Securities & Markets

ASIC Disqualifies Director for Five Years Over 20 Company Failures

The Australian Securities and Investments Commission (ASIC) has disqualified Vincenzo Frank Tesoriero from managing corporations for five years due to his involvement in the failure of 20 companies. The disqualification stems from findings of improper conduct, including facilitating fraudulent transactions and mismanaging company funds.

Capital Mining Limited Directors' Charges Discontinued

The Office of the Director of Public Prosecutions (Cth) has discontinued charges against former Capital Mining Limited directors Peter Dykes, Anthony Dunlop, and Peter Torney. ASIC considers the matter finalised following this decision.

ASIC bans financial adviser Raluca Terheci for six years

The Australian Securities and Investments Commission (ASIC) has banned financial adviser Raluca Terheci from providing financial services for six years. ASIC found she provided inappropriate advice and made false and misleading statements to clients regarding high-risk investments.

ASIC Disqualifies Simon Raftery from Managing Corporations

The Australian Securities and Investments Commission (ASIC) has disqualified Simon Raftery from managing corporations for two and a half years due to his involvement in five failed companies. These companies owed approximately $43 million to creditors.

Remedy Housing Officers Sentenced for Dishonesty Offences

Three former Remedy Housing officials, Brent Smith, Mahmoud Khodr, and Fue Mano, have been sentenced for dishonesty offences related to promoting interest-free mortgages. The company received $1.83 million in deposits from 107 customers, with significant misappropriation of funds by the officials.

Chiara Mosca Appointed Interim Consob President

Chiara Mosca has been appointed interim President of Consob, the Italian securities regulator, effective March 9, 2026. She assumes the role following the conclusion of Paolo Savona's seven-year mandate. Mosca, a Commissioner since 2021, will serve until a new President is appointed.

Consob Blocks 11 Websites for Financial Abuse

The Italian financial regulator, Consob, has ordered the blocking of 11 new websites engaged in financial abuse and unauthorized investment services. This action brings the total number of blocked sites to 1,599 since July 2019, with 136 related to crypto-activities.

loanDepot 4Q 2025 Investor Presentation

loanDepot has filed its 4Q 2025 Investor Presentation with the SEC. The document details the company's financial and operational performance, including origination volumes, revenue, expenses, and liquidity. It also outlines the company's strategy and market opportunity in the residential real estate sector.

Stryker Corp 8-K Filing

Stryker Corporation filed an 8-K with the SEC on March 12, 2026. This filing provides information regarding material events or corporate changes. As an 8-K filing, it is a standard disclosure for public companies.

Stryker Corp 8-K Filing

Stryker Corporation has filed an 8-K form with the Securities and Exchange Commission (SEC). This filing provides information regarding significant events that shareholders should be aware of, as required by SEC regulations for public companies.