Securities & Markets

Illinois Securities Administrative Actions Search Tool

The Illinois Securities Department has launched a new administrative actions search tool, currently under development. The tool allows users to search for actions from 2003 to the present, with additional years to be added. Contact information for the department is provided for further assistance.

Illinois Securities Department Administrative Actions Search

The Illinois Securities Department has launched a new online search tool for administrative actions, currently covering data from 2003 to the present. The tool is under development, with additional years to be added. Contact information is provided for obtaining documents not yet available online.

Illinois Securities Department Administrative Actions Search Tool Development

The Illinois Securities Department is developing a new administrative actions search tool. The tool currently allows searches for actions between 2003 and the present, with plans to add more years. Contact information is provided for further assistance.

Illinois Securities Department Administrative Actions Search

The Illinois Securities Department has launched a new online search tool for administrative actions, currently covering data from 2003 to the present. The tool is under development, with additional years to be added. Contact information for obtaining further assistance or copies of documents is provided.

Maryland Financial Enforcement Actions 2024

The Maryland Department of Labor has published its 2024 financial enforcement actions, detailing actions against collection agencies, mortgage lenders, and other financial service providers. These actions include final orders and settlement agreements, with the latest listed on December 27, 2024.

Maryland Financial Regulation Enforcement Actions 2022

The Maryland Department of Labor's Division of Financial Regulation has published a list of enforcement actions taken in 2022. These actions include consent orders and settlement agreements related to banking, mortgage assistance relief services, consumer lending, debt management, and mortgage loan originating.

Maryland Financial Regulation Enforcement Actions 2023

The Maryland Department of Labor has published its 2023 enforcement actions related to financial regulation. These actions include summary orders to cease and desist and settlement agreements and consent orders against various entities for violations in mortgage lending, credit services, and money transmission.

Maryland Financial Regulation Enforcement Actions List

The State of Maryland's Department of Labor has published a list of financial regulation enforcement actions for 2025. The list includes settlement agreements and consent orders related to collection agencies, consumer lending, and credit services. These actions are available in PDF format.

Mississippi Cease and Desist Order Against Derrick L. Turner

The Mississippi Secretary of State has issued a Cease and Desist order against Derrick L. Turner for alleged violations of the Mississippi Securities Act. Turner, operating under the alias Melissa C. Wilson, is accused of defrauding a Mississippi resident out of approximately $1,500 through fraudulent cryptocurrency investment solicitations via Facebook.

GS Partners, Heit, Shoto Violated Mississippi Securities Act

The Mississippi Secretary of State has issued a Cease and Desist Order against GS Partners Global, Josip Heit, and Richard L. Shoto for violating the Mississippi Securities Act. The order alleges violations related to the offer and sale of unregistered securities, specifically 'Meta Certificates', and engaging in deceptive practices to recruit investors.