Recent changes
GovPing tracks 458 sources for this role, representing 2,347 total sources across GovPing, covering guidance, enforcement, rule, FAQ, notice, and consultation instruments, with 659 changes in the last 7 days.
Recent highlights include the $600K OSC fine against Liquidnet Canada for a trading breach and the SEC's revocation of W&E Source Corp.'s registration.
The $1.3M CFTC judgment against a Florida resident for fraud and the Keisha McBride $63k restitution conviction by the Alabama AG round out the week.
FINRA Trade Reporting Enhancements for Fractional Share Transactions
FINRA is reminding firms of upcoming trade reporting enhancements for fractional share transactions, effective February 23, 2026. Members will be required to report fractional share quantities up to six digits after the decimal in a new field.
FINRA Guidance on Negative Consent for Bulk Customer Account Transfers
FINRA has issued guidance to reduce burdens for broker-dealers regarding the use of negative consent for bulk customer account transfers. This notice eliminates the requirement for firms to submit draft letters to FINRA for review and approval, consolidating existing guidance and providing effective practices.
Insider trading charges, final judgment against Kevin Van de Grift
Insider trading charges, final judgment against Kevin Van de Grift
Saeid Jaberian final judgment: $66,749 disgorgement, injunctions
Saeid Jaberian final judgment: $66,749 disgorgement, injunctions
Final judgment against Shannon Illingworth, GP Solutions
Final judgment against Shannon Illingworth, GP Solutions
Motil litigation release 26462, final judgment, $2.9M, $340K, $5M
Motil litigation release 26462, final judgment, $2.9M, $340K, $5M
SEC charges Sumit Rai, others; $10.6 million misappropriated
SEC charges Sumit Rai, others; $10.6 million misappropriated
SEC dismisses action against Guy Robert Elliott
SEC dismisses action against Guy Robert Elliott
Final judgment entered against Mendia-Alcaraz, Toltec Capital LLC
Final judgment entered against Mendia-Alcaraz, Toltec Capital LLC
Bradford consented to final judgment in Ponzi scheme
Bradford consented to final judgment in Ponzi scheme
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873 changes in last 7 days
Latest high priority updates
Categories
504 official sources tracked
Frequently asked questions
What does this feed cover?
Enforcement actions, guidance updates, and rule changes across every major federal financial regulator. OCC bulletins, FDIC financial institution letters, Fed SR letters, PCAOB standards, CFPB supervisory highlights, and state banking department actions.
Who is this for?
Compliance officers, risk managers, and GRC teams at banks, broker-dealers, and investment advisers who need to track regulatory changes across federal and state financial regulators.
How often is this updated?
GovPing checks source pages multiple times daily. SEC enforcement actions and OCC bulletins typically appear within hours of publication.
What agencies does this cover?
SEC, OCC, FDIC, Federal Reserve, FINRA, CFPB, FASB, PCAOB, and state banking regulators across all 50 states.
How is this different from Compliance.ai or FiscalNote?
Compliance.ai and FiscalNote bundle regulatory data into broader GRC platforms. GovPing is a free feed of the source agency pages where guidance, bulletins, and enforcement actions are first published - tightly briefed by sector, AI-summarized on every change.
Is GovPing free?
Yes. GovPing is free, and always will be. We believe government regulatory data should be accessible to everyone. For custom monitoring of pages we don't cover yet, Changeflow starts at $99/mo.
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