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Routine Enforcement Amended Final

Neysha Cruz v. David Banks and NYC DOE - Affirmed - Special Education IEP Placement

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Summary

The Second Circuit affirmed the district court judgment in Cruz v. Banks, holding that the NYC Department of Education's placement of student O.F. in a 12:1:4 classroom complied with NY education regulations. The court adopted the NY Court of Appeals' interpretation that 8 NYCRR § 200.6(h)(4) provides alternative placements, not stacking requirements, for students with disabilities. The CSE exercises discretion to select the appropriate listed alternative for each student's needs.

What changed

The Second Circuit affirmed the district court's judgment adopting the NY Court of Appeals' answer to a certified question regarding the interpretation of 8 NYCRR § 200.6(h)(4). The Court of Appeals held that class size requirements in the regulation represent alternative placements from which a Committee on Special Education (CSE) may select, rather than stacking requirements that must all be satisfied. Under this interpretation, a student with both severe multiple disabilities and highly intensive management needs may be properly placed in a 12:1:1, 6:1:1, or 12:1:4 classroom as alternatives, and the CSE need only select the option that best serves the student's individual needs.

For school districts and CSEs, this ruling confirms that IEP teams have discretion to choose among listed alternative classroom sizes based on educational expertise rather than being required to satisfy every listed class size restriction. Districts should ensure CSE decisions document the rationale for selecting a particular alternative placement. While the ruling arises from one student's case, it establishes the controlling interpretation of § 200.6(h)(4) for Second Circuit courts and provides guidance for future IEP placement decisions.

What to do next

  1. Monitor for developments if party seeks further appeal
  2. Review IEP placement decisions to ensure CSE documents selection rationale for alternative placements under § 200.6(h)(4)

Archived snapshot

Apr 15, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

24-1147

United States Court of Appeals 1 for the Second Circuit 2

_________________ 3 4 August Term 2024 5 6 Argued: December 20, 2024 7 Decided: April 7, 2026 8 9 No. 24-1147 10 _________________ 11 12

NEYSHA CRUZ, AS PARENT AND NATURAL GUARDIAN OF O.F. AND INDIVIDUALLY, 13

14 Plaintiff-Appellant, 15 16

  1. 17 AVID C. BANKS, NEW YORK CITY DEPARTMENT OF EDUCATION, 19 D

20 Defendants-Appellees. 21 22 _________________ 23 24 On Appeal from the United States District Court 25 for the Southern District of New York 26 _________________ 27 28 Before: CALABRESI, PARK, and NATHAN, Circuit Judges. 29 30 In this appeal from a judgment of the United States District Court for the 31

Southern District of New York, we certified a question to the New York Court of 32

Appeals, which it has now answered. In light of that answer, the judgment is 33

affirmed. 34

_____________________________________ 35 1

24-1147 1 R PORY J. BELLANTONI, Brain Injury Rights Group, Ltd, 2 New York, New York, for Plaintiff 3 4

  1. A LAN ROSINUS, JR., of Counsel, MURIEL GOODE-5 TRUFANT, Acting Corporation Counsel of the City of 6 New York, New York, New York, for Defendants 7 _____________________________________ 8 9

ER CURIAM: 10

We return to this appeal from a judgment of the United State District Court 11 for the Southern District of New York (Jennifer L. Rochon, Judge). We assume the 12 parties' familiarity with the facts and procedural history of this case, set forth in 13 detail in our earlier decision. Cruz v. Banks, 134 F.4th 687 (2d Cir. 2025). 14 On April 15, 2025, we certified a question to the New York State Court of 15 Appeals: "When a student is covered by more than one class size regulation under 16 § 200.6(h)(4), do the varying restrictions serve as distinct requirements that must 17

be independently fulfilled or as a list of class size options from which the DOE 18

may pick?" Id. at 698-99. The Court of Appeals has answered, concluding that the 19

required classroom sizes described in [8 N.Y.C.R.R.] § 200.6(h)(4) represent 20 alternative placements, rather than stacking requirements, for students with the 21

described levels of management needs and disabilities. Cruz v. Banks, --- N.E.3d --22

24-1147 -, No. 1, 2026 WL 436354, at *4 (N.Y. Ct. App. Feb. 17, 2026). In light of that decision, 1

we affirm the judgment of the district court. 2

DISCUSSION 3 "[T]he role of the federal courts in reviewing state educational decisions 4 under the IDEA is circumscribed." Gagliardo v. Arlington Cent. Sch. Dist., 489 F.3d 5 105, 112 (2d Cir. 2008) (citation modified). Accordingly, "a court must defer to the 6 SRO's decision on matters requiring educational expertise unless it concludes that 7

the decision was inadequately reasoned." R.E. v. N.Y.C. Dep't of Educ., 694 F.3d 8

167, 189 (2d Cir. 2012). 9 Cruz argues that the June 2021 individualized education program (IEP) 10 placed O.F. in a 12:1:4 classroom in violation of § 200.6(h)(4). 11 But as the Court of Appeals makes clear, "8 NYCRR 200.6(h)(4) provides 12 alternatives." Cruz, 2026 WL 436354, at *5. As such, "the regulation requires a 13

[committee on special education] to exercise its knowledge and expertise to select 14

the listed alternative that would best serve a student's individual needs." Id. 15 Accordingly, because O.F. "has both severe multiple disabilities and highly 16 intensive management needs," Cruz, 134 F.4th at 694, he could properly be placed 17 in either a 12:1:4 classroom, pursuant to § 200.6(h)(4)(iii), or a 6:1:1 classroom, 18

24-1147 pursuant to § 200.6(h)(4)(ii)(a). His placement in the former did not violate his 1 right to a free appropriate public education. 2 Cruz also argues that even if placement in a 12:1:4 classroom was lawful, the 3 SRO improperly found that the 12:1:4 placement recommended in O.F.'s June 2021 4 IEP would best serve O.F.'s needs. 5 But the SRO reasonably concluded, in agreement with the impartial hearing 6

officer, that placement in a 12:1:4 classroom was appropriate due to O.F.'s need for 7

increased adult support from a variety of professionals and his lack of progress 8

and poor school attendance over the previous year, when he had a 6:1:1 placement. 9 We decline to disturb these findings. 10

In our earlier decision, we considered Cruz's other arguments and found 11 them to be without merit. We have considered the remaining arguments and also 12

find them to be without merit. The judgment of the district court is, therefore, 13

AFFIRMED. 14

Named provisions

8 NYCRR § 200.6(h)(4) IDEA

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Last updated

Classification

Agency
2nd Circuit
Filed
April 7th, 2026
Instrument
Enforcement
Legal weight
Binding
Stage
Final
Change scope
Minor
Document ID
No. 24-1147, 2026 WL 436354
Docket
24-1147

Who this affects

Applies to
Educational institutions Government agencies Healthcare providers
Industry sector
9211 Government & Public Administration
Activity scope
Special education placement IEP development Student disability services
Geographic scope
New York US-NY

Taxonomy

Primary area
Education
Operational domain
Legal
Topics
Healthcare Civil Rights

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