Recent changes
GovPing tracks 504 sources in this role out of 2,503 total on GovPing, covering Guidance, Enforcement, Rule, FAQ, Notice, and Consultation instruments, with 875 changes recorded in the last 7 days.
Recent enforcement actions include the CFTC banning Fortini $1.3M disgorgement, a Nevada woman sentenced to 54 months for a $100M COVID‑tax fraud, and insurance brokers ordered to pay $135M for ACA fraud. The SEC also secured over $2 M in final judgments against Spartan Trading for offering fraud.
Bay-Valley Mortgage Group Ordered to Cease and Desist Business
The Washington Department of Financial Institutions has issued a Final Order requiring Bay-Valley Mortgage Group, Inc. to permanently cease and desist from conducting business in the state. The order also mandates the company to cease all new business and foreclosure actions in Washington and provide requested records.
Metropolitan Capital Bank & Trust - FDIC Appointed Receiver
The Illinois Department of Financial and Professional Regulation has found Metropolitan Capital Bank & Trust to be operating in an unsafe and unsound manner. The agency has taken possession of the bank and appointed the FDIC as receiver, effective January 30, 2026.
Cybersecurity Alert: Cisco Zero-Day Vulnerabilities
The New York State Department of Financial Services issued a cybersecurity alert regarding active exploitation of Cisco zero-day vulnerabilities. Regulated entities are required to immediately identify affected Cisco devices and follow remediation steps outlined by CISA, including potential disconnection of end-of-support hardware.
NY DFS Guidance on Virtual Currency Custody and Customer Protection
The New York State Department of Financial Services has issued updated guidance on virtual currency custody and customer protection, replacing its 2023 guidance. The updated guidance provides further direction on sub-custody arrangements and emphasizes sound custody and disclosure practices to protect customers in the event of insolvency.
Guidance on Managing Third-Party Cybersecurity Risks
The New York State Department of Financial Services issued guidance on managing cybersecurity risks associated with third-party service providers. The guidance clarifies existing requirements and recommends best practices for covered entities to strengthen their oversight of these providers.
DFS Alert: Phishing Scam Targeting Regulated Entities
The New York Department of Financial Services (DFS) issued an alert regarding a phishing scam targeting regulated entities. The notice advises entities to exercise caution with unexpected communications and verify legitimacy before taking action.
Cybersecurity Advisory on Targeted Vishing Attacks
The New York State Department of Financial Services (DFS) issued a cybersecurity advisory highlighting an increase in targeted vishing attacks. Regulated entities are urged to review their cybersecurity programs and implement enhanced measures to protect against credential theft and unauthorized access.
California DFPI Enforcement Actions - September 2025
The California Department of Financial Protection and Innovation (DFPI) issued 14 enforcement actions in September 2025. These actions targeted individuals and firms for violations including unlawful broker-dealer activity, investment adviser misconduct, and illegal digital financial asset activities.
California DFPI Enforcement Actions - August 2025
The California Department of Financial Protection and Innovation issued enforcement actions against 14 entities in August 2025 for violations including unlawful debt collection, investment adviser activity, and franchise investment law. Actions range from settlement agreements to desist and refrain orders.
DFPI Enforcement Actions and Orders - December 2025
The California Department of Financial Protection and Innovation (DFPI) issued a summary of enforcement actions and orders for December 2025. These actions include desist and refrain orders, accusations, and license revocations against individuals and entities for violations of securities, debt collection, escrow, and financing laws.
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891 changes in last 7 days
Latest high priority updates
Categories
510 official sources tracked
Frequently asked questions
What does this feed cover?
Enforcement actions, guidance updates, and rule changes across every major federal financial regulator. OCC bulletins, FDIC financial institution letters, Fed SR letters, PCAOB standards, CFPB supervisory highlights, and state banking department actions.
Who is this for?
Compliance officers, risk managers, and GRC teams at banks, broker-dealers, and investment advisers who need to track regulatory changes across federal and state financial regulators.
How often is this updated?
GovPing checks source pages multiple times daily. SEC enforcement actions and OCC bulletins typically appear within hours of publication.
What agencies does this cover?
SEC, OCC, FDIC, Federal Reserve, FINRA, CFPB, FASB, PCAOB, and state banking regulators across all 50 states.
How is this different from Compliance.ai or FiscalNote?
Compliance.ai and FiscalNote bundle regulatory data into broader GRC platforms. GovPing is a free feed of the source agency pages where guidance, bulletins, and enforcement actions are first published - tightly briefed by sector, AI-summarized on every change.
Is GovPing free?
Yes. GovPing is free, and always will be. We believe government regulatory data should be accessible to everyone. For custom monitoring of pages we don't cover yet, Changeflow starts at $99/mo.
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GovPing covers the common sources. For niche pages specific to your team, add custom URL monitoring with Changeflow.
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