SEC v. Marques et al - Securities Enforcement Action
Summary
The SEC filed a securities enforcement action in the Northern District of California against Marques et al. The case (4:21-cv-09796-JST) was originally filed on December 20, 2021, and the most recent filing on April 6, 2026 was a routine notice from the SEC regarding motion hearing procedures and deadlines.
What changed
The SEC brought a civil securities enforcement action against defendants Marques et al before Judge Jon S. Tigar in Oakland. Case 4:21-cv-09796-JST has been pending since December 2021. The April 6, 2026 filing is a procedural notice by the SEC regarding upcoming motion hearings and deadline scheduling via Zoom teleconference.
This is a routine court administration filing in an existing enforcement case. No new obligations or deadlines have been imposed on regulated entities. The case continues its normal litigation progress without requiring external compliance action from non-party entities.
Archived snapshot
Apr 6, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
Securities and Exchange Commission v. Marques et al
Case Number: 4:21-cv-09796-JST Judge: Tigar, Jon S. Location: Oakland Case Type: Civil Case Basis: U.S. Government Plaintiff Nature of Suit: Securities/Commodities Date Filed:
December 20, 2021
Last Filing Date:
April 6, 2026
View Publicly Available Documents Case Summary No summary of this case is available
Recent Filings
| Date Filed | Docket Number | Document Description |
| --- | --- | --- |
| 04-06-26 | 46 | NOTICE by Securities and Exchange Commission re [42] Motion Hearing,,,,,,,, Terminate Deadlines and Hearings,,,,,,,, Util - Teleconference Zoom,,,,,,,, Set Motion and Deadlines/Hearings,,,,,,, (Roessner, Michael) |
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