Hong Kong

SFC and ICAC Joint Operation Targets Insider Dealing and Corruption

The SFC and ICAC conducted a joint operation targeting insider dealing and corruption involving senior executives of three licensed corporations. Eight individuals were arrested, and investigations revealed alleged bribes of over $4 million leading to approximately $315 million in illicit profits.

SFC Freezes HK$4.3M Assets in Insider Dealing Case

The Securities and Futures Commission (SFC) of Hong Kong has obtained worldwide court orders to freeze assets totaling HK$4.3 million in an insider dealing case. The action targets a former HKEX staff member and his relatives, alleging access to and trading on confidential information.

SFC obtains HK$4M compensation order against former Coolpad executive

The Securities and Futures Commission (SFC) of Hong Kong obtained a compensation order of HK$4 million against Mr Zhang Wei, a former executive director of Coolpad Group Limited. Zhang was also disqualified from holding directorships for five years for his role in transactions that caused significant losses to the company.

SFC bans Andy Lau Ka Ho for life over misconduct

The Securities and Futures Commission (SFC) has permanently banned Andy Lau Ka Ho, a former licensed representative, from the industry for serious misconduct. The ban follows an investigation into unauthorized trading, fabricated instructions, and forged statements conducted between 2014 and 2019.

Retail Trader Sentenced for False Trading in Hong Kong

The Securities and Futures Commission (SFC) Hong Kong announced that a retail trader was sentenced to 220 hours of community service and fined $117,715 for false trading in six Hong Kong-listed companies. The SFC highlighted the importance of market integrity and investor confidence.

Exchange Fund Bills Tender Results

The Hong Kong Monetary Authority (HKMA) announced the results of the Exchange Fund Bills tenders held on March 17, 2026. The notice details the amounts allotted, average and highest accepted yields, and pro rata ratios for two separate bill issuances. It also outlines upcoming tender dates and amounts for the week of March 23, 2026.

Hong Kong banks report fraudulent websites and scams

Hong Kong banks report fraudulent websites and scams

PCPD Releases AI Storybook for Primary Students

The Office of the Privacy Commissioner for Personal Data (PCPD) in Hong Kong has published a new Chinese storybook titled “Adventure in the AI Labyrinth” for primary school students. This initiative aims to educate young students on the proper use of artificial intelligence and the importance of personal data privacy protection.

SFC Enforcement News Website Update

The Securities and Futures Commission (SFC) of Hong Kong has updated its website by adding new enforcement news publications. These updates provide access to recent enforcement actions and related information.

HKMA Scam Alert Related to Banks

The Hong Kong Monetary Authority (HKMA) has issued a scam alert regarding fraudulent websites and phishing attempts targeting bank customers. The alert specifically mentions OCBC Bank (Hong Kong) Limited and advises the public on how to protect themselves and report suspicious activity.