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Routine Notice Amended Final

Securities and Exchange Commission v. Chen et al - Securities Fraud

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Summary

The SEC filed a securities fraud enforcement action against Chen et al in the Northern District of California on October 18, 2018. The most recent docket entry is a Joint Case Management Statement filed on April 16, 2026, indicating active ongoing litigation.

Published by NDCA on cand.uscourts.gov . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

The SEC brought a civil securities fraud action against Chen et al in federal court. The case remains active with the most recent filing being a joint case management statement by all parties on April 16, 2026.

Affected parties including public companies and investors should monitor ongoing SEC enforcement actions as they may signal broader regulatory priorities and compliance expectations regarding securities fraud prevention and disclosure obligations.

Archived snapshot

Apr 16, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Securities and Exchange Commission v. Chen et al

Case Number: 3:18-cv-06371-LB Judge: Beeler, Laurel Location: San Francisco Case Type: Civil Case Basis: U.S. Government Plaintiff Nature of Suit: Securities/Commodities Date Filed:

October 18, 2018

Last Filing Date:

April 16, 2026

View Publicly Available Documents Case Summary No summary of this case is available

Recent Filings

Date Filed Docket Number Document Description
04-16-26 267 JOINT CASE MANAGEMENT STATEMENT of the Parties filed by Securities and Exchange Commission. (Smith, James)

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Last updated

Classification

Agency
NDCA
Published
October 18th, 2018
Instrument
Notice
Legal weight
Non-binding
Stage
Final
Change scope
Minor
Document ID
3:18-cv-06371-LB
Docket
3:18-cv-06371-LB

Who this affects

Applies to
Public companies Investors Government agencies
Industry sector
5231 Securities & Investments
Activity scope
Securities fraud enforcement Civil litigation
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Legal
Compliance frameworks
SOX
Topics
Corporate Governance Consumer Finance

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