | | |
| Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved \| Privacy Statement \| Terms and Conditions | | | | | | Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved \| Privacy Statement \| Terms and Conditions | |
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA ® and Financial Industry Regulatory Authority, Inc. ® are registered trademarks of Financial Industry Regulatory Authority, Inc. | Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved | Privacy Statement | Terms and Conditions | | |
| | Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved \| Privacy Statement \| Terms and Conditions | |
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA ® and Financial Industry Regulatory Authority, Inc. ® are registered trademarks of Financial Industry Regulatory Authority, Inc. | Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved | Privacy Statement | Terms and Conditions | | | |
| Nasdaq's US Listing Center is powered by ExACT SM, our Exchange Analysis and Compliance Tracking system SM
© 2017-2022, Nasdaq, Inc. All Rights Reserved | Privacy Statement | Terms and Conditions | | | | |
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