Securities and Exchange Commission v. Chen et al - Securities Fraud
Summary
The SEC filed a securities fraud enforcement action against Chen et al in the Northern District of California on October 18, 2018. The most recent docket entry is a Joint Case Management Statement filed on April 16, 2026, indicating active ongoing litigation.
What changed
The SEC brought a civil securities fraud action against Chen et al in federal court. The case remains active with the most recent filing being a joint case management statement by all parties on April 16, 2026.
Affected parties including public companies and investors should monitor ongoing SEC enforcement actions as they may signal broader regulatory priorities and compliance expectations regarding securities fraud prevention and disclosure obligations.
Archived snapshot
Apr 16, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
Securities and Exchange Commission v. Chen et al
Case Number: 3:18-cv-06371-LB Judge: Beeler, Laurel Location: San Francisco Case Type: Civil Case Basis: U.S. Government Plaintiff Nature of Suit: Securities/Commodities Date Filed:
October 18, 2018
Last Filing Date:
April 16, 2026
View Publicly Available Documents Case Summary No summary of this case is available
Recent Filings
| Date Filed | Docket Number | Document Description |
|---|---|---|
| 04-16-26 | 267 | JOINT CASE MANAGEMENT STATEMENT of the Parties filed by Securities and Exchange Commission. (Smith, James) |
Related changes
Get daily alerts for NDCA Recently Filed Documents
Daily digest delivered to your inbox.
Free. Unsubscribe anytime.
Source
About this page
Every important government, regulator, and court update from around the world. One place. Real-time. Free. Our mission
Source document text, dates, docket IDs, and authority are extracted directly from NDCA.
The summary, classification, recommended actions, deadlines, and penalty information are AI-generated from the original text and may contain errors. Always verify against the source document.
Classification
Who this affects
Taxonomy
Browse Categories
Get alerts for this source
We'll email you when NDCA Recently Filed Documents publishes new changes.
Subscribed!
Optional. Filters your digest to exactly the updates that matter to you.