Changeflow GovPing Government & Legislation SBA Data Collection Available for Public Commen...
Routine Notice Added Consultation

SBA Data Collection Available for Public Comments Under PRA

Favicon for www.federalregister.gov FR: Small Business Administration
Published April 1st, 2026
Detected April 1st, 2026
Email

Summary

The Small Business Administration (SBA) published a 30-day notice and request for public comments under the Paperwork Reduction Act regarding information collection requirements for Small Business Investment Companies (SBICs). The notice concerns Form 857 (Request for Information Concerning Portfolio Financing), OMB Control Number 3245-0109, with an estimated 2,685 annual respondents and 3,356 annual burden hours. Comments must be submitted by May 1, 2026.

What changed

SBA's Office of Investment and Innovation is seeking public comments on its existing information collection requirements for SBICs under Section 310 of the Small Business Investment Act of 1958 (15 U.S.C. 687b) and 13 CFR 107.690-691. The collection involves SBA Form 857 used during biennial SBIC examinations to verify lawful portfolio financing activities.

Regulated entities and interested parties should submit comments to www.reginfo.gov/public/do/PRAMain by May 1, 2026, specifically addressing whether the collection is necessary, the accuracy of burden estimates, and ways to reduce respondent burden. No new compliance obligations are imposed—this is a routine PRA information collection renewal.

Source document (simplified)

Notice

Data Collection Available for Public Comments

A Notice by the Small Business Administration on 04/01/2026

  • This document has a comment period that ends in 30 days.
    (05/01/2026) View Comment Instructions

  • PDF

  • Document Details

  • Document Dates

- Table of Contents

  • Public Comments
  • Regulations.gov Data

- Sharing

  • Print
  • Other Formats
  • Public Inspection Published Document: 2026-06309 (91 FR 16275) Document Headings ###### Small Business Administration

AGENCY:

U.S. Small Business Administration.

ACTION:

30-Day notice and request for comments.

SUMMARY:

The Small Business Administration (SBA) will submit the information collection described below to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995, as amended, on or after the date of publication of this notice. SBA is publishing this notice to allow all interested members of the public an additional 30 days to provide comments on the collection of information.

DATES:

Submit comments on or before May 1, 2026.

ADDRESSES:

Written comments and recommendations for this information collection request should be sent within 30 days of publication of this notice to www.reginfo.gov/​public/​do/​PRAMain. Find this particular information collection request by selecting “Small Business Administration”; “Currently Under Review,” then select the “Only Show ICR for Public Comment” checkbox. This information collection can be identified by title and/or OMB Control Number, which are provided below.

FOR FURTHER INFORMATION CONTACT:

You may obtain information including a copy of the forms and supporting documents from the Interim Agency Clearance Officer, Shauniece Carter, at (202) 205-6536, or shauniece.carter@sba.gov, or from www.reginfo.gov/​public/​do/​PRAMain.

SUPPLEMENTARY INFORMATION:

The Office of Investment and Innovation (OII) of the Small Business Administration (SBA) is required to examine Small Business Investment Companies (SBICs) pursuant to Section 310 of the Small Business Investment Act of 1958, as amended, 15 U.S.C. 687b, and the implementing regulations at 13 CFR 107.690-691. The purpose of the examination, as provided by statute, is to determine, in part, whether or not an SBIC has engaged “solely in lawful activities and those [activities] contemplated” by Title III of the Small Business Investment Act. As part of its effort to meet this statutory requirement, SBA's Office of SBIC Examinations collects information on SBA Form 857, Request for Information Concerning Portfolio Financing, as a means of gathering independent information relevant to each SBIC examination, which is required by statute to occur at least biennially (15 U.S.C. 687b(c)).

OMB Control Number: 3245-0109.

Title: Request for Information Concerning Portfolio Financing.

Description of Respondents: Small Business Investment Company (SBIC) applicants.

Form Number: Form 857.

Estimated Annual Respondents: 2685.

Estimated Annual Hour Burden: 3356.

Solicitation of Public Comments

SBA invites the public to submit comments, including specific and detailed suggestions on ways to improve the collection and reduce the burden on respondents. Commenters should also address (i) whether the information collection is necessary for the proper performance of SBA's functions, including whether it has any practical utility; (ii) the accuracy of the estimated burdens; (iii) ways to enhance the quality, utility, and clarity of the information to be collected; and (iv) the use of automated collection techniques or other forms of information technology to minimize the information collection burden on those who are required to respond.

Shauniece Carter,

Interim Agency Clearance Officer.

[FR Doc. 2026-06309 Filed 3-31-26; 8:45 am]

BILLING CODE 8026-09-P

Published Document: 2026-06309 (91 FR 16275)

CFR references

13 CFR 107.690 13 CFR 107.691

Named provisions

Request for Information Concerning Portfolio Financing Solicitation of Public Comments

Classification

Agency
Small Business Administration
Published
April 1st, 2026
Comment period closes
May 1st, 2026 (30 days)
Compliance deadline
May 1st, 2026 (30 days)
Instrument
Notice
Legal weight
Non-binding
Stage
Consultation
Change scope
Minor
Document ID
91 FR 16275

Who this affects

Applies to
Investors
Industry sector
5239 Asset Management
Activity scope
Venture Capital Reporting Investment Company Reporting
Geographic scope
United States US

Taxonomy

Primary area
Banking
Operational domain
Compliance
Topics
Financial Services Securities

Get Government & Legislation alerts

Weekly digest. AI-summarized, no noise.

Free. Unsubscribe anytime.

Get alerts for this source

We'll email you when FR: Small Business Administration publishes new changes.

Optional. Personalizes your daily digest.

Free. Unsubscribe anytime.