Securities & Markets

SEC Order Directs Disgorgement of Fair Fund for Boeing and Muilenburg

The SEC has ordered the disbursement of a $218,239,227.18 Fair Fund to harmed investors in the Boeing and Muilenburg case. This follows the approval of a distribution plan and the processing of investor claims.

SEC Order Directs Fair Fund Disbursement for Valeant

The SEC has issued an order directing the disbursement of $43,333,356.49 from a Fair Fund to harmed investors in the matter of Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies, Inc.). The order follows the approval of a distribution plan after no comments were received during the public comment period.

SEC Commissioner Uyeda Remarks on Treasury Clearing Rule

SEC Commissioner Mark T. Uyeda discussed the Treasury Clearing Rule and its implementation timeline. The rule, originally mandated in December 2023, has compliance deadlines of December 2025 for cash transactions and June 2026 for repo transactions, with ongoing efforts to provide clarity and guidance to market participants.

SEC Commissioner Atkins on SEC-CFTC Regulatory Harmony

SEC Commissioner Paul S. Atkins delivered a speech on March 10, 2026, discussing the importance of regulatory harmony between the SEC and CFTC. The speech highlighted how regulatory friction increases costs and reduces liquidity, advocating for a more coherent approach to benefit American investors and businesses.

SEC Chairman Remarks on Disclosure, Tokenization, and Innovation

SEC Chairman Paul Atkins discussed potential regulatory approaches to disclosure burdens, corporate governance, and the tokenization of securities. He indicated the Commission may consider an innovation exemption for trading certain tokenized securities.

SEC Commissioner Peirce Discusses Disclosure, Proxy Voting, and Tokenization

SEC Commissioner Hester M. Peirce delivered remarks at the Investor Advisory Committee meeting on March 12, 2026. She discussed public company disclosure reform, the challenges funds face in obtaining quorum for proxy votes, and the implications of tokenization.

SEC Commissioner Uyeda Remarks on Disclosure, Proxy Voting, and Tokenization

SEC Commissioner Mark T. Uyeda delivered remarks on March 12, 2026, discussing ongoing reviews of Regulation S-K disclosure requirements and challenges in fund proxy voting. The speech also touched upon the potential impact of tokenization on equity securities and the need for regulatory evolution.

Consob Mourns Passing of Former President Lamberto Cardia

The Italian National Commission for Companies and the Stock Exchange (Consob) has issued a notice expressing its condolences for the passing of former President Lamberto Cardia, who served from 2003 to 2010. The notice highlights his significant contributions to strengthening Consob's role and Italian financial markets.

NYSE Arca Rule Change for Fees and Charges

NYSE Arca has filed a proposed rule change with the SEC to amend its Equities Fees and Charges. The change involves adopting a cap to the credit payable under Step Up Tier 3 of its pricing table, effective March 2, 2026. This aims to adjust fees in a competitive market environment.

NYSE Arca Options Fee Schedule Modification Proposal

NYSE Arca has proposed modifications to its Options Fee Schedule, specifically concerning the introduction of new fees for certain order types and the adjustment of existing ones. The proposal outlines specific fee amounts and the conditions under which they will apply, aiming to align with market practices and operational costs.